COHNNYSESecurity Brokers, Dealers & Flotation CompaniesFiscal year ends December 31
Cohen & Co Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 3, 2026
$9.66−0.52 (-5.12%)
Close on Oct 19, 2026
- Market cap
- $60.33M
- P/E (TTM)
- 2.1
- Dividend yield
- 31.06%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4.8%
0M of 3M shares
Institutional holders
14
4 new, 3 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 4 sales
Net sold $218.79K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Daniel G. Cohen | 4,375,648 | 70.02% | 13D (active) amendment | Dec 2, 2025 |
| Lester R. Brafman | 315,702 | 15.51% | 13D (active) amendment | Dec 2, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of COHN | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 31,345 | 0.97% | $425.67K | +6,668 | 0.00% |
| Vanguard Capital Management LLC | 29,521 | 0.91% | $400.90K | +6,236 | 0.00% |
| Two Sigma Investments, LP | 26,538 | 0.82% | $360.39K | +14,827 | 0.00% |
| Bridgeway Capital Management, LLC | 17,044 | 0.53% | $231.46K | New | 0.00% |
| Geode Capital Management, LLC | 13,433 | 0.42% | $182.42K | +1,342 | 0.00% |
| Dimensional Fund Advisors LP | 12,873 | 0.40% | $174.82K | +2,608 | 0.00% |
| Vanguard Fiduciary Trust Co | 10,718 | 0.33% | $145.55K | +4,019 | 0.00% |
| Citadel Advisors LLC | 10,278 | 0.32% | $139.58K | New | 0.00% |
| Spire Wealth Management | 2,000 | 0.06% | $27.16K | −500 | 0.00% |
| Wells Fargo & Company/Mn | 1,401 | 0.04% | $19.02K | +1 | 0.00% |
| Tower Research Capital LLC (TRC) | 338 | 0.01% | $4.59K | +56 | 0.00% |
| Barclays PLC | 66 | 0.00% | $896 | New | 0.00% |
| Morgan Stanley | 9 | 0.00% | $127 | +6 | 0.00% |
| Caitong International Asset Management Co., Ltd | 2 | 0.00% | $27 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | 0M | 4.8% | 4 / 9 | 1 / 3 | 0M | 0M |
| Q1 2026 | 13 | 0M | 3.5% | 6 / 2 | 1 / 2 | 0M | 0M |
| Q4 2025 | 10 | 0M | 1.8% | 4 / 2 | 3 / 3 | 0M | 0M |
| Q3 2025 | 9 | 0M | 1.9% | 1 / 5 | 1 / 1 | 0M | 0M |
| Q2 2025 | 9 | 0M | 1.3% | 1 / 1 | 4 / 1 | 0M | 0M |
| Q1 2025 | 9 | 0M | 1.5% | 0 / 0 | 3 / 3 | 0M | 0M |
| Q4 2024 | 12 | 0M | 1.9% | 3 / 3 | 2 / 1 | 0M | 0M |
| Q3 2024 | 10 | 0M | 2.0% | 2 / 3 | 3 / 2 | 0M | 0M |
| Q2 2024 | 11 | 0M | 1.9% | 4 / 2 | 5 / 1 | 0M | 0M |
| Q1 2024 | 8 | 0M | 1.8% | 2 / 3 | 3 / 2 | 0M | 0M |
| Q4 2023 | 8 | 0M | 1.2% | 2 / 3 | 2 / 1 | 0M | 0M |
| Q3 2023 | 7 | 0M | 1.7% | 1 / 2 | 1 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of COHN | Value | % of fund | As of |
|---|---|---|---|---|---|
| Auer Growth | 53,000 | 1.64% | $583.00K | 0.74% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 16,529 | 0.51% | $224.46K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 10,854 | 0.34% | $147.40K | 0.00% | Jun 30, 2026 |
| Ultra-Small Company Fund | 10,044 | 0.31% | $136.40K | 0.14% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 6,270 | 0.19% | $85.15K | 0.01% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 5,923 | 0.18% | $65.15K | 0.00% | May 31, 2026 |
| Ultra-Small Company Market Fund | 4,500 | 0.14% | $61.11K | 0.04% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 2,500 | 0.08% | $33.95K | 0.00% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 2,405 | 0.07% | $31.87K | 0.00% | Jul 31, 2026 |
| U.S. Core Equity 2 Portfolio | 1,816 | 0.06% | $24.06K | 0.00% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 1,742 | 0.05% | $19.16K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 1,594 | 0.05% | $17.53K | 0.00% | May 31, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 1,238 | 0.04% | $16.40K | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Small Cap ETF | 1,214 | 0.04% | $16.09K | 0.00% | Jul 31, 2026 |
| U.S. Social Core Equity 2 Portfolio | 1,174 | 0.04% | $15.56K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Daniel G. Cohen | Executive Chairman, Director, 10% owner | 187,157 | 5.80% | Jul 17, 2026 |
| Joseph W. Pooler Jr. | EVP, CFO and Treasurer | 60,278 | 1.87% | Aug 7, 2026 |
| Lester Raymond Brafman | Chief Executive Officer | 315,702 | 9.78% | Mar 6, 2026 |
| Douglas Listman | Chief Accounting Officer | 28,934 | 0.90% | Feb 5, 2026 |
| Jack J. DiMaio Jr. | Director | 23,233 | 0.72% | Jan 29, 2026 |
| Jack Haraburda | Director | 13,884 | 0.43% | Dec 19, 2025 |
| G. Steven Dawson | Director | 32,316 | 1.00% | Dec 19, 2025 |
| Diana Louise Liberto | Director | 17,938 | 0.56% | Dec 19, 2025 |
| Jack DiMaio | Director | 20,933 | 0.65% | Dec 20, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Aug 6, 2026 | Sale | −1,500 | $11.50 | $17.25K | 60,278 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Aug 5, 2026 | Sale | −7,295 | $11.75 | $85.72K | 61,778 |
| Daniel G. Cohen Executive Chairman, Director, 10% owner | Jul 17, 2026 | Gift | −17,600 | – | – | 107,157 |
| Daniel G. Cohen Executive Chairman, Director, 10% owner | Apr 23, 2026 | Gift | −8,000 | – | – | 24,757 |
| Daniel G. Cohen Executive Chairman, Director, 10% owner | Mar 30, 2026 | Gift | −20,000 | – | – | 32,757 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Mar 20, 2026 | Sale | −705 | $15.58 | $10.98K | 69,073 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Mar 19, 2026 | Sale | −6,113 | $17.15 | $104.84K | 69,778 |
| Douglas Listman Chief Accounting Officer | Feb 3, 2026 | Tax withholding | −3,252 | $18.69 | $60.78K | 28,934 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Feb 3, 2026 | Tax withholding | −7,051 | $18.69 | $131.78K | 75,891 |
| Daniel G. Cohen Executive Chairman, Director, 10% owner | Dec 30, 2025 | Gift | −30,000 | – | – | 52,757 |
| Jack J. DiMaio Jr. Director | Dec 19, 2025 | Award | +2,300 | – | – | 23,233 |
| G. Steven Dawson Director | Dec 19, 2025 | Award | +2,300 | – | – | 2,300 |
| Douglas Listman Chief Accounting Officer | Dec 19, 2025 | Award | +12,000 | – | – | 32,186 |
| Diana Louise Liberto Director | Dec 19, 2025 | Award | +2,300 | – | – | 17,938 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Dec 19, 2025 | Award | +15,500 | – | – | 82,942 |
| Jack Haraburda Director | Dec 19, 2025 | Award | +2,300 | – | – | 13,884 |
| Douglas Listman Chief Accounting Officer | Feb 4, 2025 | Tax withholding | −1,811 | $9.74 | $17.64K | 20,186 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Feb 4, 2025 | Tax withholding | −6,843 | $9.74 | $66.65K | 67,442 |
| G. Steven Dawson Director | Dec 20, 2024 | Award | +1,100 | – | – | 1,100 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Dec 20, 2024 | Award | +15,500 | – | – | 74,285 |
| Diana Louise Liberto Director | Dec 20, 2024 | Award | +1,100 | – | – | 15,638 |
| Jack Haraburda Director | Dec 20, 2024 | Award | +1,100 | – | – | 11,584 |
| Jack DiMaio Director | Dec 20, 2024 | Award | +1,100 | – | – | 20,933 |
| Douglas Listman Chief Accounting Officer | Dec 20, 2024 | Award | +10,000 | – | – | 21,997 |
| Daniel G. Cohen Executive Chairman, Director, 10% owner | Jul 1, 2024 | Gift | −20,000 | – | – | 4,017 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Jun 7, 2024 | Sale | −10,000 | $11.64 | $116.40K | 58,785 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Feb 1, 2024 | Tax withholding | −4,352 | $7.23 | $31.46K | 68,785 |
| Douglas Listman Chief Accounting Officer | Feb 1, 2024 | Tax withholding | −1,337 | $7.23 | $9.67K | 11,997 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Dec 21, 2023 | Award | +15,500 | – | – | 73,137 |
| Jack Haraburda Director | Dec 21, 2023 | Award | +1,100 | – | – | 10,484 |
| G. Steven Dawson Director | Dec 21, 2023 | Award | +1,100 | – | – | 1,100 |
| Diana Louise Liberto Director | Dec 21, 2023 | Award | +1,100 | – | – | 14,538 |
| Douglas Listman Chief Accounting Officer | Dec 21, 2023 | Award | +5,000 | – | – | 13,334 |
| Jack DiMaio Director | Dec 21, 2023 | Award | +1,100 | – | – | 19,833 |
| Douglas Listman Chief Accounting Officer | Mar 14, 2023 | Sale | −2,332 | $8.76 | $20.43K | 8,334 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Feb 1, 2023 | Tax withholding | −4,379 | $8.83 | $38.67K | 57,637 |
| Douglas Listman Chief Accounting Officer | Feb 1, 2023 | Tax withholding | −1,834 | $8.83 | $16.19K | 10,666 |
| G. Steven Dawson Director | Dec 20, 2022 | Award | +1,100 | – | – | 1,100 |
| Douglas Listman Chief Accounting Officer | Dec 20, 2022 | Award | +5,000 | – | – | 12,500 |
| Diana Louise Liberto Director | Dec 20, 2022 | Award | +1,100 | – | – | 13,438 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Dec 20, 2022 | Award | +15,500 | – | – | 62,016 |
| Jack Haraburda Director | Dec 20, 2022 | Award | +1,100 | – | – | 9,384 |
| Jack DiMaio Director | Dec 20, 2022 | Award | +1,100 | – | – | 18,733 |
| G. Steven Dawson Director | Nov 28, 2022 | Sale | −254 | $8.54 | $2.17K | 26,716 |
| Douglas Listman Chief Accounting Officer | Mar 14, 2022 | Sale | −1,379 | $16.38 | $22.59K | 7,500 |
| Douglas Listman Chief Accounting Officer | Jan 31, 2022 | Tax withholding | −1,121 | $15.20 | $17.04K | 8,879 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Jan 31, 2022 | Tax withholding | −6,479 | $15.20 | $98.48K | 46,516 |
| Diana Louise Liberto Director | Dec 20, 2021 | Award | +1,000 | – | – | 12,338 |
| G. Steven Dawson Director | Dec 20, 2021 | Award | +1,000 | – | – | 1,000 |
| Jack DiMaio Director | Dec 20, 2021 | Award | +1,000 | – | – | 17,633 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | Dec 20, 2021 | Award | +15,500 | – | – | 52,995 |
| Jack Haraburda Director | Dec 20, 2021 | Award | +1,000 | – | – | 8,274 |
| Douglas Listman Chief Accounting Officer | Dec 20, 2021 | Award | +5,000 | – | – | 10,000 |
| Daniel G. Cohen Chairman and CE Europe, Director, 10% owner | Oct 27, 2021 | Gift | −15,000 | – | – | 24,017 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | May 24, 2021 | Sale(10b5-1 plan) | −2,248 | $24.63 | $55.37K | 37,495 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | May 24, 2021 | Sale(10b5-1 plan) | −7,752 | $23.90 | $185.27K | 39,743 |
| Joseph W. Pooler Jr. EVP, CFO and Treasurer | May 21, 2021 | Sale(10b5-1 plan) | −10,000 | $25.73 | $257.30K | 47,495 |
| Douglas Listman Chief Accounting Officer | May 21, 2021 | Sale | −1,307 | $25.56 | $33.41K | 5,000 |
| Douglas Listman Chief Accounting Officer | May 21, 2021 | Sale | −7,200 | $24.53 | $176.62K | 6,307 |
| Daniel G. Cohen Chairman and CE Europe, Director, 10% owner | Mar 17, 2021 | Gift | −15,000 | – | – | 39,017 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Joseph W. Pooler Jr. Officer | Aug 6, 2026 | 1,500 | $16.87K | Aug 6, 2026 | Executive Compensation |
| Joseph W. Pooler Jr. Officer | Aug 5, 2026 | 7,295 | $84.41K | Aug 5, 2026 | Executive Compensation |
| Joseph W. Pooler Jr. Officer | Mar 19, 2026 | 20,000 | $344.40K | Mar 19, 2026 | Executive Compensation |
| Joseph W. Pooler Jr. Officer | Jun 7, 2024 | 10,000 | $115.19K | Jun 7, 2024 | Grant |