CGBDNasdaqFiscal year ends December 31
Carlyle Secured Lending, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 6, 2026
$10.25−0.14 (-1.35%)
Close on Oct 19, 2026
- Market cap
- $712.81M
- P/E (TTM)
- 20.1
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
38.5%
27M of 69M shares
Institutional holders
142
18 new, 26 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
5 buys · 11 sales
Net sold $139.19K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CGBD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Creative Planning | 3,086,927 | 4.49% | $32.51M | −145,059 | 0.02% |
| Morgan Stanley | 2,799,104 | 4.07% | $29.47M | +164,323 | 0.00% |
| Van Eck Associates Corp | 1,748,836 | 2.54% | $18.42M | +436,365 | 0.01% |
| UBS Group AG | 1,395,189 | 2.03% | $14.69M | +158,636 | 0.00% |
| Choreo, LLC | 1,361,251 | 1.98% | $14.33M | −26,973 | 0.16% |
| Invesco Ltd. | 1,184,888 | 1.72% | $12.48M | −125,935 | 0.00% |
| Lalia Capital, LLC | 927,333 | 1.35% | $9.76M | New | 4.75% |
| Russell Investments Group, Ltd. | 870,513 | 1.27% | $9.17M | +283,330 | 0.01% |
| Muzinich & Co., Inc. | 741,278 | 1.08% | $7.81M | +3,534 | 2.67% |
| North Ground Capital | 616,000 | 0.90% | $6.49M | +228,482 | 7.78% |
| Legal & General Group Plc | 577,568 | 0.84% | $6.09M | +25,986 | 0.00% |
| Mariner, LLC | 563,240 | 0.82% | $5.96M | +14,715 | 0.01% |
| Caz Investments LP | 524,665 | 0.76% | $5.52M | +504,665 | 1.01% |
| Sumitomo Mitsui Trust Holdings, Inc. | 519,735 | 0.76% | $5.47M | – | 0.00% |
| Diameter Capital Partners LP | 508,387 | 0.74% | $5.35M | New | 0.43% |
| Ares Management LLC | 472,187 | 0.69% | $4.97M | +232,187 | 0.22% |
| SRS Capital Advisors, Inc. | 465,613 | 0.68% | $4.90M | +275,273 | 0.03% |
| Two Sigma Investments, LP | 448,847 | 0.65% | $4.73M | −182,071 | 0.00% |
| Rockefeller Capital Management L.P. | 444,533 | 0.65% | $4.68M | −3,105 | 0.01% |
| Lsv Asset Management | 352,150 | 0.51% | $3.71K | – | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 142 | 27M | 38.5% | 18 / 43 | 40 / 26 | 5M | 4M |
| Q1 2026 | 155 | 26M | 37.2% | 30 / 45 | 46 / 23 | 4M | 4M |
| Q4 2025 | 152 | 27M | 38.6% | 33 / 41 | 47 / 27 | 5M | 4M |
| Q3 2025 | 150 | 26M | 37.3% | 21 / 56 | 36 / 20 | 5M | 5M |
| Q2 2025 | 150 | 26M | 37.4% | 48 / 48 | 27 / 13 | 9M | 2M |
| Q1 2025 | 119 | 18M | 26.8% | 20 / 36 | 32 / 13 | 6M | 1M |
| Q4 2024 | 115 | 13M | 19.4% | 17 / 39 | 31 / 24 | 2M | 1M |
| Q3 2024 | 124 | 13M | 18.4% | 23 / 34 | 37 / 13 | 1M | 1M |
| Q2 2024 | 117 | 13M | 18.7% | 19 / 45 | 28 / 13 | 1M | 5M |
| Q1 2024 | 111 | 17M | 24.1% | 9 / 45 | 28 / 17 | 3M | 1M |
| Q4 2023 | 120 | 15M | 21.3% | 25 / 45 | 27 / 8 | 4M | 0M |
| Q3 2023 | 105 | 11M | 16.3% | 15 / 44 | 23 / 8 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CGBD | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck BDC Income ETF | 1,405,452 | 2.04% | $14.80M | 0.91% | Jun 30, 2026 |
| Invesco KBW High Dividend Yield Financial ETF | 1,277,395 | 1.86% | $13.81M | 3.24% | May 31, 2026 |
| LSV Small Cap Value Fund | 95,900 | 0.14% | $958.04K | 0.14% | Jul 31, 2026 |
| Virtus Private Credit Strategy ETF | 46,857 | 0.07% | $468.10K | 1.54% | Jul 31, 2026 |
| Invesco High Yield Fund | 45,000 | 0.07% | $486.45K | 0.04% | May 31, 2026 |
| RiverNorth Active Income ETF | 19,736 | 0.03% | $197.16K | 0.50% | Jul 31, 2026 |
| Catalyst/SMH Total Return Income Fund | 7,087 | 0.01% | $74.63K | 0.36% | Jun 30, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 63 | 0.00% | $629 | 0.01% | Jul 31, 2026 |
| AQR MS Fusion Fund | -760 | -0.00% | -$8.00K | -0.03% | Jun 30, 2026 |
| AQR MS Fusion HV Fund | -2,847 | -0.00% | -$29.98K | -0.04% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Alex Chi | CEO, Director | 9,000 | 0.01% | Mar 10, 2026 |
| Thomas M. Hennigan | CFO and President, Director | 103,685 | 0.15% | Mar 5, 2026 |
| Justin Plouffe | CEO & President, Director | 40,296 | 0.06% | Apr 1, 2025 |
| Francis Taylor | Treasurer | 441 | 0.00% | Mar 23, 2026 |
| Nelson Joseph | PAO | 1,500 | 0.00% | Nov 12, 2025 |
| Michael Hadley | VP and Head of Underwriting | 18,277 | 0.03% | Apr 1, 2025 |
| Alexander Popov | VP and Head of Illiquid Credit | 47,853 | 0.07% | Apr 1, 2025 |
| Joshua Lefkowitz | CCO & Secretary | 986 | 0.00% | Feb 14, 2025 |
| John G. Nestor | Director | 8,017 | 0.01% | Aug 17, 2026 |
| Nigel T. Andrews | Director | 27,823 | 0.04% | Feb 13, 2026 |
| Linda Pace | Director | 57,436 | 0.08% | Apr 1, 2025 |
| Mark David Jenkins | Director | 128,044 | 0.19% | Apr 1, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| John G. Nestor Director | Aug 12, 2026 | Sale | −4,978.53 | $11.18 | $55.66K | 0 |
| John G. Nestor Director | Aug 12, 2026 | Sale | −8,632.92 | $11.21 | $96.78K | 0 |
| John G. Nestor Director | Aug 12, 2026 | Sale | −87 | $11.24 | $978 | 8,017 |
| John G. Nestor Director | Aug 12, 2026 | Sale | −3,114 | $11.18 | $34.81K | 0 |
| John G. Nestor Director | Jun 1, 2026 | Sale | −1,617 | $10.97 | $17.74K | 2,747 |
| John G. Nestor Director | May 15, 2026 | Sale | −885 | $11.22 | $9.93K | 4,631 |
| John G. Nestor Director | May 15, 2026 | Sale | −1,720 | $11.22 | $19.30K | 8,104 |
| John G. Nestor Director | May 15, 2026 | Sale | −3,450 | $11.22 | $38.71K | 4,364 |
| Francis Taylor Treasurer | Mar 20, 2026 | Buy | +232 | $11.22 | $2.60K | 441 |
| Alex Chi CEO, Director | Mar 9, 2026 | Buy | +9,000 | $10.79 | $97.11K | 9,000 |
| John G. Nestor Director | Mar 6, 2026 | Sale | −3,500 | $11.29 | $39.52K | 9,824 |
| John G. Nestor Director | Mar 6, 2026 | Sale | −901 | $11.28 | $10.16K | 5,516 |
| Thomas M. Hennigan CFO and President, Director | Mar 4, 2026 | Buy | +4,430 | $11.26 | $49.88K | 101,325 |
| John G. Nestor Director | Dec 31, 2025 | Other | +1,840 | – | – | 13,324 |
| John G. Nestor Director | Dec 31, 2025 | Other | +306 | – | – | 7,814 |
| John G. Nestor Director | Dec 31, 2025 | Other | +711.5 | – | – | 6,417 |
| Nigel T. Andrews Director | Dec 31, 2025 | Other | +2,773.58 | – | – | 27,823 |
| John G. Nestor Director | Nov 14, 2025 | Sale | −7,085 | $11.87 | $84.10K | 7,508 |
| Thomas M. Hennigan CFO, Director | Nov 13, 2025 | Buy | +8,400 | $12.04 | $101.14K | 96,895 |
| Nelson Joseph PAO | Nov 10, 2025 | Buy | +1,500 | $11.84 | $17.76K | 1,500 |
| Thomas M. Hennigan CFO, Director | Aug 20, 2025 | Buy | +7,285 | $13.75 | $100.17K | 88,495 |
| John G. Nestor Director | Aug 18, 2025 | Sale | −13,238 | $13.49 | $178.58K | 14,593 |
| John G. Nestor Director | May 20, 2025 | Gift | −1,650 | – | – | 27,831 |
| Alexander Popov VP and Head of Illiquid Credit | Mar 27, 2025 | Award | +13,376 | – | – | 47,853 |
| Michael Hadley VP and Head of Underwriting | Mar 27, 2025 | Award | +12,777 | – | – | 18,277 |
| Justin Plouffe CEO & President, Director | Mar 27, 2025 | Award | +5,944 | – | – | 40,296 |
| Mark David Jenkins Director | Mar 27, 2025 | Returned to company | +29,724 | – | – | 128,044 |
| Linda Pace Director | Mar 27, 2025 | Award | +14,862 | – | – | 57,436 |
| Thomas M. Hennigan CFO | Mar 27, 2025 | Award | +7,301 | – | – | 81,210 |
| Nigel T. Andrews Director | Dec 31, 2024 | Other | +3,475.25 | – | – | 25,050 |
| John G. Nestor Director | Dec 31, 2024 | Inheritance | −8,652 | – | – | 0 |
| John G. Nestor Director | Dec 31, 2024 | Other | +497 | – | – | 5,705 |
| John G. Nestor Director | Dec 31, 2024 | Other | +3,326 | – | – | 29,481 |
| John G. Nestor Director | Dec 31, 2024 | Other | +669 | – | – | 11,484 |
| Joshua Lefkowitz CCO & Secretary | Dec 31, 2024 | Other | +148.5 | – | – | 986 |
| Justin Plouffe CEO & President, Director | Dec 31, 2024 | Other | +2,637.12 | – | – | 34,352 |
| John G. Nestor Director | Dec 4, 2024 | Gift | −1,500 | – | – | 26,155 |
| Mark David Jenkins Director | Nov 22, 2024 | Buy | +3,801 | $16.79 | $63.82K | 98,320 |
| John G. Nestor Director | Nov 18, 2024 | Gift | −1,500 | – | – | 27,655 |
| Mark David Jenkins Director | Nov 12, 2024 | Buy | +35,000 | $16.64 | $582.40K | 94,519 |
| Mark David Jenkins Director | Nov 11, 2024 | Buy | +30,000 | $16.50 | $495.00K | 59,519 |
| Mark David Jenkins Director | Aug 29, 2024 | Buy | +3,800 | $16.83 | $63.95K | 29,519 |
| Mark David Jenkins Director | Aug 28, 2024 | Buy | +1,000 | $16.74 | $16.74K | 25,719 |
| Thomas M. Hennigan CFO | Jul 25, 2024 | Sale | −3,550 | $18.10 | $64.26K | 2,360 |
| Aren C. LeeKong CEO and President, Director | Dec 31, 2023 | Other | +1,336 | – | – | 26,492 |
| John G. Nestor Director | Dec 31, 2023 | Other | +377.94 | – | – | 5,208 |
| John G. Nestor Director | Dec 31, 2023 | Other | +784.73 | – | – | 10,815 |
| John G. Nestor Director | Dec 31, 2023 | Other | +627.78 | – | – | 8,652 |
| John G. Nestor Director | Dec 31, 2023 | Other | +3,039.97 | – | – | 29,155 |
| Nigel T. Andrews Director | Dec 31, 2023 | Other | +2,438.77 | – | – | 21,574 |
| John G. Nestor Director | Sep 5, 2023 | Gift | −6,042.59 | – | – | 26,115 |
| Alexander Popov VP and Head of Illiquid Credit | Aug 30, 2023 | Buy | +5,000 | $14.78 | $73.90K | 32,977 |
| Aren C. LeeKong CEO and President, Director | Jun 9, 2023 | Buy | +3,394 | $14.74 | $50.03K | 25,156 |
| Aren C. LeeKong CEO and President, Director | Jun 5, 2023 | Buy | +6 | $14.19 | $85 | 21,762 |
| Aren C. LeeKong CEO and President, Director | Jun 1, 2023 | Buy | +1,454 | $13.73 | $19.96K | 21,756 |
| Aren C. LeeKong CEO and President, Director | May 31, 2023 | Buy | +1,454 | $13.65 | $19.85K | 20,302 |
| Aren C. LeeKong Director | May 26, 2023 | Buy | +1,454 | $13.69 | $19.91K | 18,848 |
| Aren C. LeeKong Director | May 25, 2023 | Buy | +1,454 | $13.60 | $19.77K | 17,394 |
| Thomas M. Hennigan CFO | May 18, 2023 | Buy | +3,500 | $13.39 | $46.87K | 73,909 |
| Thomas M. Hennigan CFO | May 18, 2023 | Buy | +400 | $13.40 | $5.36K | 70,409 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.