GBABNYSE
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
$12.38−0.11 (-0.88%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
8M
Shares held, 13F filers
Institutional holders
60
6 new, 7 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $22.92K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Morgan Stanley | 3,542,881 | 12.80% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of GBAB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 3,542,880 | – | $51.23M | +374,754 | 0.00% |
| Sit Investment Associates Inc | 801,655 | – | $11.59K | +127,802 | 0.22% |
| LPL Financial LLC | 418,035 | – | $6.04M | −65,076 | 0.00% |
| Rivernorth Capital Management, LLC | 288,901 | – | $4.18M | New | 0.20% |
| Bank Of America Corp /De/ | 272,969 | – | $3.95M | −316,322 | 0.00% |
| Invesco Ltd. | 230,759 | – | $3.34M | +39,788 | 0.00% |
| UBS Group AG | 193,113 | – | $2.79M | −1,613 | 0.00% |
| Wells Fargo & Company/Mn | 181,841 | – | $2.63M | +19,534 | 0.00% |
| Cooper Financial Group | 164,368 | – | $2.38M | +6,872 | 0.20% |
| Raymond James Financial Inc | 158,813 | – | $2.30M | −10,527 | 0.00% |
| Osaic Holdings, Inc. | 151,322 | – | $2.19M | +18,988 | 0.00% |
| Venture Visionary Partners LLC | 141,622 | – | $2.05M | – | 0.06% |
| Cohen & Steers, Inc. | 140,924 | – | $2.04K | – | 0.00% |
| Fiera Capital Corp | 138,884 | – | $2.01M | +4,488 | 0.01% |
| Janney Montgomery Scott LLC | 103,718 | – | $1.50K | −5,074 | 0.00% |
| Whittier Trust Co | 100,514 | – | $1.44M | – | 0.01% |
| Savvy Advisors, Inc. | 83,949 | – | $1.21M | +562 | 0.03% |
| Royal Bank of Canada | 82,861 | – | $1.20M | −6,524 | 0.00% |
| Daymark Wealth Partners, LLC | 82,107 | – | $1.19M | −200 | 0.03% |
| Morse Asset Management, Inc | 78,944 | – | $1.14M | +751 | 0.19% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 60 | 8M | 6 / 22 | 21 / 7 | 1M | 1M |
| Q1 2026 | 62 | 8M | 7 / 21 | 20 / 8 | 1M | 1M |
| Q4 2025 | 64 | 8M | 9 / 22 | 18 / 6 | 1M | 0M |
| Q3 2025 | 61 | 7M | 9 / 20 | 16 / 9 | 1M | 0M |
| Q2 2025 | 61 | 7M | 6 / 21 | 22 / 5 | 1M | 1M |
| Q1 2025 | 61 | 7M | 3 / 27 | 15 / 12 | 1M | 1M |
| Q4 2024 | 72 | 6M | 22 / 19 | 20 / 13 | 2M | 1M |
| Q3 2024 | 66 | 6M | 8 / 32 | 14 / 5 | 1M | 0M |
| Q2 2024 | 63 | 6M | 9 / 24 | 17 / 7 | 0M | 3M |
| Q1 2024 | 62 | 9M | 9 / 22 | 19 / 5 | 2M | 0M |
| Q4 2023 | 59 | 7M | 5 / 21 | 18 / 8 | 2M | 0M |
| Q3 2023 | 63 | 5M | 8 / 19 | 22 / 9 | 0M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of GBAB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 192,634 | – | $2.72M | 0.33% | May 31, 2026 |
| UVA Unconstrained Medium-Term Fixed Income ETF | 24,328 | – | $351.78K | 0.66% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Elisabeth Miller | Chief Compliance Officer | – | Dec 5, 2024 |
| Allen Li | – | 1,700 | Sep 14, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Allen Li – | Sep 14, 2026 | Buy | +700 | $13.33 | $9.33K | 1,700 |
| Allen Li – | Sep 8, 2026 | Buy | +1,000 | $13.59 | $13.59K | 1,000 |
| Ronald E. Toupin Jr Director | Oct 12, 2022 | Buy | +200 | $15.50 | $3.10K | 6,342 |
| Ronald E. Toupin Jr Director | Oct 12, 2022 | Buy | +100 | $15.49 | $1.55K | 6,442 |
| Ronald E. Toupin Jr Director | Oct 12, 2022 | Buy | +700 | $15.49 | $10.84K | 6,142 |
| Ronald E. Toupin Jr Director | Sep 29, 2022 | Buy | +1,000 | $15.53 | $15.53K | 5,415 |
| Ronald E. Toupin Jr Director | Sep 22, 2022 | Buy | +100 | $15.96 | $1.60K | 3,515 |
| Ronald E. Toupin Jr Director | Sep 22, 2022 | Buy | +260 | $15.97 | $4.15K | 3,775 |
| Ronald E. Toupin Jr Director | Sep 22, 2022 | Buy | +640 | $15.98 | $10.23K | 4,415 |
| Ronald E. Toupin Jr Director | Dec 4, 2020 | Buy | +650 | $24.78 | $16.11K | 3,021 |
| Angela Brock-Kyle Director | Nov 30, 2020 | Buy | +400 | $24.58 | $9.83K | 9,830 |
| Donald A. Chubb Jr. Director | May 27, 2020 | Buy | +7,413 | $22.75 | $168.65K | 10,000 |
| Donald A. Chubb Jr. Director | May 27, 2020 | Buy | +548 | $22.66 | $12.42K | 1,548 |
| Donald A. Chubb Jr. Director | May 27, 2020 | Buy | +1,039 | $22.73 | $23.62K | 2,587 |
| Ronald E. Toupin Jr Director | Dec 2, 2019 | Buy | +325 | $23.40 | $7.60K | 2,208 |
| Ronald E. Toupin Jr Director | Jun 27, 2019 | Buy | +250 | $23.65 | $5.91K | 1,836 |
| Ronald E. Toupin Jr Director | Jan 3, 2019 | Buy | +132 | $22.22 | $2.93K | 1,543 |
| Ronald E. Toupin Jr Director | Sep 28, 2017 | Buy | +225 | $22.71 | $5.11K | 1,287 |
| Anne Bookwalter Walsh – | Sep 18, 2017 | Buy | +3,000 | $23.00 | $69.00K | 11,000 |
| Ronald E. Toupin Jr Director | Jun 29, 2017 | Buy | +174 | $22.71 | $3.95K | 1,046 |
| Donald A. Chubb Jr. Director | Dec 20, 2016 | Buy | +800 | $21.08 | $16.86K | 1,000 |
| Ronald E. Toupin Jr Director | Sep 30, 2016 | Buy | +125 | $23.21 | $2.90K | 833 |
| Ronald E. Toupin Jr Director | Mar 31, 2016 | Buy | +100 | $23.11 | $2.31K | 684 |
| Donald A. Chubb Jr. Director | Jun 26, 2015 | Buy | +200 | $20.64 | $4.13K | 200 |
| Ronald E. Toupin Jr Director | Apr 6, 2015 | Buy | +100 | $22.60 | $2.26K | 541 |
| Ronald E. Toupin Jr Director | Nov 18, 2014 | Buy | +200 | $21.72 | $4.34K | 429 |
| Allen Li – | Mar 28, 2014 | Sale | −2,900 | $20.81 | $60.35K | 0 |
| Ronald E. Toupin Jr Director | Feb 24, 2014 | Buy | +50 | $20.29 | $1.01K | 216 |
| Roman Friedrich Iii Director | Dec 26, 2013 | Sale | +355 | $19.66 | $6.98K | 0 |
| Allen Li – | Aug 19, 2013 | Buy | +490 | $19.60 | $9.60K | 2,900 |
| Allen Li – | Jul 30, 2013 | Buy | +300 | $20.45 | $6.14K | 2,200 |
| Allen Li – | Jul 5, 2013 | Buy | +210 | $20.70 | $4.35K | 2,110 |
| Allen Li – | Jun 13, 2013 | Buy | +400 | $21.65 | $8.66K | 1,900 |
| Allen Li – | Apr 18, 2013 | Buy | +435 | $22.82 | $9.93K | 1,500 |
| Allen Li – | Apr 4, 2013 | Buy | +500 | $22.82 | $11.41K | 1,065 |
| Allen Li – | Apr 4, 2013 | Buy | +55 | $22.80 | $1.25K | 565 |
| Ronald E. Toupin Jr Director | Feb 19, 2013 | Buy | +50 | $22.62 | $1.13K | 154 |
| Roman Friedrich Iii Director | Dec 27, 2012 | Buy | +215 | $22.72 | $4.88K | 355 |
| Ronald E. Toupin Jr Director | Sep 12, 2012 | Buy | +50 | $23.69 | $1.18K | 101 |
| Allen Li – | May 29, 2012 | Sale | −1,800 | $22.30 | $40.14K | 510 |
| Allen Li – | May 29, 2012 | Sale | −190 | $22.29 | $4.24K | 2,310 |
| Ronald E. Toupin Jr Director | Feb 28, 2012 | Buy | +50 | $21.88 | $1.09K | 50 |
| Roman Friedrich Iii Director | Feb 23, 2012 | Buy | +140 | $21.93 | $3.07K | 140 |
| Ronald E. Toupin Jr Director | Feb 23, 2012 | Buy | +50 | $21.88 | $1.09K | 50 |
| Allen Li – | Nov 2, 2011 | Buy | +500 | $20.05 | $10.03K | 2,500 |
| Ronald Nyberg Director | Oct 28, 2011 | Buy | +505 | $19.82 | $10.01K | 505 |
| Allen Li – | Apr 13, 2011 | Buy | +1,000 | $18.05 | $18.05K | 2,000 |
| Allen Li – | Mar 22, 2011 | Buy | +595 | $18.14 | $10.79K | 1,000 |
| Allen Li – | Dec 31, 2010 | Buy | +101 | $17.81 | $1.80K | 405 |
| Allen Li – | Dec 29, 2010 | Buy | +204 | $17.71 | $3.61K | 304 |
| James E. Pass – | Dec 27, 2010 | Buy | +2,000 | $17.69 | $35.38K | 2,000 |
| James E. Pass – | Dec 27, 2010 | Buy | +2,000 | $17.69 | $35.38K | 2,000 |
| Anne Bookwalter Walsh – | Nov 12, 2010 | Buy | +2,000 | $20.01 | $40.02K | 4,000 |
| Anne Bookwalter Walsh – | Nov 12, 2010 | Buy | +2,000 | $20.01 | $40.02K | 2,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.