ERHNYSEFiscal year ends December 31
ALLSPRING UTILITIES & HIGH INCOME FUND
$10.34−0.16 (-1.52%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1M
Shares held, 13F filers
Institutional holders
25
6 new, 6 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $5.11K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Morgan Stanley | 450,545 | 5.00% | 13G (passive) | Mar 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ERH | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 438,880 | – | $5.31M | −58,786 | 0.00% |
| 1607 Capital Partners, LLC | 314,495 | – | $3.80M | −3,968 | 0.33% |
| Zimmer Partners, LP | 128,803 | – | $1.56M | – | 0.04% |
| Cohen & Steers, Inc. | 123,159 | – | $1.49K | −10,000 | 0.00% |
| Blue Bell Private Wealth Management, LLC | 90,729 | – | $1.10M | +1,135 | 0.14% |
| Shaker Financial Services, LLC | 45,205 | – | $550.47K | New | 0.17% |
| LPL Financial LLC | 39,469 | – | $477.18K | +11,824 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 36,778 | – | $444 | +22,562 | 0.00% |
| Cetera Investment Advisers | 29,149 | – | $352.41K | +5,042 | 0.00% |
| Level Four Advisory Services, LLC | 27,860 | – | $336.83K | +2,505 | 0.01% |
| Integrated Wealth Concepts LLC | 22,714 | – | $274.61K | +11,381 | 0.00% |
| Stifel Financial Corp | 13,557 | – | $163.91K | New | 0.00% |
| Osaic Holdings, Inc. | 11,775 | – | $142.39K | +3,544 | 0.00% |
| Decision Investments, Inc | 11,050 | – | $133.60K | – | 0.12% |
| UBS Group AG | 11,024 | – | $133.28K | +194 | 0.00% |
| City Holding Co | 4,117 | – | $49.77K | – | 0.01% |
| Rockefeller Capital Management L.P. | 4,052 | – | $48.99K | – | 0.00% |
| CoreCap Advisors, LLC | 3,290 | – | $39.78K | +1,000 | 0.00% |
| Institute for Wealth Management, LLC. | 562 | – | $6.80K | New | 0.00% |
| TD Waterhouse Canada Inc. | 500 | – | $5.98K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 25 | 1M | 6 / 9 | 3 / 6 | 0M | 0M |
| Q1 2026 | 25 | 1M | 5 / 11 | 2 / 4 | 0M | 0M |
| Q4 2025 | 25 | 1M | 5 / 8 | 3 / 4 | 0M | 0M |
| Q3 2025 | 24 | 1M | 4 / 7 | 6 / 3 | 0M | 0M |
| Q2 2025 | 24 | 2M | 5 / 8 | 7 / 5 | 0M | 0M |
| Q1 2025 | 24 | 2M | 2 / 9 | 5 / 5 | 0M | 0M |
| Q4 2024 | 27 | 2M | 5 / 6 | 9 / 6 | 0M | 0M |
| Q3 2024 | 28 | 1M | 6 / 9 | 9 / 5 | 0M | 0M |
| Q2 2024 | 27 | 1M | 8 / 4 | 9 / 7 | 0M | 1M |
| Q1 2024 | 26 | 2M | 6 / 7 | 7 / 7 | 1M | 0M |
| Q4 2023 | 27 | 2M | 7 / 6 | 7 / 6 | 1M | 0M |
| Q3 2023 | 26 | 1M | 4 / 9 | 7 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ERH | Value | % of fund | As of |
|---|---|---|---|---|---|
| Multi-Hedge Strategies Fund | 225 | – | $2.72K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 80 | – | $967 | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Thomas Edward Barbieri | Chief Compliance Officer | – | Mar 18, 2025 |
| Jimmy T. Tran | Chief Compliance Officer | – | Mar 13, 2025 |
| John Kenney | President | – | Jan 7, 2025 |
| Brian S. Shlissel | Director | 400 | Feb 27, 2026 |
| Cindy J. Miller | Director | – | Jan 2, 2026 |
| Christopher M. Lee | – | 7,831 | Sep 11, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Brian S. Shlissel Director | Feb 27, 2026 | Buy | +100 | $12.79 | $1.28K | 400 |
| Brian S. Shlissel Director | Feb 27, 2026 | Buy | +100 | $12.80 | $1.28K | 300 |
| Brian S. Shlissel Director | Feb 27, 2026 | Buy | +200 | $12.77 | $2.55K | 200 |
| Christopher M. Lee – | Mar 22, 2024 | Buy | +5,000 | $9.26 | $46.30K | 7,831 |
| William R. Ebsworth Director | Jan 9, 2024 | Buy | −1,400 | $9.43 | $13.20K | 1,550 |
| James Polisson Director | Jan 4, 2024 | Buy | −1,000 | $9.29 | $9.29K | 1,000 |
| James Polisson Director | Jun 1, 2023 | Buy | +1,000 | $10.00 | $10.00K | 2,000 |
| William R. Ebsworth Director | Jun 1, 2023 | Buy | +1,550 | $9.94 | $15.41K | 2,950 |
| Jane A. Freeman Director | Aug 22, 2022 | Buy | +100 | $12.65 | $1.27K | 212 |
| Christopher M. Lee – | Feb 5, 2021 | Buy | +2,500 | $12.92 | $32.30K | 2,831 |
| Christopher M. Lee – | Feb 4, 2021 | Buy | +331 | $12.90 | $4.27K | 331 |
| William R. Ebsworth Director | Nov 12, 2018 | Buy | +400 | $12.58 | $5.03K | 1,400 |
| James Polisson Director | Nov 27, 2017 | Buy | +1,000 | $13.31 | $13.31K | 1,000 |
| Pamela Wheelock Director | Nov 27, 2017 | Buy | +100 | $13.35 | $1.34K | 100 |
| Jane A. Freeman Director | Feb 2, 2015 | Buy | +100 | $13.52 | $1.35K | 100 |
| William R. Ebsworth Director | Jan 5, 2015 | Buy | +1,000 | $13.00 | $13.00K | 1,000 |
| Fargo Bank N. A. Wells – | Feb 8, 2013 | Buy | −5,000 | $11.78 | $58.90K | 0 |
| Michael S. Scofield Director | Apr 27, 2011 | Buy | +100 | $12.02 | $1.20K | 100 |
| David F. Larcker Director | Apr 25, 2011 | Buy | +100 | $11.96 | $1.20K | 100 |
| Donald C. Willeke Director | Apr 20, 2011 | Buy | +200 | $11.94 | $2.39K | 200 |
| Judith M. Johnson Director | Apr 18, 2011 | Buy | +100 | $11.80 | $1.18K | 100 |
| Timothy J. Penny Director | Apr 18, 2011 | Buy | +163 | $11.80 | $1.92K | 163 |
| Olivia S. Mitchell Director | Apr 17, 2011 | Buy | +100 | $11.86 | $1.19K | 100 |
| Olivia S. Mitchell Director | Apr 17, 2011 | Buy | +100 | $11.90 | $1.19K | 100 |
| Isaiah Harris Jr Director | Apr 14, 2011 | Buy | +200 | $11.69 | $2.34K | 200 |
| Peter G. Gordon Director | Apr 1, 2011 | Buy | +50 | $11.90 | $595 | 50 |
| Gerald M. McDonnell Director | Sep 1, 2009 | Sale | −100 | $12.44 | $1.24K | – |
| Andrew Cestone – | Jul 26, 2007 | Buy | +400 | $27.65 | $11.06K | 400 |
| Richard Cryan – | Jul 18, 2006 | Buy | +600 | $21.87 | $13.12K | 600 |
| Timothy OBrien – | Jul 17, 2006 | Buy | +600 | $22.09 | $13.25K | 600 |
| Richard J. Shima Director | Apr 24, 2006 | Sale | −151 | $21.85 | $3.30K | 649 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.