CNOBNasdaqState Commercial BanksFiscal year ends December 31Also trades as CNOBP
ConnectOne Bancorp, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q/A on Aug 18, 2026
$30.18−0.26 (-0.85%)
Close on Oct 19, 2026
- Market cap
- $1.52B
- P/E (TTM)
- 9.9
- Dividend yield
- 2.39%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
37M
Shares held, 13F filers
Institutional holders
229
37 new, 19 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
3 buys · 0 sales
Net bought $36.03K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| FMR LLC | 3,222,812 | 6.40% | 13G (passive) amendment | Jun 30, 2025 |
| BlackRock, Inc. | 2,990,894 | 7.80% | 13G (passive) amendment | Mar 31, 2025 |
| Wellington Management Group LLP | 2,882,584 | 5.70% | 13G (passive) | Sep 30, 2025 |
| Vanguard Capital Management | 2,515,368 | 5.00% | 13G (passive) | Mar 31, 2026 |
| Dimensional Fund Advisors LP | 2,270,093 | 5.90% | 13G (passive) amendment | Dec 29, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CNOB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 4,768,609 | – | $159.46M | +115,363 | 0.00% |
| Dimensional Fund Advisors LP | 2,895,541 | – | $96.83M | +41,577 | 0.02% |
| Wellington Management Group Llp | 2,690,996 | – | $89.99M | −602,367 | 0.02% |
| Vanguard Capital Management LLC | 2,145,048 | – | $71.73M | −938 | 0.00% |
| State Street Corp | 1,675,053 | – | $56.01M | +127,824 | 0.00% |
| Nomura Asset Management International Inc. | 1,649,928 | – | $55.17M | +819,861 | 0.08% |
| FMR LLC | 1,595,745 | – | $53.36M | −746,171 | 0.00% |
| Geode Capital Management, LLC | 1,321,389 | – | $44.20M | +72,902 | 0.00% |
| American Century Companies Inc | 1,250,064 | – | $41.80M | +325,293 | 0.02% |
| Kennedy Capital Management LLC | 985,475 | – | $32.95M | −22,141 | 0.58% |
| Bank Of America Corp /De/ | 882,327 | – | $29.51M | −40,051 | 0.00% |
| Nuveen, LLC | 849,593 | – | $28.41M | +250,901 | 0.01% |
| Stieven Capital Advisors, L.P. | 670,377 | – | $22.42M | −51,262 | 4.28% |
| Boston Partners | 562,403 | – | $18.72M | −5,344 | 0.02% |
| Goldman Sachs Group Inc | 550,814 | – | $18.42M | −714,759 | 0.00% |
| Millennium Management LLC | 467,580 | – | $15.64M | New | 0.01% |
| Hotchkis & Wiley Capital Management LLC | 453,482 | – | $15.16M | −63,410 | 0.04% |
| Northern Trust Corp | 451,467 | – | $15.10M | +36,019 | 0.00% |
| Two Sigma Investments, LP | 442,392 | – | $14.79M | +41,154 | 0.01% |
| Vanguard Portfolio Management LLC | 435,763 | – | $14.57M | +47,642 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 229 | 37M | 37 / 80 | 64 / 19 | 4M | 5M |
| Q1 2026 | 214 | 38M | 33 / 73 | 60 / 17 | 6M | 3M |
| Q4 2025 | 201 | 38M | 36 / 50 | 74 / 20 | 3M | 3M |
| Q3 2025 | 187 | 37M | 23 / 56 | 65 / 19 | 5M | 2M |
| Q2 2025 | 184 | 35M | 36 / 98 | 32 / 14 | 8M | 1M |
| Q1 2025 | 163 | 28M | 22 / 57 | 56 / 16 | 2M | 1M |
| Q4 2024 | 159 | 27M | 18 / 63 | 49 / 16 | 2M | 3M |
| Q3 2024 | 157 | 28M | 34 / 47 | 50 / 11 | 7M | 2M |
| Q2 2024 | 135 | 27M | 20 / 47 | 45 / 19 | 1M | 3M |
| Q1 2024 | 136 | 29M | 13 / 52 | 43 / 18 | 2M | 1M |
| Q4 2023 | 142 | 28M | 17 / 51 | 49 / 13 | 3M | 1M |
| Q3 2023 | 139 | 26M | 13 / 45 | 53 / 14 | 2M | 3M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CNOB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 1,519,662 | – | $50.82M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,289,127 | – | $43.11M | 0.05% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 908,425 | – | $27.32M | 0.10% | May 31, 2026 |
| Fidelity Advisor Small Cap Fund | 775,455 | – | $23.32M | 0.99% | May 31, 2026 |
| U.S. Small Cap Value Portfolio | 682,461 | – | $22.48M | 0.12% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 576,435 | – | $19.28M | 0.02% | Jun 30, 2026 |
| Nomura VIP Small Cap Value Series | 563,000 | – | $18.83M | 1.00% | Jun 30, 2026 |
| Nomura Small Cap Value Fund | 537,100 | – | $16.15M | 0.46% | May 29, 2026 |
| Fidelity Small Cap Index Fund | 534,720 | – | $17.61M | 0.05% | Jul 31, 2026 |
| Fidelity Stock Selector Small Cap Fund | 459,024 | – | $15.12M | 0.20% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 451,655 | – | $15.10M | 0.32% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 356,717 | – | $11.93M | 0.08% | Jun 30, 2026 |
| Fidelity Series Small Cap Opportunities Fund | 349,083 | – | $11.50M | 0.24% | Jul 31, 2026 |
| Nuveen Quant Small Cap Equity Fund | 319,530 | – | $10.53M | 0.26% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 316,515 | – | $10.43M | 0.06% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Frank Sorrentino III | Chairman & CEO, Director | 888,880 | Mar 27, 2026 |
| Elizabeth Magennis | Bank President, Director | 134,415 | Mar 27, 2026 |
| Steven Primiano | EVP, Treas.& C Corp DevOfficer | 19,628 | Mar 27, 2026 |
| Robert Allan Schwartz | EVP & General Counsel | 50,954 | Mar 27, 2026 |
| William S. Burns | Senior EVP & CFO | 128,598 | Mar 27, 2026 |
| Mark J. Pappas | EVP & Chief Risk Officer | 7,763 | Mar 27, 2026 |
| Laura Criscione | EVP & Chief Compliance Officer | 105,420 | Mar 27, 2026 |
| Joseph T. Javitz | EVP & Chief Credit Officer | 21,590 | Mar 27, 2026 |
| Michael O'Malley | EVP & Chief Risk Officer | 12,271 | Mar 26, 2025 |
| Anson M. Moise | Director | 17,239 | Jun 16, 2026 |
| Peter Quick | Director | 41,155 | Jun 3, 2026 |
| Edward J. Haye | Director | 16,760 | Jun 3, 2026 |
| Daniel E. Rifkin | Director | 223,637 | Jun 3, 2026 |
| Stephen T. Boswell | Director | 355,671 | Jun 3, 2026 |
| Michael W. Kempner | Director | 218,995 | Jun 3, 2026 |
| Frank W. Baier | Director | 110,242 | Jun 3, 2026 |
| Frank Huttle III | Director | 176,749 | Jun 3, 2026 |
| Katherin Nukk-Freeman | Director | 27,570 | Jun 3, 2026 |
| Nicholas Minoia | Director | 73,215 | Jun 3, 2026 |
| Mark Sokolich | Director | 117,031 | Jun 3, 2026 |
| Susan C. O'Donnell | Director | 11,051 | Jun 3, 2026 |
| Christopher Becker | Director | 59,768 | Jun 3, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Anson M. Moise Director | Jun 15, 2026 | Buy | +860 | $33.19 | $28.54K | 17,239 |
| Anson M. Moise Director | Jun 9, 2026 | Buy | +120 | $31.39 | $3.77K | 16,379 |
| Anson M. Moise Director | Jun 8, 2026 | Buy | +120 | $30.96 | $3.72K | 16,259 |
| Stephen T. Boswell Director | Jun 1, 2026 | Award | +2,528 | – | – | 81,262 |
| Anson M. Moise Director | Jun 1, 2026 | Award | +2,528 | – | – | 16,139 |
| Katherin Nukk-Freeman Director | Jun 1, 2026 | Award | +2,528 | – | – | 25,139 |
| Daniel E. Rifkin Director | Jun 1, 2026 | Award | +2,528 | – | – | 206,781 |
| Edward J. Haye Director | Jun 1, 2026 | Award | +2,528 | – | – | 16,760 |
| Michael W. Kempner Director | Jun 1, 2026 | Award | +2,528 | – | – | 218,995 |
| Susan C. O'Donnell Director | Jun 1, 2026 | Award | +2,528 | – | – | 11,051 |
| Frank W. Baier Director | Jun 1, 2026 | Award | +2,528 | – | – | 110,242 |
| Christopher Becker Director | Jun 1, 2026 | Award | +2,528 | – | – | 56,360 |
| Nicholas Minoia Director | Jun 1, 2026 | Award | +2,528 | – | – | 73,215 |
| Peter Quick Director | Jun 1, 2026 | Award | +2,528 | – | – | 33,135 |
| Frank Huttle III Director | Jun 1, 2026 | Award | +2,528 | – | – | 91,525 |
| Mark Sokolich Director | Jun 1, 2026 | Award | +2,528 | – | – | 117,031 |
| Robert Allan Schwartz EVP & General Counsel | Mar 25, 2026 | Award | +9,250 | – | – | 50,954 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 25, 2026 | Award | +3,552 | – | – | 104,640 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 25, 2026 | Award | +1,940 | – | – | 102,058 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 25, 2026 | Tax withholding | −970 | $26.27 | $25.48K | 101,088 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 25, 2026 | Tax withholding | −842 | $26.27 | $22.12K | 21,590 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 25, 2026 | Award | +2,015 | – | – | 22,432 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 25, 2026 | Award | +3,687 | – | – | 25,277 |
| William S. Burns Senior EVP & CFO | Mar 25, 2026 | Award | +5,157 | – | – | 128,598 |
| William S. Burns Senior EVP & CFO | Mar 25, 2026 | Award | +11,162 | – | – | 137,182 |
| William S. Burns Senior EVP & CFO | Mar 25, 2026 | Tax withholding | −2,578 | $26.27 | $67.72K | 126,020 |
| Elizabeth Magennis Bank President, Director | Mar 25, 2026 | Award | +5,548 | – | – | 134,415 |
| Elizabeth Magennis Bank President, Director | Mar 25, 2026 | Award | +12,642 | – | – | 144,283 |
| Elizabeth Magennis Bank President, Director | Mar 25, 2026 | Tax withholding | −2,774 | $26.27 | $72.87K | 131,641 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 25, 2026 | Award | +38,822 | – | – | 624,691 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 25, 2026 | Award | +19,205 | – | – | 597,392 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 25, 2026 | Tax withholding | −11,523 | $26.27 | $302.71K | 585,869 |
| Mark J. Pappas EVP & Chief Risk Officer | Mar 25, 2026 | Award | +3,507 | – | – | 7,763 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 25, 2026 | Award | +3,597 | – | – | 19,628 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 25, 2026 | Award | +1,736 | – | – | 16,899 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 25, 2026 | Tax withholding | −868 | $26.67 | $23.15K | 16,031 |
| William S. Burns Senior EVP & CFO | Mar 23, 2026 | Tax withholding | −1,288 | $26.72 | $34.42K | 123,441 |
| Elizabeth Magennis Bank President, Director | Mar 23, 2026 | Tax withholding | −1,385 | $26.72 | $37.01K | 128,867 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 23, 2026 | Tax withholding | −484 | $26.72 | $12.93K | 15,163 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 23, 2026 | Tax withholding | −560 | $26.72 | $14.96K | 100,118 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 23, 2026 | Tax withholding | −5,752 | $26.72 | $153.69K | 578,187 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 23, 2026 | Tax withholding | −466 | $26.72 | $12.45K | 19,497 |
| Mark J. Pappas EVP & Chief Risk Officer | Mar 23, 2026 | Tax withholding | +514 | $26.72 | $13.73K | 4,256 |
| William S. Burns Senior EVP & CFO | Mar 20, 2026 | Tax withholding | −1,418 | $25.95 | $36.80K | 124,729 |
| William S. Burns Senior EVP & CFO | Mar 20, 2026 | Tax withholding | −2,211 | $25.95 | $57.38K | 126,147 |
| Elizabeth Magennis Bank President, Director | Mar 20, 2026 | Tax withholding | −1,604 | $25.95 | $41.62K | 130,252 |
| Elizabeth Magennis Bank President, Director | Mar 20, 2026 | Tax withholding | −2,379 | $25.95 | $61.74K | 131,856 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 20, 2026 | Tax withholding | −532 | $25.95 | $13.81K | 15,647 |
| Steven Primiano EVP, Treas.& C Corp DevOfficer | Mar 20, 2026 | Tax withholding | −496 | $25.95 | $12.87K | 16,179 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 20, 2026 | Tax withholding | −508 | $25.95 | $13.18K | 100,678 |
| Laura Criscione EVP & Chief Compliance Officer | Mar 20, 2026 | Tax withholding | −832 | $25.95 | $21.59K | 101,186 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 20, 2026 | Tax withholding | −9,882 | $25.95 | $256.44K | 590,214 |
| Frank Sorrentino III Chairman & CEO, Director | Mar 20, 2026 | Tax withholding | −6,275 | $25.95 | $162.84K | 583,939 |
| Robert Allan Schwartz EVP & General Counsel | Mar 20, 2026 | Tax withholding | −186 | $25.95 | $4.83K | 41,704 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 20, 2026 | Tax withholding | −722 | $25.95 | $18.74K | 20,424 |
| Joseph T. Javitz EVP & Chief Credit Officer | Mar 20, 2026 | Tax withholding | −461 | $25.95 | $11.96K | 19,963 |
| Mark J. Pappas EVP & Chief Risk Officer | Mar 20, 2026 | Tax withholding | −440 | $25.95 | $11.42K | 4,770 |
| Michael W. Kempner Director | Mar 17, 2026 | Gift | −7,707 | – | – | 216,467 |
| Joseph T. Javitz EVP & Chief Credit Officer | Sep 3, 2025 | Sale | −1,700 | $25.46 | $43.28K | 21,146 |
| Stephen T. Boswell Director | Aug 13, 2025 | Gift | −11,700 | – | – | 268,767 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| W. Kempner Michael Director | Aug 9, 2023 | 47,500 | $983.44K | Aug 9, 2023 | Board Compensation |