FLCNYSEFiscal year ends November 30
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
$15.60−0.03 (-0.19%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4M
Shares held, 13F filers
Institutional holders
51
10 new, 8 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Investment Associates, Inc. | 1,089,624 | 10.40% | 13G (passive) amendment | Dec 31, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FLC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,270,656 | – | $21.47K | +91,436 | 0.41% |
| Bank Of America Corp /De/ | 261,186 | – | $4.41M | −13,222 | 0.00% |
| Hennion & Walsh Asset Management, Inc. | 241,468 | – | $4.08M | +42,263 | 0.12% |
| Advisors Asset Management, Inc. | 230,907 | – | $3.90M | −6,441 | 0.06% |
| Noble Wealth Management PBC | 225,747 | – | $3.82M | +8,257 | 1.71% |
| Sowell Financial Services LLC | 204,611 | – | $3.46M | −3,111 | 0.11% |
| LPL Financial LLC | 157,596 | – | $2.66M | +1,083 | 0.00% |
| Invesco Ltd. | 129,884 | – | $2.20M | +5,117 | 0.00% |
| Smith Asset Management Co., LLC | 124,011 | – | $2.10M | −2,120 | 1.65% |
| Guggenheim Capital LLC | 100,671 | – | $1.70M | +4,665 | 0.01% |
| Morgan Stanley | 97,218 | – | $1.64M | +4,214 | 0.00% |
| Ceera Investments, LLC | 69,930 | – | $1.18M | +36,260 | 0.50% |
| Fiera Capital Corp | 69,761 | – | $1.18M | +1,871 | 0.00% |
| Closed-End Fund Advisors, Inc. | 46,527 | – | $786.31K | +1,460 | 0.77% |
| Focus Partners Wealth | 43,334 | – | $732.35K | +229 | 0.00% |
| Wells Fargo & Company/Mn | 42,360 | – | $715.89K | −1,886 | 0.00% |
| Baird Financial Group, Inc. | 40,379 | – | $682.41K | −597 | 0.00% |
| Farther Finance Advisors, LLC | 25,354 | – | $428.48K | +25,000 | 0.00% |
| Seamount Financial Group Inc | 20,790 | – | $351.36K | – | 0.14% |
| Osaic Holdings, Inc. | 19,468 | – | $329.03K | +2,326 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 51 | 4M | 10 / 19 | 8 / 8 | 0M | 0M |
| Q1 2026 | 51 | 4M | 11 / 13 | 17 / 3 | 0M | 0M |
| Q4 2025 | 44 | 3M | 5 / 18 | 12 / 6 | 0M | 0M |
| Q3 2025 | 45 | 3M | 5 / 18 | 12 / 9 | 1M | 0M |
| Q2 2025 | 49 | 3M | 9 / 19 | 13 / 5 | 0M | 0M |
| Q1 2025 | 46 | 3M | 7 / 12 | 18 / 4 | 0M | 0M |
| Q4 2024 | 43 | 3M | 10 / 13 | 15 / 1 | 1M | 0M |
| Q3 2024 | 35 | 2M | 4 / 16 | 7 / 6 | 0M | 0M |
| Q2 2024 | 37 | 2M | 2 / 16 | 11 / 5 | 0M | 0M |
| Q1 2024 | 41 | 2M | 9 / 15 | 11 / 3 | 0M | 0M |
| Q4 2023 | 36 | 2M | 8 / 8 | 11 / 4 | 0M | 0M |
| Q3 2023 | 32 | 1M | 7 / 13 | 2 / 6 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FLC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 125,854 | – | $2.13M | 0.26% | May 31, 2026 |
| Multi-Hedge Strategies Fund | 298 | – | $5.04K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 106 | – | $1.79K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Kevin Michael Maxwell | Director | – | Feb 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert F. Wulf Director | Mar 17, 2016 | Buy | +2,371 | $20.37 | $48.30K | 7,281 |
| Donald F. Crumrine – | Nov 30, 2015 | Other | +0 | – | – | 10,951 |
| Robert M. Ettinger – | Nov 30, 2015 | Other | +0 | – | – | 44,894 |
| Bradford S. Stone CFO, Vice President, Treasurer | Nov 30, 2015 | Other | +0 | – | – | 2,500 |
| Chad Conwell CCO, Vice President, Secretary | Nov 30, 2015 | Other | +0 | – | – | 500 |
| Robert E. Chadwick CEO and President, Director | Nov 30, 2015 | Other | +0 | – | – | 2,452 |
| Karen Hanovice Hogan Director | Aug 6, 2013 | Buy | +500 | $19.12 | $9.56K | 500 |
| Bradford S. Stone VP and Asst. Treasurer | Jun 3, 2013 | Buy | +1,200 | $19.50 | $23.40K | 2,500 |
| Bradford S. Stone VP and Asst. Treasurer | Jun 3, 2013 | Buy | +100 | $19.50 | $1.95K | 1,300 |
| Bradford S. Stone VP and Asst. Treasurer | Jun 3, 2013 | Buy | +200 | $19.49 | $3.90K | 1,200 |
| Chad Conwell CCO, VP and Secretary | Jun 3, 2013 | Buy | +500 | $19.44 | $9.72K | 500 |
| Bradford S. Stone VP and Asst. Treasurer | May 28, 2013 | Buy | +1,000 | $20.76 | $20.76K | 1,000 |
| Robert M. Ettinger President | Dec 28, 2012 | Gift | −7,000 | $19.82 | $138.74K | 4,198 |
| Robert F. Wulf Director | Mar 5, 2012 | Buy | +3,910 | $19.16 | $74.92K | 4,910 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +900 | $15.80 | $14.22K | 29,400 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +200 | $15.98 | $3.20K | 31,128 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +100 | $15.85 | $1.59K | 30,928 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +300 | $15.84 | $4.75K | 30,828 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +100 | $15.95 | $1.60K | 30,528 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +300 | $15.83 | $4.75K | 30,428 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +100 | $15.90 | $1.59K | 30,128 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +100 | $15.82 | $1.58K | 30,028 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +328 | $15.89 | $5.21K | 29,928 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +400 | $15.85 | $6.34K | 34,172 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +200 | $15.92 | $3.18K | 34,372 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +1,400 | $15.98 | $22.37K | 35,772 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +2,300 | $16.00 | $36.80K | 38,072 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +228 | $15.86 | $3.62K | 38,300 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +100 | $15.75 | $1.58K | 28,400 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +100 | $15.78 | $1.58K | 28,500 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +2,644 | $16.00 | $42.30K | 33,772 |
| Robert M. Ettinger President | Aug 9, 2011 | Buy | +200 | $15.85 | $3.17K | 29,600 |
| Robert M. Ettinger President | Aug 8, 2011 | Buy | +18,400 | $16.62 | $305.81K | 28,300 |
| Of America Corp /De/ Bank 10% owner | Feb 25, 2011 | Buy | +167 | $17.64 | $2.95K | 167 |
| Of America Corp /De/ Bank 10% owner | Feb 25, 2011 | Sale | −167 | $17.73 | $2.96K | 0 |
| Of America Corp /De/ Bank 10% owner | Jan 19, 2011 | Sale | −1,450 | $17.43 | $25.27K | 0 |
| Of America Corp /De/ Bank 10% owner | Jan 19, 2011 | Buy | +1,450 | $17.26 | $25.03K | 1,450 |
| Of America Corp /De/ Bank 10% owner | Dec 6, 2010 | Buy | +262 | $17.53 | $4.59K | 555 |
| Of America Corp /De/ Bank 10% owner | Dec 6, 2010 | Buy | +293 | $17.52 | $5.13K | 293 |
| Of America Corp /De/ Bank 10% owner | Dec 6, 2010 | Sale | −200 | $17.48 | $3.50K | 355 |
| Of America Corp /De/ Bank 10% owner | Dec 6, 2010 | Sale | −355 | $17.49 | $6.21K | 0 |
| Of America Corp /De/ Bank 10% owner | Nov 18, 2010 | Sale | −1,150 | $17.58 | $20.22K | 0 |
| Of America Corp /De/ Bank 10% owner | Nov 18, 2010 | Buy | +1,150 | $17.53 | $20.16K | 1,150 |
| Of America Corp /De/ Bank 10% owner | Jul 30, 2010 | Sale | −200 | $17.46 | $3.49K | 0 |
| Of America Corp /De/ Bank 10% owner | Jul 30, 2010 | Sale | −200 | $17.45 | $3.49K | 200 |
| Of America Corp /De/ Bank 10% owner | Jul 30, 2010 | Sale | −400 | $17.44 | $6.98K | 400 |
| Of America Corp /De/ Bank 10% owner | Jul 30, 2010 | Buy | +800 | $16.48 | $13.18K | 800 |
| Of America Corp /De/ Bank 10% owner | Mar 2, 2010 | Sale | −320 | $15.77 | $5.05K | 0 |
| Of America Corp /De/ Bank 10% owner | Mar 2, 2010 | Buy | +100 | $16.07 | $1.61K | 320 |
| Of America Corp /De/ Bank 10% owner | Mar 2, 2010 | Buy | +220 | $16.08 | $3.54K | 220 |
| Of America Corp /De/ Bank 10% owner | Jan 19, 2010 | Buy | +10 | $14.99 | $150 | 10 |
| Of America Corp /De/ Bank 10% owner | Jan 19, 2010 | Sale | −10 | $15.25 | $153 | 0 |
| Karen Hanovice Hogan Director | Jan 4, 2010 | Buy | +375 | $14.59 | $5.47K | 375 |
| Robert F. Wulf Director | Jan 5, 2009 | Buy | +200 | $8.53 | $1.71K | 1,000 |
| David Gale Director | Dec 30, 2008 | Buy | +1,000 | $7.74 | $7.74K | 3,000 |
| Robert F. Wulf Director | Dec 19, 2007 | Buy | +200 | $16.40 | $3.28K | 800 |
| Robert M. Ettinger President | Aug 1, 2007 | Buy | +3,400 | $19.05 | $64.77K | 9,900 |
| Robert F. Wulf Director | Jul 31, 2007 | Buy | +100 | $19.44 | $1.94K | 600 |
| Bradford S. Stone Vice President | Dec 26, 2006 | Other | +4,198 | $21.60 | $90.68K | 4,198 |
| Robert E. Chadwick Vice President, CFO | Dec 26, 2006 | Other | +4,198 | $21.60 | $90.68K | 4,198 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.