FINSNYSEFiscal year ends January 31
Angel Oak Financial Strategies Income Term Trust
$11.76−0.17 (-1.42%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
23M
Shares held, 13F filers
Institutional holders
44
8 new, 7 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
8 buys · 0 sales
Net bought $1,600.00T
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Sit Investment Associates, Inc. | 9,580,741 | 28.70% | 13G (passive) amendment | May 30, 2025 |
| Karpus Management, Inc. | 4,697,846 | 14.06% | 13G (passive) amendment | Mar 31, 2026 |
| MetLife Investment Management, LLC | 2,000,000 | 100.00% | 13G (passive) | May 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FINS | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 10,962,663 | – | $140.32K | +89,025 | 2.66% |
| Karpus Management, Inc. | 4,654,677 | – | $59.58M | −43,169 | 1.71% |
| Wells Fargo & Company/Mn | 1,290,468 | – | $16.52M | +20,727 | 0.00% |
| Atlas Wealth LLC | 1,100,004 | – | $14.08M | New | 2.01% |
| UBS Group AG | 707,959 | – | $9.06M | −32,635 | 0.00% |
| Morgan Stanley | 627,001 | – | $8.03M | +4,105 | 0.00% |
| Nations Financial Group Inc, /Ia/ /Adv | 484,445 | – | $6.20M | – | 0.30% |
| Royal Bank of Canada | 417,457 | – | $5.34M | +9,187 | 0.00% |
| Stifel Financial Corp | 383,477 | – | $4.91M | +11,981 | 0.00% |
| Advisors Asset Management, Inc. | 351,208 | – | $4.50M | −2,454 | 0.07% |
| Envestnet Asset Management Inc | 300,777 | – | $3.85M | +61,374 | 0.00% |
| Riverbridge Partners LLC | 235,363 | – | $3.01M | +1,886 | 0.08% |
| Noble Wealth Management PBC | 231,615 | – | $2.96M | −3,855 | 1.33% |
| Thomas J. Herzfeld Advisors, Inc. | 222,390 | – | $2.85M | +28,960 | 0.87% |
| First Trust Advisors LP | 203,462 | – | $2.60M | +385 | 0.00% |
| LPL Financial LLC | 180,224 | – | $2.31M | +2,579 | 0.00% |
| Closed-End Fund Advisors, Inc. | 118,848 | – | $1.52M | −1,852 | 1.49% |
| Dakota Wealth Management | 77,835 | – | $996.29K | −3,000 | 0.02% |
| Twelve Points Wealth Management LLC | 77,263 | – | $988.97K | −1,887 | 0.20% |
| Osaic Holdings, Inc. | 76,348 | – | $977.26K | +3,369 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 44 | 23M | 8 / 17 | 9 / 7 | 1M | 0M |
| Q1 2026 | 43 | 22M | 4 / 14 | 16 / 3 | 1M | 1M |
| Q4 2025 | 43 | 22M | 7 / 18 | 11 / 4 | 1M | 1M |
| Q3 2025 | 40 | 22M | 4 / 13 | 14 / 3 | 1M | 1M |
| Q2 2025 | 39 | 22M | 8 / 21 | 7 / 2 | 8M | 0M |
| Q1 2025 | 35 | 14M | 2 / 16 | 10 / 5 | 1M | 1M |
| Q4 2024 | 38 | 14M | 10 / 13 | 10 / 6 | 3M | 2M |
| Q3 2024 | 35 | 13M | 7 / 11 | 12 / 6 | 1M | 1M |
| Q2 2024 | 34 | 13M | 4 / 13 | 10 / 2 | 1M | 5M |
| Q1 2024 | 33 | 16M | 2 / 16 | 10 / 9 | 4M | 1M |
| Q4 2023 | 40 | 13M | 12 / 15 | 10 / 4 | 4M | 2M |
| Q3 2023 | 33 | 11M | 5 / 17 | 5 / 7 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FINS | Value | % of fund | As of |
|---|---|---|---|---|---|
| First Trust Income Opportunities ETF | 131,132 | – | $1.69M | 2.14% | May 31, 2026 |
| Sit Balanced Fund | 28,182 | – | $360.73K | 0.47% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 228 | – | $2.92K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 80 | – | $1.02K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Robert Edward Bortz III | President | 820 | Oct 3, 2025 |
| William Eldredge | Chief Compliance Officer | 2,940 | Aug 6, 2025 |
| Nilesh Vijay Likhite | Treasurer | – | Jan 13, 2025 |
| Ira P. Cohen | Director | 379 | Feb 23, 2026 |
| Andrea Mullins | Director | 7,585 | Aug 14, 2025 |
| Alvin R. Albe Jr | Director | 20,000 | May 22, 2025 |
| Cheryl Pate | Director | 13,760 | May 16, 2025 |
| Kevin Parks | – | 7,667 | Sep 28, 2026 |
| MetLife Investment Management, LLC | 10% owner | 2,000,000 | Jul 10, 2026 |
| Michael Fierman | – | 125,420 | Jan 30, 2026 |
| Sreeniwas Prabhu | – | 175,180 | Jan 30, 2026 |
| Johannes Palsson | – | 68,789 | May 16, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Kevin Parks – | Sep 25, 2026 | Buy | +1,000 | $11.90 | $11.90K | 7,667 |
| Kevin Parks – | Sep 14, 2026 | Buy | +1,000 | $12.53 | $12.53K | 6,667 |
| MetLife Investment Management, LLC 10% owner | Jul 8, 2026 | Buy | +40,000,000 | $40000000.00 | $1,600.00T | – |
| Ira P. Cohen Director | Feb 20, 2026 | Buy | +379 | $13.17 | $4.99K | 379 |
| Michael Fierman – | Dec 12, 2025 | Buy | +9 | $13.09 | $118 | 125,420 |
| Sreeniwas Prabhu – | Nov 20, 2025 | Buy | +9,203 | $12.88 | $118.53K | 175,180 |
| Michael Fierman – | Nov 7, 2025 | Buy | +15,898 | $13.20 | $209.85K | 125,411 |
| Michael Fierman – | Nov 6, 2025 | Buy | +313 | $13.15 | $4.12K | 109,513 |
| Andrea Mullins Director | Aug 12, 2025 | Buy | +7,585 | $13.15 | $99.74K | 7,585 |
| William Eldredge Chief Compliance Officer | Aug 5, 2025 | Buy | +1,920 | $13.10 | $25.15K | 2,940 |
| Kevin Parks – | Jun 2, 2025 | Buy | +1,000 | $12.83 | $12.83K | 5,667 |
| Alvin R. Albe Jr Director | May 22, 2025 | Buy | +20,000 | $13.12 | $262.40K | 20,000 |
| Michael Fierman – | May 21, 2025 | Buy | +66 | $13.35 | $881 | 109,200 |
| Michael Fierman – | May 20, 2025 | Buy | +3 | $13.39 | $40 | 109,134 |
| Michael Fierman – | May 19, 2025 | Buy | +123 | $13.35 | $1.64K | 109,131 |
| Michael Fierman – | May 16, 2025 | Buy | +11 | $13.35 | $147 | 109,008 |
| Michael Fierman – | May 15, 2025 | Buy | +1 | $13.34 | $13 | 108,997 |
| Kevin Parks – | May 14, 2025 | Option exercise | +833 | $13.23 | $11.02K | 4,667 |
| Michael Fierman – | May 14, 2025 | Buy | +20 | $13.35 | $267 | 108,996 |
| Kevin Parks – | May 14, 2025 | Option exercise | +1,277 | $13.23 | $16.89K | 5,111 |
| Sreeniwas Prabhu – | May 14, 2025 | Option exercise | +41,493 | $13.23 | $548.95K | 165,977 |
| Cheryl Pate Director | May 14, 2025 | Option exercise | +2,124 | $13.23 | $28.10K | 8,554 |
| William Eldredge Chief Compliance Officer | May 14, 2025 | Option exercise | +255 | $13.23 | $3.37K | 1,020 |
| Sreeniwas Prabhu – | May 14, 2025 | Option exercise | +41,493 | $13.23 | $548.95K | 165,977 |
| Michael Fierman – | May 14, 2025 | Option exercise | +27,243 | $13.23 | $360.42K | 108,976 |
| Michael Fierman – | May 14, 2025 | Option exercise | +27,243 | $13.23 | $360.42K | 108,976 |
| Johannes Palsson – | May 14, 2025 | Option exercise | +17,091 | $13.23 | $226.11K | 68,789 |
| William Eldredge Chief Compliance Officer | Apr 14, 2025 | Buy | +392 | $13.15 | $5.15K | 765 |
| William Eldredge Chief Compliance Officer | Apr 14, 2025 | Buy | +373 | $13.08 | $4.88K | 373 |
| Johannes Palsson – | Apr 18, 2024 | Buy | +5,670 | $12.39 | $70.25K | 46,403 |
| Kevin Parks – | May 18, 2023 | Buy | +500 | $11.82 | $5.91K | 3,835 |
| Kevin Parks – | Mar 16, 2023 | Sale | −2,000 | $12.53 | $25.06K | 3,335 |
| Kevin Parks – | Sep 15, 2022 | Buy | +593 | $13.86 | $8.22K | 5,335 |
| Angel Oak Capital Partners II, LLC – | Sep 13, 2022 | Sale | −1.59 | $13.78 | $22 | 0 |
| Sreeniwas Prabhu – | Aug 17, 2022 | Other | +68,399 | $14.65 | $1.00M | 124,484 |
| Angel Oak Capital Partners II, LLC – | Aug 17, 2022 | Other | −68,399 | $14.65 | $1.00M | 2 |
| Angel Oak Capital Partners II, LLC – | Aug 10, 2022 | Other | −68,399 | $14.76 | $1.01M | 68,401 |
| Michael Fierman – | Aug 10, 2022 | Other | +68,399 | $14.76 | $1.01M | 81,733 |
| Cheryl Pate – | Jul 29, 2022 | Other | +506.76 | – | – | 5,207 |
| Angel Oak Capital Partners II, LLC – | Jul 29, 2022 | Other | +136,799.59 | – | – | 136,800 |
| Kevin Parks – | Jul 29, 2022 | Other | +1,407.83 | – | – | 4,742 |
| Johannes Palsson – | Jul 29, 2022 | Other | +5,777.99 | – | – | 34,679 |
| Navid Abghari – | Oct 19, 2021 | Option exercise | +765 | $16.06 | $12.29K | 4,024 |
| Johannes Palsson – | Oct 19, 2021 | Option exercise | +3,100 | $16.06 | $49.79K | 27,048 |
| Cheryl Pate – | Oct 19, 2021 | Option exercise | +33 | $16.06 | $530 | 4,700 |
| Navid Abghari – | Oct 14, 2021 | Option exercise | +815 | $16.06 | $13.09K | 3,259 |
| Kevin Parks – | Oct 14, 2021 | Option exercise | +834 | $16.06 | $13.39K | 3,334 |
| Johannes Palsson – | Oct 14, 2021 | Option exercise | +5,959 | $16.06 | $95.70K | 23,948 |
| John R. Hsu Secretary | Oct 14, 2021 | Option exercise | +667 | $16.06 | $10.71K | 2,667 |
| Sreeniwas Prabhu Director | Oct 14, 2021 | Option exercise | +13,896 | $16.06 | $223.17K | 55,687 |
| Michael Fierman – | Oct 14, 2021 | Option exercise | +3,334 | $16.06 | $53.54K | 13,334 |
| Cheryl Pate – | Oct 14, 2021 | Option exercise | +1,167 | $16.06 | $18.74K | 4,667 |
| Navid Abghari – | Sep 10, 2021 | Sale | −500 | $18.13 | $9.07K | 2,444 |
| Navid Abghari – | Sep 10, 2021 | Sale | −800 | $18.16 | $14.53K | 3,544 |
| Navid Abghari – | Sep 10, 2021 | Sale | −600 | $18.17 | $10.90K | 2,944 |
| Navid Abghari – | Sep 10, 2021 | Sale | −2,412.47 | $18.14 | $43.76K | 5,144 |
| Navid Abghari – | Sep 10, 2021 | Sale | −800 | $18.15 | $14.52K | 4,344 |
| Michael Fierman – | Apr 30, 2021 | Sale | −14,832 | $18.10 | $268.46K | 10,000 |
| Michael Fierman – | Apr 29, 2021 | Sale | −168 | $18.10 | $3.04K | 24,832 |
| Daniel Asher 10% owner | Feb 11, 2021 | Sale | −50,000 | $17.45 | $872.50K | 1,029,454 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.