FCTFiscal year ends May 31
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
$9.67+0.02 (+0.21%)
Close on Aug 7, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
9M
Shares held, 13F filers
Institutional holders
88
13 new, 9 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FCT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,183,843 | – | $11.44M | −61,043 | 0.00% |
| Penserra Capital Management LLC | 736,401 | – | $7.11K | +28,073 | 0.05% |
| Advisors Asset Management, Inc. | 582,569 | – | $5.63M | −111,123 | 0.09% |
| Invesco Ltd. | 548,313 | – | $5.30M | −16,234 | 0.00% |
| Edgemoor Investment Advisors, Inc. | 481,824 | – | $4.65M | −5,765 | 0.32% |
| Bank Of America Corp /De/ | 473,244 | – | $4.57M | −41,992 | 0.00% |
| Almitas Capital LLC | 466,072 | – | $4.50M | +83,209 | 1.08% |
| Raymond James Financial Inc | 407,522 | – | $3.94M | −11,083 | 0.00% |
| LPL Financial LLC | 326,115 | – | $3.15M | −75,938 | 0.00% |
| Ameriprise Financial Inc | 299,197 | – | $2.89M | −2,529 | 0.00% |
| Sit Investment Associates Inc | 276,336 | – | $2.67K | +190,422 | 0.05% |
| D.A. Davidson & Co. | 258,137 | – | $2.49M | +5,841 | 0.01% |
| UBS Group AG | 210,558 | – | $2.03M | −16,655 | 0.00% |
| Focus Partners Wealth | 162,321 | – | $1.57M | −55,255 | 0.00% |
| Logan Stone Capital, LLC | 161,408 | – | $1.56M | +7,700 | 0.33% |
| Guggenheim Capital LLC | 145,694 | – | $1.41M | −56,357 | 0.01% |
| Stifel Financial Corp | 143,019 | – | $1.38M | +7,082 | 0.00% |
| Wells Fargo & Company/Mn | 123,704 | – | $1.19M | −9,479 | 0.00% |
| Hourglass Capital, LLC | 111,800 | – | $1.08M | −2,000 | 0.21% |
| Balyasny Asset Management L.P. | 111,522 | – | $1.08M | −100 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 88 | 9M | 13 / 24 | 26 / 9 | 1M | 1M |
| Q1 2026 | 85 | 9M | 11 / 20 | 31 / 10 | 1M | 1M |
| Q4 2025 | 88 | 10M | 18 / 20 | 29 / 9 | 2M | 2M |
| Q3 2025 | 79 | 10M | 10 / 32 | 20 / 8 | 1M | 1M |
| Q2 2025 | 78 | 10M | 11 / 28 | 22 / 9 | 1M | 1M |
| Q1 2025 | 76 | 10M | 11 / 28 | 24 / 7 | 1M | 1M |
| Q4 2024 | 73 | 11M | 11 / 35 | 15 / 3 | 1M | 1M |
| Q3 2024 | 67 | 11M | 9 / 27 | 19 / 14 | 2M | 2M |
| Q2 2024 | 72 | 10M | 8 / 26 | 20 / 8 | 1M | 7M |
| Q1 2024 | 72 | 16M | 9 / 27 | 18 / 13 | 4M | 1M |
| Q4 2023 | 76 | 13M | 14 / 19 | 24 / 5 | 3M | 1M |
| Q3 2023 | 67 | 11M | 6 / 20 | 21 / 12 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of FCT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 732,891 | – | $7.08M | 0.98% | Jun 30, 2026 |
| Invesco CEF Income Composite ETF | 210,705 | – | $2.04M | 0.25% | May 31, 2026 |
| Virtus Private Credit Strategy ETF | 40,444 | – | $390.28K | 1.29% | Jul 31, 2026 |
| Absolute Cef Opportunities | 2,874 | – | $27.76K | 0.57% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Kevin L. Ziets | PORTFOLIO MANAGER | 0 | Aug 12, 2025 |
| Thomas J. Driscoll | Director | 0 | Sep 5, 2025 |
| James A. Bowen | Director | 0 | Dec 17, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James A. Bowen Director | Dec 16, 2024 | Sale | −3,955 | $10.41 | $41.17K | 0 |
| Thomas R. Kadlec Director | Dec 28, 2021 | Sale | −719.39 | $11.83 | $8.51K | 0 |
| William A. Housey Jr – | Sep 3, 2019 | Buy | +200 | $11.63 | $2.33K | 3,103 |
| William A. Housey Jr – | Sep 3, 2019 | Buy | +500 | $11.65 | $5.83K | 1,903 |
| William A. Housey Jr – | Sep 3, 2019 | Buy | +500 | $11.64 | $5.82K | 2,403 |
| William A. Housey Jr – | Sep 3, 2019 | Buy | +500 | $11.63 | $5.82K | 2,903 |
| William A. Housey Jr – | Sep 3, 2019 | Buy | +1,000 | $11.62 | $11.62K | 4,103 |
| Scott D. Fries – | Aug 29, 2019 | Buy | +428 | $11.69 | $5.00K | 428 |
| James A. Bowen Director | Jun 7, 2019 | Other | −1,000 | – | – | 3,955 |
| William A. Housey Jr – | Jan 6, 2016 | Buy | +250 | $12.28 | $3.07K | 1,250 |
| James A. Bowen Director | Aug 24, 2015 | Buy | +3,955 | $12.80 | $50.62K | 4,955 |
| David McGarel Officer-Investment Adviser | May 6, 2015 | Buy | +2,000 | $13.72 | $27.44K | 2,000 |
| Daniel J. Lindquist Vice President | Jan 25, 2012 | Buy | +200 | $14.39 | $2.88K | 200 |
| William A. Housey Jr – | Jun 16, 2011 | Buy | +900 | $14.36 | $12.92K | 1,000 |
| William A. Housey Jr – | Jun 15, 2011 | Buy | +100 | $14.20 | $1.42K | 100 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jan 23, 2009 | Buy | +400 | $7.87 | $3.15K | 57,318 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jan 23, 2009 | Sale | −2,000 | $7.78 | $15.56K | 56,918 |
| Thomas R. Kadlec Director | Feb 17, 2006 | Buy | +600 | $17.88 | $10.73K | 600 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.