CIONNYSEFiscal year ends December 31Also trades as CICB, CICC
CION Investment Corp
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$6.37−0.22 (-3.34%)
Close on Oct 19, 2026
- Market cap
- $316.34M
- P/E (TTM)
- 106.2
- Dividend yield
- 22.61%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
17M
Shares held, 13F filers
Institutional holders
138
13 new, 33 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CION | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Bulldog Investors, LLP | 1,538,071 | – | $9.58M | – | 2.11% |
| Cambridge Investment Research Advisors, Inc. | 1,427,658 | – | $8.89K | +709,149 | 0.01% |
| Invesco Ltd. | 1,368,725 | – | $8.53M | +751,300 | 0.00% |
| Morgan Stanley | 1,266,950 | – | $7.89M | +114,000 | 0.00% |
| Van Eck Associates Corp | 1,236,397 | – | $7.70M | +268,242 | 0.00% |
| LPL Financial LLC | 1,019,029 | – | $6.35M | +29,876 | 0.00% |
| UBS Group AG | 915,653 | – | $5.70M | +232,651 | 0.00% |
| Callodine Capital Management, LP | 674,138 | – | $4.20M | +61,750 | 0.27% |
| Berger Financial Group, Inc | 404,493 | – | $2.52M | −2,406 | 0.13% |
| Lsv Asset Management | 387,536 | – | $2.41K | – | 0.00% |
| Arkadios Wealth Advisors | 322,360 | – | $2.01M | −13,058 | 0.03% |
| D. E. Shaw & Co., Inc. | 312,707 | – | $1.95M | −35,933 | 0.00% |
| Osaic Holdings, Inc. | 291,108 | – | $1.81M | +40,843 | 0.00% |
| Hennion & Walsh Asset Management, Inc. | 290,756 | – | $1.81M | −26,496 | 0.05% |
| Advisors Asset Management, Inc. | 290,200 | – | $1.81M | −17,754 | 0.03% |
| Renaissance Technologies LLC | 248,600 | – | $1.55M | −23,200 | 0.00% |
| Envestnet Asset Management Inc | 210,410 | – | $1.31M | +2,024 | 0.00% |
| Commonwealth Equity Services, LLC | 207,748 | – | $1.29M | −10,320 | 0.00% |
| Sigma Planning Corp | 200,157 | – | $1.25M | −11,506 | 0.03% |
| BlackRock, Inc. | 195,515 | – | $1.22M | −4,878 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 138 | 17M | 13 / 41 | 52 / 33 | 3M | 3M |
| Q1 2026 | 161 | 17M | 24 / 54 | 51 / 26 | 2M | 5M |
| Q4 2025 | 166 | 20M | 35 / 43 | 55 / 21 | 3M | 3M |
| Q3 2025 | 154 | 19M | 19 / 43 | 52 / 22 | 2M | 2M |
| Q2 2025 | 161 | 19M | 17 / 57 | 51 / 27 | 2M | 2M |
| Q1 2025 | 173 | 20M | 24 / 57 | 52 / 25 | 2M | 2M |
| Q4 2024 | 178 | 20M | 28 / 55 | 60 / 23 | 4M | 3M |
| Q3 2024 | 175 | 18M | 19 / 63 | 57 / 20 | 3M | 1M |
| Q2 2024 | 178 | 17M | 27 / 56 | 61 / 19 | 2M | 5M |
| Q1 2024 | 172 | 20M | 23 / 62 | 55 / 28 | 4M | 3M |
| Q4 2023 | 180 | 19M | 27 / 66 | 57 / 12 | 3M | 3M |
| Q3 2023 | 166 | 18M | 14 / 56 | 65 / 17 | 2M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CION | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 1,006,925 | – | $6.27M | 0.38% | Jun 30, 2026 |
| Invesco KBW High Dividend Yield Financial ETF | 616,951 | – | $4.16M | 0.98% | May 31, 2026 |
| Virtus Private Credit Strategy ETF | 108,061 | – | $644.04K | 2.12% | Jul 31, 2026 |
| OneAscent Enhanced Small and Mid Cap ETF | 19,035 | – | $128.49K | 0.15% | May 31, 2026 |
| Catalyst/SMH Total Return Income Fund | 14,600 | – | $90.96K | 0.44% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Michael A. Reisner | Co-Chairman & Co-CEO, Director | 157,697 | Aug 13, 2025 |
| Mark Gatto | Co-Chairman & Co-CEO, Director | 45,274 | May 13, 2025 |
| Stephen Roman | CCO & Secretary | 12,891 | May 22, 2025 |
| Gregg A. Bresner | President & CIO | 128,198 | Apr 2, 2025 |
| Eric A. Pinero | Chief Legal Officer | 9,127 | Mar 18, 2025 |
| Charlie Arestia | See Remarks | 1,213 | Nov 13, 2024 |
| Peter I. Finlay | Director | 2,750 | May 28, 2025 |
| Robert A. Breakstone | Director | 15,782 | May 19, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Aug 12, 2025 | Buy | +472 | $10.57 | $4.99K | 46,474 |
| Peter I. Finlay Director | May 27, 2025 | Buy | +200 | $9.66 | $1.93K | 2,750 |
| Stephen Roman CCO & Secretary | May 22, 2025 | Buy | +600 | $9.48 | $5.69K | 12,891 |
| Robert A. Breakstone Director | May 16, 2025 | Buy | +500 | $9.72 | $4.86K | 15,782 |
| Mark Gatto Co-Chairman & Co-CEO, Director | May 12, 2025 | Buy | +2,070 | $9.66 | $20.00K | 3,070 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | May 12, 2025 | Buy | +515 | $9.69 | $4.99K | 46,002 |
| Gregg A. Bresner President & CIO | Apr 1, 2025 | Buy | +1,000 | $10.48 | $10.48K | 64,599 |
| Gregg A. Bresner President & CIO | Mar 31, 2025 | Buy | +1,000 | $10.41 | $10.41K | 63,599 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Mar 28, 2025 | Buy | +490 | $10.45 | $5.12K | 45,487 |
| Robert A. Breakstone Director | Mar 24, 2025 | Buy | +500 | $10.75 | $5.38K | 14,700 |
| Gregg A. Bresner President & CIO | Mar 19, 2025 | Buy | +1,000 | $10.98 | $10.98K | 62,599 |
| Gregg A. Bresner President & CIO | Mar 18, 2025 | Buy | +2,000 | $10.72 | $21.44K | 61,599 |
| Peter I. Finlay Director | Mar 18, 2025 | Buy | +250 | $10.76 | $2.69K | 2,550 |
| Eric A. Pinero Chief Legal Officer | Mar 18, 2025 | Buy | +465 | $10.72 | $4.98K | 9,127 |
| Robert A. Breakstone Director | Mar 17, 2025 | Buy | +500 | $11.05 | $5.53K | 14,200 |
| Stephen Roman CCO & Secretary | Mar 17, 2025 | Buy | +455 | $10.93 | $4.97K | 11,809 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Nov 21, 2024 | Buy | +437 | $11.44 | $5.00K | 44,997 |
| Stephen Roman CCO & Secretary | Nov 21, 2024 | Buy | +435 | $11.53 | $5.02K | 11,020 |
| Robert A. Breakstone Director | Nov 15, 2024 | Buy | +1,000 | $11.34 | $11.34K | 13,238 |
| Gregg A. Bresner President & CIO | Nov 12, 2024 | Buy | +2,000 | $11.41 | $22.82K | 59,599 |
| Charlie Arestia See Remarks | Nov 12, 2024 | Buy | +750 | $11.39 | $8.54K | 1,213 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Aug 26, 2024 | Buy | +400 | $12.33 | $4.93K | 44,560 |
| Stephen Roman CCO & Secretary | Aug 21, 2024 | Buy | +450 | $12.18 | $5.48K | 10,278 |
| Gregg A. Bresner President & CIO | Aug 15, 2024 | Buy | +2,500 | $12.08 | $30.20K | 57,599 |
| Eric A. Pinero Chief Legal Officer | Aug 15, 2024 | Buy | +402 | $12.16 | $4.89K | 8,163 |
| Gregg A. Bresner President & CIO | Aug 14, 2024 | Buy | +1,000 | $12.05 | $12.05K | 55,099 |
| Charlie Arestia See Remarks | Aug 12, 2024 | Buy | +450 | $11.94 | $5.37K | 450 |
| Robert A. Breakstone Director | Aug 12, 2024 | Buy | +1,000 | $11.89 | $11.89K | 11,880 |
| Gregg A. Bresner President & CIO | Jun 25, 2024 | Inheritance | +2,000 | – | – | 54,099 |
| Eric A. Pinero Chief Legal Officer | May 28, 2024 | Buy | +403 | $12.42 | $5.01K | 7,539 |
| Stephen Roman CCO & Secretary | May 22, 2024 | Buy | +400 | $12.41 | $4.96K | 9,546 |
| Gregg A. Bresner President & CIO | May 17, 2024 | Buy | +2,000 | $12.51 | $25.02K | 52,099 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | May 13, 2024 | Buy | +407 | $12.27 | $4.99K | 44,160 |
| Eric A. Pinero Chief Legal Officer | Apr 5, 2024 | Buy | +450 | $11.11 | $5.00K | 7,136 |
| Stephen Roman CCO & Secretary | Apr 1, 2024 | Buy | +450 | $11.05 | $4.97K | 9,146 |
| Mark Gatto Co-Chairman & Co-CEO, Director | Mar 27, 2024 | Buy | +50 | $11.02 | $551 | 50 |
| Mark Gatto Co-Chairman & Co-CEO, Director | Mar 27, 2024 | Buy | +50 | $11.02 | $551 | 50 |
| Mark Gatto Co-Chairman & Co-CEO, Director | Mar 27, 2024 | Buy | +50 | $11.02 | $551 | 50 |
| Mark Gatto Co-Chairman & Co-CEO, Director | Mar 27, 2024 | Buy | +1,000 | $11.02 | $11.02K | 1,000 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Mar 25, 2024 | Buy | +469 | $10.65 | $4.99K | 43,753 |
| Gregg A. Bresner President & CIO | Mar 20, 2024 | Buy | +4,000 | $10.78 | $43.12K | 50,099 |
| Peter I. Finlay Director | Nov 27, 2023 | Buy | +300 | $10.88 | $3.26K | 2,300 |
| Mark Gatto Co-Chairman & Co-CEO, Director | Nov 16, 2023 | Buy | +905 | $11.05 | $10.00K | 42,204 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Nov 15, 2023 | Buy | +434 | $11.06 | $4.80K | 43,284 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Aug 22, 2023 | Buy | +460 | $10.89 | $5.01K | 42,850 |
| Keith S. Franz CFO & Treasurer | Jun 1, 2023 | Buy | +15,715 | $9.52 | $149.61K | 71,612 |
| Gregg A. Bresner President & CIO | Jun 1, 2023 | Buy | +1,000 | $9.58 | $9.58K | 46,099 |
| Gregg A. Bresner President & CIO | May 31, 2023 | Buy | +1,000 | $9.32 | $9.32K | 45,099 |
| Gregg A. Bresner President & CIO | May 26, 2023 | Buy | +2,000 | $9.90 | $19.80K | 44,099 |
| Gregg A. Bresner President & CIO | May 25, 2023 | Buy | +1,000 | $9.81 | $9.81K | 42,099 |
| Gregg A. Bresner President & CIO | May 24, 2023 | Buy | +1,000 | $9.91 | $9.91K | 41,099 |
| Catherine Choi Director | May 22, 2023 | Buy | +2,000 | $9.92 | $19.84K | 2,000 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | May 19, 2023 | Buy | +500 | $9.78 | $4.89K | 42,390 |
| Aron I. Schwartz Director | May 15, 2023 | Buy | +2,000 | $9.25 | $18.50K | 2,000 |
| Stephen Roman CCO & Secretary | May 15, 2023 | Buy | +1,100 | $9.26 | $10.19K | 7,697 |
| Eric A. Pinero Chief Legal Officer | May 12, 2023 | Buy | +1,070 | $9.42 | $10.08K | 5,917 |
| Robert A. Breakstone Director | May 12, 2023 | Buy | +2,395 | $9.33 | $22.35K | 9,096 |
| Robert A. Breakstone Director | Nov 30, 2022 | Buy | +1,000 | $10.10 | $10.10K | 6,000 |
| Keith S. Franz CFO & Treasurer | Nov 30, 2022 | Buy | +10,000 | $10.01 | $100.10K | 55,500 |
| Michael A. Reisner Co-Chairman & Co-CEO, Director | Nov 23, 2022 | Buy | +1,000 | $10.35 | $10.35K | 38,397 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.