StockData
GAINNasdaqFiscal year ends March 31Also trades as GAING, GAINI, GAINZ

GLADSTONE INVESTMENT CORPORATIONDE

Financials through Q4 FY2026, quarter ended Mar 31, 2026Last filing: 10-Q on Aug 6, 2026
$14.85−0.20 (-1.33%)

Close on Oct 19, 2026

Market cap
$591.36M
P/E (TTM)
–
Dividend yield
10.10%

About Gladstone Investment Corporationde

The company operates as an externally managed, closed-end, non-diversified management investment company functioning as a business development company. It provides customized capital financing to lower middle market private enterprises across the United States. Its primary investments consist of debt and equity instruments, structured as secured first lien debt, secured second lien debt, and preferred and common equity securities. The company's clients are established lower middle market businesses that seek funding for management buyouts, growth capital to finance acquisitions, recapitalizations, or debt refinancing across various industries such as machinery, services, and aerospace.

The company holds investments in twenty-nine portfolio companies distributed across twenty states and Canada. Its portfolio footprint extends throughout the southern, western, midwestern, and northeastern regions of the United States along with Canadian holdings. The company's external investment adviser and administrator maintain principal executive offices located in McLean, Virginia, alongside regional offices situated across several other states.

Summary of the business section of Gladstone Investment Corporationde's latest annual report, written by StockData.

Company profile

Company

Legal name
GLADSTONE INVESTMENT CORPORATIONDE
Founded
2005
Headquarters
Mclean, VA
Address
1521 Westbranch Drive, Suite 100 22102
Phone
(703) 287-5800
Employees
78, Mar 31, 2026
Incorporated in
Delaware
Fiscal year ends
March 31
Auditor
PricewaterhouseCoopers LLP, Washington, District of Columbia

Stock & identifiers

Ticker
GAIN
Other tickers
GAING, GAINI, GAINZ
Exchange
Nasdaq
IPO date
Jun 23, 2005
Shares outstanding
40M, Aug 5, 2026
Public float
$534.16M, Sep 30, 2025
Filer category
Non-accelerated filer
SEC CIK
1321741
CUSIP
376546107
ISIN
US3765461070
LEI
549300HFFTVIBC98Z362
EIN
83-0423116

Executives and directors

Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years

NamePositionShares owned
Taylor RitchieChief Financial Officer4,353
Erika P. HighlandExecutive Vice President–
Christopher James LeeExecutive Vice President–
John SateriChief Investment Officer–
Erich Michael HellmoldCo-General Counsel–
George Stelljes IiiDirector20,995

Employees

Headcount reported in annual reports

“As of March 31, 2026, the Adviser and Administrator collectively had 78 full-time employees.”

Corporate history

Events identified from SEC filings

DateEventDetails
May 4, 2026DelistingNotice of delisting from exchange (Form 25)
Feb 18, 2026ListingRegistration of securities on an exchange (Form 8-A)
Dec 15, 2025DelistingNotice of delisting from exchange (Form 25)
Dec 17, 2024ListingRegistration of securities on an exchange (Form 8-A)
May 31, 2023ListingRegistration of securities on an exchange (Form 8-A)
Aug 18, 2021ListingRegistration of securities on an exchange (Form 8-A)
Aug 18, 2021DelistingNotice of delisting from exchange (Form 25)
Mar 2, 2021DelistingNotice of delisting from exchange (Form 25)
Mar 2, 2021ListingRegistration of securities on an exchange (Form 8-A)
Aug 30, 2018DelistingNotice of delisting from exchange (Form 25)
Aug 20, 2018ListingRegistration of securities on an exchange (Form 8-A)
Sep 30, 2016DelistingNotice of delisting from exchange (Form 25)
Sep 22, 2016ListingRegistration of securities on an exchange (Form 8-A)
May 11, 2015ListingRegistration of securities on an exchange (Form 8-A)
Nov 7, 2014ListingRegistration of securities on an exchange (Form 8-A)
Feb 29, 2012ListingRegistration of securities on an exchange (Form 8-A)
Aug 11, 2011Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Jan 3, 2011Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Nov 2, 2010Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Nov 1, 2010Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Jun 29, 2010Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Apr 14, 2009Acquisition / saleCompletion of acquisition or disposition of assets (8-K Item 2.01)
Apr 25, 2008DeregistrationTermination of SEC registration (Form 15)
Apr 22, 2008DelistingNotice of delisting from exchange (Form 25)
Mar 31, 2008ListingRegistration of securities on an exchange (Form 8-A)