CLMNYSEFiscal year ends December 31
Cornerstone Strategic Investment Fund, Inc.
$6.16−0.02 (-0.32%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
46M
Shares held, 13F filers
Institutional holders
145
25 new, 14 sold out
Net institutional buying
4M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $9.95K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CLM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Alpine Global Management, LLC | 6,833,682 | – | $51.66M | +19,350 | 8.40% |
| Boothbay Fund Management, LLC | 6,736,737 | – | $50.93M | −7,816 | 0.67% |
| PFG Investments, LLC | 4,492,919 | – | $33.97M | +369,888 | 1.32% |
| Quarry LP | 3,476,236 | – | $26.28M | −13,028 | 2.18% |
| Sculptor Capital LP | 3,325,694 | – | $25.14M | +182,105 | 0.20% |
| Osaic Holdings, Inc. | 3,016,078 | – | $22.80M | −232,935 | 0.03% |
| LPL Financial LLC | 2,586,106 | – | $19.55M | +164,576 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 2,186,598 | – | $16.53K | +1,146,668 | 0.02% |
| Warberg Asset Management LLC | 1,836,581 | – | $13.88M | +794,646 | 2.52% |
| Cetera Investment Advisers | 1,558,231 | – | $11.78M | +202,853 | 0.01% |
| Cable Car Capital, LP | 1,274,106 | – | $9.63M | +24,107 | 0.21% |
| Almitas Capital LLC | 661,789 | – | $5.00M | +219,775 | 1.20% |
| Cohen & Steers, Inc. | 629,931 | – | $4.76K | – | 0.01% |
| Morgan Stanley | 560,243 | – | $4.24M | −94,696 | 0.00% |
| WJ Financial Advisors LLC | 503,994 | – | $3.81M | +59,079 | 2.80% |
| Perennial Investment Advisors, LLC | 484,530 | – | $3.66M | +8,764 | 0.24% |
| Raymond James Financial Inc | 388,773 | – | $2.94M | +11,693 | 0.00% |
| Stratos Wealth Partners, LTD. | 333,993 | – | $2.52M | −8,518 | 0.03% |
| Commonwealth Equity Services, LLC | 319,209 | – | $2.41M | +24,781 | 0.00% |
| Yakira Capital Management, Inc. | 311,396 | – | $2.35M | +4,684 | 0.67% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 145 | 46M | 25 / 58 | 32 / 14 | 5M | 1M |
| Q1 2026 | 138 | 42M | 23 / 58 | 25 / 11 | 19M | 6M |
| Q4 2025 | 127 | 29M | 17 / 50 | 33 / 15 | 6M | 14M |
| Q3 2025 | 126 | 38M | 20 / 47 | 31 / 12 | 2M | 4M |
| Q2 2025 | 121 | 40M | 17 / 56 | 28 / 16 | 17M | 3M |
| Q1 2025 | 121 | 27M | 17 / 42 | 36 / 23 | 4M | 9M |
| Q4 2024 | 128 | 31M | 30 / 43 | 33 / 16 | 9M | 6M |
| Q3 2024 | 117 | 28M | 15 / 46 | 25 / 15 | 2M | 8M |
| Q2 2024 | 117 | 33M | 19 / 49 | 26 / 7 | 3M | 10M |
| Q1 2024 | 108 | 40M | 15 / 46 | 24 / 15 | 8M | 9M |
| Q4 2023 | 110 | 42M | 28 / 38 | 19 / 9 | 8M | 3M |
| Q3 2023 | 92 | 37M | 11 / 39 | 22 / 11 | 2M | 7M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CLM | Value | % of fund | As of |
|---|---|---|---|---|---|
| Thrivent Multisector Bond Fund | 54,177 | – | $403.08K | 0.05% | Jul 31, 2026 |
| Thrivent Conservative Allocation Fund | 21,815 | – | $164.92K | 0.02% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 12,946 | – | $97.87K | 0.02% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 9,906 | – | $74.89K | 0.05% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 7,221 | – | $53.72K | 0.01% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 5,094 | – | $38.51K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Ralph W. Bradshaw | President, Director | 109,719 | May 27, 2025 |
| Peter Greer | Director | 1,500 | Sep 1, 2026 |
| Matthew Morris | Director | 26,193 | Sep 11, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Peter Greer Director | Aug 31, 2026 | Buy | +1,500 | $6.63 | $9.95K | 1,500 |
| Matthew Morris Director | Sep 10, 2025 | Sale | −0.72 | $8.18 | $6 | 26,193 |
| Matthew Morris Director | Sep 3, 2025 | Sale | −35,000 | $8.14 | $284.90K | – |
| Ralph W. Bradshaw President, Director | May 22, 2025 | Option exercise | +2,554 | $7.30 | $18.64K | 19,293 |
| Matthew Morris Director | Aug 8, 2023 | Sale | −40,000 | $8.72 | $348.80K | 41,561 |
| Matthew Morris Director | Jun 27, 2022 | Option exercise | +14,733 | $8.27 | $121.84K | 60,883 |
| Joshua Bradshaw Director | Jun 27, 2022 | Option exercise | +3,861 | $8.27 | $31.93K | 4,356 |
| Ralph W. Bradshaw President, Director | Jun 27, 2022 | Option exercise | +2,440 | $8.27 | $20.18K | 47,412 |
| Matthew Morris Director | Sep 17, 2021 | Sale | −13,000 | $12.89 | $167.57K | 39,147 |
| Ralph W. Bradshaw President, Director | May 25, 2021 | Option exercise | +1,977 | $10.64 | $21.04K | 7,024 |
| Glenn W. Wilcox Sr Director | May 25, 2021 | Option exercise | +433 | $10.64 | $4.61K | 1,703 |
| Matthew Morris Director | May 24, 2021 | Option exercise | +12,489 | $10.64 | $132.88K | 49,625 |
| Matthew Morris Director | Mar 27, 2020 | Buy | +30,300 | $8.25 | $249.98K | 30,300 |
| Ralph W. Bradshaw President, Director | Feb 11, 2020 | Buy | +1,000 | $11.75 | $11.75K | 3,830 |
| Scott B. Rogers Director | Oct 15, 2019 | Sale | −1,590 | $11.16 | $17.74K | 0 |
| Scott B. Rogers Director | Oct 15, 2019 | Sale | −10 | $11.17 | $112 | 7,490 |
| Scott B. Rogers Director | Oct 15, 2019 | Sale | −5,900 | $11.16 | $65.84K | 1,590 |
| Scott B. Rogers Director | Nov 1, 2018 | Buy | +7,500 | $12.43 | $93.23K | 7,500 |
| Ralph W. Bradshaw President, Director | Jul 25, 2018 | Option exercise | +1,186 | $13.46 | $15.96K | 1,997 |
| Glenn W. Wilcox Sr Director | Sep 1, 2017 | Buy | +238 | $13.86 | $3.30K | 952 |
| Ralph W. Bradshaw President, Director | Aug 31, 2017 | Option exercise | +1,000 | $13.86 | $13.86K | 15,739 |
| Ralph W. Bradshaw President, Director | Aug 31, 2017 | Option exercise | +551 | $13.86 | $7.64K | 677 |
| Glenn W. Wilcox Sr Director | Nov 1, 2016 | Option exercise | +179 | $14.11 | $2.53K | 714 |
| Ralph W. Bradshaw President, Director | Oct 31, 2016 | Option exercise | +1,022 | $14.11 | $14.42K | 12,298 |
| Ralph W. Bradshaw President, Director | Oct 31, 2016 | Option exercise | +104 | $14.11 | $1.47K | 108 |
| Scott B. Rogers Director | Aug 24, 2016 | Sale | −1,373 | $16.43 | $22.56K | 0 |
| Scott B. Rogers Director | Aug 24, 2016 | Sale | −500 | $16.43 | $8.22K | 1,373 |
| Scott B. Rogers Director | Aug 18, 2016 | Sale | −248 | $16.35 | $4.05K | 1,868 |
| Scott B. Rogers Director | Apr 4, 2016 | Sale | −2,500 | $14.75 | $36.88K | 0 |
| Scott B. Rogers Director | Feb 18, 2016 | Other | +2,116 | $21.17 | $44.80K | 2,116 |
| Scott B. Rogers Director | Feb 18, 2016 | Buy | +2,500 | $12.95 | $32.38K | 2,500 |
| Scott B. Rogers Director | Jul 1, 2015 | Other | +2,116 | $21.17 | $44.80K | 2,116 |
| Ralph W. Bradshaw President, Director | Jun 30, 2015 | Other | +2 | $21.17 | $42 | 3 |
| Ralph W. Bradshaw President, Director | Jun 30, 2015 | Other | +4,286 | $21.17 | $90.73K | 8,794 |
| Glenn W. Wilcox Sr Director | Jun 30, 2015 | Other | +90 | $21.17 | $1.91K | 535 |
| Ralph W. Bradshaw President, Director | Dec 5, 2013 | Buy | +4,556 | $5.92 | $26.97K | 18,035 |
| Glenn W. Wilcox Sr Director | Dec 3, 2013 | Buy | +714 | $5.92 | $4.23K | 1,718 |
| Glenn W. Wilcox Sr Director | Dec 2, 2013 | Sale | −1,138 | $6.80 | $7.74K | 1,004 |
| Ralph W. Bradshaw President, Director | Dec 28, 2012 | Buy | +3,716 | $5.99 | $22.26K | 13,479 |
| Glenn W. Wilcox Sr Director | Dec 28, 2012 | Buy | +536 | $5.99 | $3.21K | 2,142 |
| Glenn W. Wilcox Sr Director | Dec 23, 2011 | Buy | +468 | $6.09 | $2.85K | 1,606 |
| Ralph W. Bradshaw President, Director | Dec 23, 2011 | Buy | +2,471 | $6.09 | $15.05K | 9,763 |
| Andrew A. Strauss Director | Oct 17, 2011 | Sale | −53 | $9.10 | $482 | 0 |
| Glenn W. Wilcox Sr Director | Dec 21, 2010 | Buy | +686 | $8.24 | $5.65K | 1,138 |
| Ralph W. Bradshaw President, Director | Dec 21, 2010 | Buy | +3,913 | $8.24 | $32.24K | 7,292 |
| Ralph W. Bradshaw President, Director | Sep 30, 2008 | Buy | +2,801 | $2.60 | $7.28K | 13,518 |
| Ralph W. Bradshaw President, Director | Dec 27, 2007 | Buy | +1,000 | $5.19 | $5.19K | 10,717 |
| Thomas H. Lenagh Director | Jul 31, 2007 | Sale | −1,000 | $8.65 | $8.65K | 0 |
| Ralph W. Bradshaw President, Director | May 5, 2005 | Other | +141 | $5.87 | $828 | 9,716 |
| Ralph W. Bradshaw President, Director | Apr 6, 2005 | Other | +134 | $6.12 | $820 | 0 |
| Ralph W. Bradshaw President, Director | Mar 8, 2005 | Other | +126 | $6.43 | $810 | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.