EADNYSEFiscal year ends December 31
ALLSPRING INCOME OPPORTUNITIES FUND
$5.94−0.04 (-0.67%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
18M
Shares held, 13F filers
Institutional holders
99
18 new, 10 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $3.41K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| , : First Trust Portfolios L.P.: First Trust Advisors L.P.: The Charger Corporation | 5,465,882 | 9.25% | 13G (passive) amendment | Dec 31, 2023 |
| Morgan Stanley | 3,029,159 | 5.10% | 13G (passive) | Dec 31, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of EAD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 3,912,776 | – | $25.43M | −19,563 | 0.00% |
| Pathstone Holdings, LLC | 1,989,962 | – | $12.93M | +431,901 | 0.04% |
| Sit Investment Associates Inc | 1,754,423 | – | $11.40K | +19,340 | 0.22% |
| Peak Planning Group, LLC | 1,090,407 | – | $7.09M | −52,359 | 1.60% |
| Invesco Ltd. | 961,400 | – | $6.25M | −83,094 | 0.00% |
| Guggenheim Capital LLC | 937,816 | – | $6.10M | +38,997 | 0.04% |
| Cohen & Steers, Inc. | 864,743 | – | $5.62K | – | 0.01% |
| Shaker Financial Services, LLC | 595,858 | – | $3.90M | +28,263 | 1.22% |
| Logan Stone Capital, LLC | 491,240 | – | $3.19M | +449,795 | 0.67% |
| LPL Financial LLC | 390,696 | – | $2.54M | +4,718 | 0.00% |
| UBS Group AG | 359,655 | – | $2.34M | −34,325 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 338,992 | – | $2.20K | +170,002 | 0.00% |
| Thrivent Financial for Lutherans | 326,901 | – | $2.13K | – | 0.00% |
| Advisors Asset Management, Inc. | 292,626 | – | $1.90M | −12,551 | 0.03% |
| Wolverine Asset Management LLC | 236,134 | – | $1.53M | +125,086 | 0.01% |
| Brown Advisory Inc | 204,649 | – | $1.33M | – | 0.00% |
| Envestnet Asset Management Inc | 193,730 | – | $1.26M | −30,354 | 0.00% |
| Principal Securities, Inc. | 190,103 | – | $1.24M | +16,561 | 0.01% |
| Fiera Capital Corp | 171,092 | – | $1.11M | +4,487 | 0.00% |
| Marks Group Wealth Management, Inc | 162,945 | – | $1.06M | – | 0.09% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 99 | 18M | 18 / 32 | 22 / 10 | 2M | 1M |
| Q1 2026 | 92 | 16M | 18 / 26 | 25 / 8 | 1M | 1M |
| Q4 2025 | 85 | 16M | 15 / 31 | 20 / 10 | 3M | 1M |
| Q3 2025 | 81 | 14M | 14 / 20 | 25 / 10 | 1M | 2M |
| Q2 2025 | 77 | 15M | 4 / 29 | 18 / 8 | 1M | 1M |
| Q1 2025 | 83 | 16M | 10 / 25 | 22 / 4 | 1M | 1M |
| Q4 2024 | 77 | 16M | 8 / 29 | 13 / 7 | 1M | 0M |
| Q3 2024 | 77 | 15M | 11 / 20 | 20 / 7 | 1M | 1M |
| Q2 2024 | 73 | 15M | 5 / 24 | 24 / 8 | 1M | 8M |
| Q1 2024 | 76 | 21M | 10 / 23 | 20 / 14 | 6M | 2M |
| Q4 2023 | 80 | 17M | 16 / 21 | 24 / 10 | 6M | 2M |
| Q3 2023 | 76 | 13M | 12 / 22 | 26 / 7 | 2M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of EAD | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 706,804 | – | $4.65M | 0.56% | May 31, 2026 |
| Thrivent Multisector Bond Fund | 94,471 | – | $595.17K | 0.07% | Jul 31, 2026 |
| Invesco High Yield Fund | 83,000 | – | $546.14K | 0.05% | May 31, 2026 |
| Calamos CEF Income & Arbitrage ETF | 52,764 | – | $332.41K | 0.98% | Jul 31, 2026 |
| Invesco Zacks Multi-Asset Income ETF | 41,812 | – | $263.42K | 0.21% | Jul 31, 2026 |
| Thrivent Conservative Allocation Fund | 39,038 | – | $253.75K | 0.03% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 24,503 | – | $159.27K | 0.03% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 18,858 | – | $122.58K | 0.07% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 12,911 | – | $81.34K | 0.02% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 10,662 | – | $69.30K | 0.02% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 770 | – | $5.01K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 273 | – | $1.77K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Thomas Edward Barbieri | Chief Compliance Officer | – | Mar 18, 2025 |
| Jimmy T. Tran | Chief Compliance Officer | – | Mar 13, 2025 |
| John Kenney | President | – | Jan 7, 2025 |
| Brian S. Shlissel | Director | 500 | Feb 27, 2026 |
| Cindy J. Miller | Director | – | Jan 2, 2026 |
| Brian James Keller | – | – | Oct 15, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Brian S. Shlissel Director | Feb 27, 2026 | Buy | +500 | $6.82 | $3.41K | 500 |
| William R. Ebsworth Director | Jan 9, 2024 | Buy | −2,000 | $6.60 | $13.20K | 2,500 |
| James Polisson Director | Jan 4, 2024 | Buy | −1,000 | $6.57 | $6.57K | 1,000 |
| James Polisson Director | Jun 1, 2023 | Buy | +1,000 | $6.18 | $6.18K | 2,000 |
| William R. Ebsworth Director | Jun 1, 2023 | Buy | +2,500 | $6.20 | $15.50K | 4,500 |
| Jane A. Freeman Director | Aug 22, 2022 | Buy | +150 | $6.92 | $1.04K | 325 |
| Christopher M. Lee – | May 7, 2021 | Buy | +2,105 | $8.73 | $18.38K | 33,913 |
| Christopher M. Lee – | May 6, 2021 | Buy | +58 | $8.70 | $505 | 31,808 |
| Christopher M. Lee – | Mar 29, 2021 | Buy | +5,000 | $8.37 | $41.85K | 31,750 |
| Christopher M. Lee – | Mar 2, 2021 | Buy | +3,000 | $8.40 | $25.20K | 26,750 |
| Christopher M. Lee – | Feb 4, 2021 | Buy | +5,000 | $8.25 | $41.25K | 23,750 |
| Christopher M. Lee – | Dec 22, 2020 | Buy | +8,750 | $8.04 | $70.35K | 18,750 |
| Christopher M. Lee – | Dec 21, 2020 | Buy | +10,000 | $8.07 | $80.70K | 10,000 |
| Pamela Wheelock Director | Nov 27, 2017 | Buy | +100 | $8.41 | $841 | 100 |
| James Polisson Director | Nov 27, 2017 | Buy | +1,000 | $8.43 | $8.43K | 1,000 |
| Jane A. Freeman Director | Feb 2, 2015 | Buy | +150 | $8.69 | $1.30K | 150 |
| William R. Ebsworth Director | Jan 5, 2015 | Buy | +2,000 | $8.72 | $17.44K | 2,000 |
| David F. Larcker Director | Apr 25, 2011 | Buy | +100 | $10.36 | $1.04K | 100 |
| Donald C. Willeke Director | Apr 20, 2011 | Buy | +200 | $10.33 | $2.07K | 200 |
| Timothy J. Penny Director | Apr 18, 2011 | Buy | +187 | $10.24 | $1.91K | 187 |
| Olivia S. Mitchell Director | Apr 17, 2011 | Buy | +100 | $10.21 | $1.02K | 100 |
| Olivia S. Mitchell Director | Apr 17, 2011 | Buy | +100 | $10.24 | $1.02K | 100 |
| Judith M. Johnson Director | Apr 15, 2011 | Buy | +100 | $10.20 | $1.02K | 100 |
| Isaiah Harris Jr Director | Apr 14, 2011 | Buy | +200 | $10.27 | $2.05K | 200 |
| Peter G. Gordon Director | Apr 1, 2011 | Buy | +50 | $10.24 | $512 | 50 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 28, 2010 | Sale | −3,200 | $9.51 | $30.43K | 0 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 28, 2010 | Buy | +200 | $9.52 | $1.90K | 200 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 28, 2010 | Buy | +3,000 | $9.53 | $28.59K | 3,200 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 14, 2010 | Buy | +2,000 | $9.15 | $18.30K | 2,000 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 14, 2010 | Sale | −2,000 | $9.15 | $18.30K | 0 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 4, 2010 | Sale | −100 | $9.02 | $902 | 0 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Jun 4, 2010 | Buy | +100 | $9.04 | $904 | 100 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Nov 30, 2009 | Sale | −300 | $9.11 | $2.73K | 2,950 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Nov 30, 2009 | Buy | +1,800 | $9.15 | $16.47K | 1,800 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Nov 30, 2009 | Buy | +400 | $9.16 | $3.66K | 2,200 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Nov 30, 2009 | Buy | +950 | $9.17 | $8.71K | 3,150 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Nov 30, 2009 | Sale | −2,950 | $9.10 | $26.85K | 0 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. 10% owner | Nov 30, 2009 | Buy | +100 | $9.18 | $918 | 3,250 |
| Of America Corp /De/ Bank 10% owner | Nov 17, 2009 | Sale | −930 | $9.14 | $8.50K | 0 |
| Of America Corp /De/ Bank 10% owner | Nov 17, 2009 | Buy | +830 | $9.07 | $7.53K | 830 |
| Of America Corp /De/ Bank 10% owner | Nov 17, 2009 | Buy | +100 | $9.07 | $907 | 930 |
| Gerald M. McDonnell Director | Sep 1, 2009 | Sale | −100 | $8.72 | $872 | – |
| Of America Corp /De/ Bank 10% owner | Jul 23, 2009 | Sale | −7 | $8.29 | $58 | 0 |
| Of America Corp /De/ Bank 10% owner | Jul 15, 2009 | Buy | +7 | $8.16 | $57 | 7 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −100 | $6.89 | $689 | 6,175 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −200 | $6.86 | $1.37K | 6,275 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −1,000 | $6.87 | $6.87K | 9,950 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −800 | $6.86 | $5.49K | 7,150 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −1,000 | $6.85 | $6.85K | 7,950 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −1,000 | $6.86 | $6.86K | 8,950 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −2,000 | $6.85 | $13.70K | 14,175 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −1,325 | $6.90 | $9.14K | 10,950 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −675 | $6.90 | $4.66K | 6,475 |
| Andrew Cestone – | Apr 22, 2009 | Buy | −1,900 | $6.87 | $13.05K | 12,275 |
| Andrew Cestone – | Apr 21, 2009 | Buy | −2,000 | $6.77 | $13.54K | 16,175 |
| Andrew Cestone – | Jul 28, 2008 | Buy | +500 | $10.15 | $5.08K | 19,525 |
| Andrew Cestone – | Jul 28, 2008 | Buy | +1,000 | $10.19 | $10.19K | 15,525 |
| Andrew Cestone – | Jul 28, 2008 | Buy | +1,000 | $10.18 | $10.18K | 16,525 |
| Andrew Cestone – | Jul 28, 2008 | Buy | +150 | $10.18 | $1.53K | 20,675 |
| Andrew Cestone – | Jul 28, 2008 | Buy | +500 | $10.12 | $5.06K | 20,525 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.