FUNDNasdaqFiscal year ends December 31
SPROTT FOCUS TRUST INC.
$9.81+0.11 (+1.13%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
19M
Shares held, 13F filers
Institutional holders
34
6 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
22 buys · 1 sales
Net bought $4.24M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| W. Whitney George | 12,258,640 | 41.00% | 13D (active) amendment | Dec 30, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FUND | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sprott Inc. | 15,644,152 | – | $148.35M | +107,266 | 4.70% |
| Royal Bank of Canada | 851,608 | – | $8.07M | +49,177 | 0.00% |
| LPL Financial LLC | 543,929 | – | $5.16M | +5,799 | 0.00% |
| Morgan Stanley | 248,888 | – | $2.36M | −696 | 0.00% |
| Blue Bell Private Wealth Management, LLC | 237,835 | – | $2.25M | +22,255 | 0.28% |
| Essex Financial Services, Inc. | 218,889 | – | $2.08M | +303 | 0.10% |
| Integrated Wealth Concepts LLC | 155,517 | – | $1.47M | −77,634 | 0.01% |
| Evolve Private Wealth, LLC | 146,028 | – | $1.38M | −4,616 | 0.08% |
| Rivernorth Capital Management, LLC | 138,901 | – | $1.32M | – | 0.06% |
| Shaker Financial Services, LLC | 126,728 | – | $1.20M | −76,480 | 0.38% |
| Wells Fargo & Company/Mn | 107,550 | – | $1.02M | −875 | 0.00% |
| 1607 Capital Partners, LLC | 106,418 | – | $1.01M | −46,715 | 0.09% |
| Cambridge Investment Research Advisors, Inc. | 87,273 | – | $827 | New | 0.00% |
| Captrust Financial Advisors | 82,499 | – | $782.09K | −3,573 | 0.00% |
| Sapient Capital LLC | 80,873 | – | $766.68K | −1,145 | 0.01% |
| Raymond James Financial Inc | 57,337 | – | $543.55K | +7,179 | 0.00% |
| Osaic Holdings, Inc. | 46,999 | – | $445.57K | +18,446 | 0.00% |
| Lodestar Private Asset Management LLC | 29,114 | – | $276.00K | – | 0.02% |
| Level Four Advisory Services, LLC | 27,030 | – | $256.25K | +414 | 0.01% |
| CoreCap Advisors, LLC | 23,026 | – | $218.29K | +336 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 34 | 19M | 6 / 12 | 11 / 4 | 0M | 0M |
| Q1 2026 | 32 | 19M | 2 / 18 | 7 / 2 | 0M | 0M |
| Q4 2025 | 32 | 19M | 3 / 17 | 7 / 4 | 1M | 0M |
| Q3 2025 | 33 | 19M | 1 / 16 | 14 / 1 | 0M | 1M |
| Q2 2025 | 33 | 19M | 2 / 15 | 11 / 2 | 1M | 0M |
| Q1 2025 | 33 | 18M | 0 / 15 | 15 / 4 | 0M | 1M |
| Q4 2024 | 37 | 19M | 9 / 18 | 7 / 3 | 1M | 1M |
| Q3 2024 | 33 | 18M | 3 / 18 | 10 / 2 | 0M | 0M |
| Q2 2024 | 32 | 18M | 1 / 8 | 18 / 2 | 0M | 1M |
| Q1 2024 | 33 | 19M | 5 / 11 | 12 / 4 | 14M | 0M |
| Q4 2023 | 32 | 4M | 5 / 14 | 10 / 3 | 1M | 0M |
| Q3 2023 | 31 | 4M | 4 / 10 | 11 / 2 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FUND | Value | % of fund | As of |
|---|---|---|---|---|---|
| Multi-Hedge Strategies Fund | 544 | – | $5.16K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 194 | – | $1.84K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Thomas W. Ulrich | See Remarks | 8,273 | Oct 16, 2025 |
| W. Whitney George | Director, 10% owner | 12,667,156 | Jun 30, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +21,392 | $9.63 | $206.00K | 1,467,325 |
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +1,716 | $9.63 | $16.53K | 117,710 |
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +3,973 | $9.63 | $38.26K | 272,566 |
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +38,861 | $9.63 | $374.23K | 2,665,534 |
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +1,116 | $9.63 | $10.75K | 3,326,193 |
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +4,606 | $9.63 | $44.36K | 315,982 |
| W. Whitney George Director, 10% owner | Jun 29, 2026 | Buy | +16,394 | $9.63 | $157.87K | 8,100,605 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +4,571 | $8.85 | $40.45K | 311,376 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +16,268 | $8.96 | $145.76K | 8,094,301 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +48,814 | $8.96 | $437.37K | 3,325,077 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +21,227 | $8.96 | $190.19K | 1,445,933 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +3,943 | $8.96 | $35.33K | 268,593 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +1,702 | $8.96 | $15.25K | 115,994 |
| W. Whitney George Director, 10% owner | Mar 27, 2026 | Buy | +38,561 | $8.96 | $345.51K | 2,626,673 |
| W. Whitney George Director, 10% owner | Jan 6, 2026 | Buy | +1,785 | $8.89 | $15.87K | 8,078,033 |
| W. Whitney George Director, 10% owner | Jan 6, 2026 | Sale | −17,700 | $8.85 | $156.65K | 306,805 |
| W. Whitney George Director, 10% owner | Jan 2, 2026 | Gift | −10,900 | $8.68 | $94.61K | 8,076,248 |
| W. Whitney George Director, 10% owner | Jan 2, 2026 | Gift | −6,540 | $8.68 | $56.77K | 3,276,263 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +71,360 | $8.60 | $613.70K | 3,282,803 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +96,357 | $8.60 | $828.67K | 8,087,148 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +30,970 | $8.60 | $266.34K | 1,424,706 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +7,054 | $8.60 | $60.66K | 324,505 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +5,752 | $8.60 | $49.47K | 264,650 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +56,260 | $8.60 | $483.84K | 2,588,112 |
| W. Whitney George Director, 10% owner | Dec 29, 2025 | Buy | +2,484 | $8.60 | $21.36K | 114,292 |
| W. Whitney George Director, 10% owner | Dec 10, 2025 | Gift | −4,500 | $8.80 | $39.60K | 3,211,443 |
| Thomas W. Ulrich See Remarks | Oct 15, 2025 | Sale | −1,116.84 | $8.34 | $9.31K | 8,273 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +21,373 | $8.18 | $174.83K | 1,393,736 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +4,868 | $8.18 | $39.82K | 317,451 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +3,970 | $8.18 | $32.47K | 258,898 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +38,827 | $8.18 | $317.60K | 2,531,852 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +49,318 | $8.18 | $403.42K | 3,215,943 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +59,537 | $8.18 | $487.01K | 7,990,791 |
| W. Whitney George Director, 10% owner | Sep 29, 2025 | Buy | +1,714 | $8.18 | $14.02K | 111,808 |
| W. Whitney George Director, 10% owner | Aug 28, 2025 | Sale | −29,800 | $8.18 | $243.76K | 312,583 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +23,303 | $7.41 | $172.68K | 1,372,363 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +42,333 | $7.41 | $313.69K | 2,493,025 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +64,913 | $7.41 | $481.01K | 7,931,254 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +5,813 | $7.41 | $43.07K | 342,383 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +4,328 | $7.41 | $32.07K | 254,928 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +1,869 | $7.41 | $13.85K | 110,094 |
| W. Whitney George Director, 10% owner | Jun 30, 2025 | Buy | +53,770 | $7.41 | $398.44K | 3,166,625 |
| W. Whitney George Director, 10% owner | Jun 3, 2025 | Sale | −1,595 | $7.19 | $11.47K | 278,205 |
| W. Whitney George Director, 10% owner | Jun 3, 2025 | Sale | −700 | $7.18 | $5.03K | 279,800 |
| W. Whitney George Director, 10% owner | Jun 3, 2025 | Sale | −4,465 | $7.25 | $32.37K | 250,600 |
| W. Whitney George Director, 10% owner | Jun 3, 2025 | Sale | −100 | $7.21 | $721 | 255,065 |
| W. Whitney George Director, 10% owner | Jun 3, 2025 | Sale | −22,840 | $7.20 | $164.45K | 255,165 |
| W. Whitney George Director, 10% owner | Jun 3, 2025 | Sale | −200 | $7.20 | $1.44K | 278,005 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +43,040 | $7.30 | $314.19K | 2,450,692 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +1,900 | $7.30 | $13.87K | 108,225 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +23,693 | $7.30 | $172.96K | 1,349,060 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +65,998 | $7.30 | $481.79K | 7,866,341 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +5,911 | $7.30 | $43.15K | 336,570 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +4,926 | $7.30 | $35.96K | 280,500 |
| W. Whitney George Director, 10% owner | Mar 28, 2025 | Buy | +54,669 | $7.30 | $399.08K | 3,112,855 |
| W. Whitney George Director, 10% owner | Jan 7, 2025 | Gift | −5,100 | $7.43 | $37.89K | 7,800,343 |
| W. Whitney George Director, 10% owner | Jan 6, 2025 | Gift | −7,620 | $7.47 | $56.92K | 3,058,186 |
| W. Whitney George Director, 10% owner | Jan 6, 2025 | Gift | −7,620 | $7.47 | $56.92K | 7,805,443 |
| W. Whitney George Director, 10% owner | Dec 30, 2024 | Buy | +9,545 | $7.27 | $69.39K | 330,659 |
| W. Whitney George Director, 10% owner | Dec 30, 2024 | Buy | +7,954 | $7.27 | $57.83K | 275,574 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.