FMYNYSEFiscal year ends October 31
FIRST TRUST MORTGAGE INCOME FUND
$11.23−0.16 (-1.40%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
3M
Shares held, 13F filers
Institutional holders
15
2 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $6.06K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Investment Associates Inc | 2,320,350 | 55.10% | 13G (passive) amendment | Sep 29, 2026 |
| Sit Investment Associates, Inc. | 2,278,607 | 54.10% | 13D (active) amendment | Mar 11, 2026 |
| Sit Fixed Income Advisors II, LLC | 2,192,343 | 52.00% | 13D (active) amendment | Dec 18, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FMY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,281,594 | – | $26.83K | −1,541 | 0.51% |
| 1607 Capital Partners, LLC | 61,582 | – | $724.20K | – | 0.06% |
| Jones Financial Companies Lllp | 52,668 | – | $626.75K | +35,913 | 0.00% |
| Noble Wealth Management PBC | 47,993 | – | $564.40K | −7,938 | 0.25% |
| Uhlmann Price Securities, LLC | 29,481 | – | $346.71K | +5,420 | 0.01% |
| Cresset Asset Management, LLC | 14,100 | – | $165.82K | – | 0.00% |
| Morgan Stanley | 13,840 | – | $162.76K | −2,212 | 0.00% |
| Susquehanna International Group, Llp | 11,408 | – | $134.16K | +22 | 0.00% |
| Osaic Holdings, Inc. | 900 | – | $10.58K | −1,843 | 0.00% |
| UBS Group AG | 713 | – | $8.39K | +131 | 0.00% |
| GHP Investment Advisors, Inc. | 400 | – | $4.70K | – | 0.00% |
| Highline Wealth Partners LLC | 300 | – | $3.53K | – | 0.00% |
| LifeSteps Financial, Inc. | 175 | – | $2.06K | New | 0.00% |
| Clear Street Group Inc. | 32 | – | $376 | New | 0.00% |
| Wells Fargo & Company/Mn | 1 | – | $10 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 15 | 3M | 2 / 4 | 4 / 2 | 0M | 0M |
| Q1 2026 | 16 | 3M | 4 / 4 | 5 / 0 | 0M | 0M |
| Q4 2025 | 12 | 3M | 0 / 5 | 3 / 2 | 0M | 0M |
| Q3 2025 | 14 | 2M | 2 / 4 | 4 / 2 | 0M | 0M |
| Q2 2025 | 14 | 3M | 3 / 4 | 3 / 0 | 0M | 0M |
| Q1 2025 | 13 | 3M | 1 / 5 | 3 / 1 | 0M | 0M |
| Q4 2024 | 13 | 3M | 3 / 5 | 3 / 1 | 0M | 0M |
| Q3 2024 | 11 | 2M | 2 / 2 | 5 / 2 | 0M | 0M |
| Q2 2024 | 11 | 2M | 2 / 1 | 5 / 5 | 0M | 0M |
| Q1 2024 | 14 | 3M | 3 / 3 | 5 / 2 | 0M | 0M |
| Q4 2023 | 13 | 3M | 1 / 3 | 4 / 5 | 0M | 0M |
| Q3 2023 | 18 | 3M | 4 / 6 | 4 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FMY | Value | % of fund | As of |
|---|---|---|---|---|---|
| Sit Balanced Fund | 11,200 | – | $131.71K | 0.17% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 182 | – | $2.14K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 65 | – | $764 | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Thomas J. Driscoll | Director | 0 | Jan 6, 2026 |
| Thomas R. Kadlec | Director | 1,616 | Nov 4, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Thomas R. Kadlec Director | Oct 31, 2025 | Buy | +503 | $12.04 | $6.06K | 1,616 |
| Thomas R. Kadlec Director | Oct 10, 2025 | Buy | +242 | $12.20 | $2.95K | 1,113 |
| James W. Snyder – | Jan 15, 2019 | Sale | −659 | $13.30 | $8.76K | 0 |
| James W. Snyder – | Jan 15, 2019 | Sale | −1,200 | $13.38 | $16.06K | 659 |
| James W. Snyder – | Jan 15, 2019 | Sale | −141 | $13.40 | $1.89K | 1,859 |
| James W. Snyder – | Jun 7, 2018 | Buy | +1,800 | $13.36 | $24.05K | 2,000 |
| James W. Snyder – | Jun 7, 2018 | Buy | +200 | $13.35 | $2.67K | 200 |
| Trust Portfolios Lp First – | May 6, 2009 | Sale | −5,236 | $15.79 | $82.68K | 0 |
| Niel B. Nielson Director | Oct 31, 2006 | Buy | +300 | $16.57 | $4.97K | 300 |
| Thomas R. Kadlec Director | Feb 17, 2006 | Buy | +650 | $16.12 | $10.48K | 650 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.