BRWNYSEFiscal year ends October 30
Saba Capital Income & Opportunities Fund
$5.91−0.03 (-0.51%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
20M
Shares held, 13F filers
Institutional holders
97
15 new, 10 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Focus Partners Wealth | 3,071,767 | 5.70% | 13G (passive) | Jan 1, 2026 |
| Kovitz Investment Group Partners, LLC | 2,471,072 | 5.80% | 13G (passive) | Sep 30, 2024 |
| Relative Value Partners Group, LLC Tin | 2,314,254 | 5.44% | 13G (passive) | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of BRW | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Focus Partners Wealth | 2,745,119 | – | $18.04M | −215,425 | 0.02% |
| Toronto Dominion Bank | 2,278,240 | – | $14.97M | – | 0.02% |
| Rivernorth Capital Management, LLC | 1,861,414 | – | $12.23M | −142,192 | 0.58% |
| Thomas J. Herzfeld Advisors, Inc. | 1,544,694 | – | $10.15M | +127,505 | 3.12% |
| Penserra Capital Management LLC | 1,505,912 | – | $9.89K | +51,071 | 0.08% |
| Envestnet Asset Management Inc | 1,075,205 | – | $7.06M | +189,411 | 0.00% |
| Blue Bell Private Wealth Management, LLC | 829,855 | – | $5.45M | +27,845 | 0.68% |
| Flax Pond Capital, LLC | 811,572 | – | $5.40M | +405,786 | 2.00% |
| Invesco Ltd. | 740,127 | – | $4.86M | −52,772 | 0.00% |
| Css LLC/Il | 686,484 | – | $4.51M | −21,758 | 0.18% |
| Morgan Stanley | 605,349 | – | $3.98M | −36,828 | 0.00% |
| LPL Financial LLC | 507,546 | – | $3.33M | +32,187 | 0.00% |
| UBS Group AG | 482,986 | – | $3.17M | +7,096 | 0.00% |
| Advisors Asset Management, Inc. | 296,959 | – | $1.95M | −1,865 | 0.03% |
| Ethos Financial Group, LLC | 251,018 | – | $1.65M | −15,383 | 0.11% |
| Adalta Capital Management LLC | 248,039 | – | $1.63M | +7,367 | 0.72% |
| Osaic Holdings, Inc. | 222,050 | – | $1.46M | +23,064 | 0.00% |
| Scotia Capital Inc. | 216,897 | – | $1.43M | −477 | 0.01% |
| J.W. Cole Advisors, Inc. | 213,373 | – | $1.40M | New | 0.02% |
| Modern Wealth Management, LLC | 207,457 | – | $1.36M | +6,180 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 97 | 20M | 15 / 27 | 32 / 10 | 1M | 3M |
| Q1 2026 | 93 | 21M | 12 / 33 | 29 / 19 | 4M | 3M |
| Q4 2025 | 102 | 20M | 23 / 41 | 17 / 14 | 11M | 46M |
| Q3 2025 | 93 | 55M | 23 / 28 | 21 / 10 | 47M | 4M |
| Q2 2025 | 80 | 12M | 10 / 26 | 21 / 8 | 1M | 1M |
| Q1 2025 | 79 | 12M | 13 / 21 | 23 / 17 | 2M | 3M |
| Q4 2024 | 84 | 13M | 20 / 21 | 25 / 4 | 2M | 2M |
| Q3 2024 | 70 | 13M | 8 / 23 | 17 / 10 | 4M | 2M |
| Q2 2024 | 72 | 10M | 6 / 18 | 29 / 5 | 0M | 6M |
| Q1 2024 | 71 | 15M | 8 / 27 | 16 / 12 | 2M | 3M |
| Q4 2023 | 76 | 17M | 13 / 20 | 23 / 5 | 2M | 2M |
| Q3 2023 | 68 | 16M | 11 / 18 | 20 / 3 | 2M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of BRW | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 1,505,912 | – | $9.89M | 1.37% | Jun 30, 2026 |
| Invesco CEF Income Composite ETF | 799,806 | – | $5.47M | 0.66% | May 31, 2026 |
| RiverNorth Active Income ETF | 60,224 | – | $398.08K | 1.01% | Jul 31, 2026 |
| RiverNorth/Oaktree High Income Fund | 59,882 | – | $393.42K | 0.68% | Jun 30, 2026 |
| Robinson Opportunistic Income Fund | 16,051 | – | $105.46K | 0.99% | Jun 30, 2026 |
| Absolute Cef Opportunities | 2,845 | – | $18.69K | 0.38% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 440 | – | $2.89K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 155 | – | $1.02K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Paul Charles Kazarian | Principal Executive Officer | – | Nov 18, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Boaz Weinstein President | Jul 1, 2024 | Sale | −3,156 | $7.10 | $22.41K | 0 |
| Boaz Weinstein Officer, 10% owner | Nov 15, 2022 | Sale | −27,724 | $7.92 | $219.57K | 4,081,664 |
| Boaz Weinstein Officer, 10% owner | Nov 14, 2022 | Sale | −165,005 | $7.88 | $1.30M | 4,109,388 |
| Saba Capital Management, L.P. 10% owner | Nov 9, 2022 | Sale | −6,946 | $7.75 | $53.83K | 4,274,393 |
| Saba Capital Management, L.P. 10% owner | Nov 8, 2022 | Sale | −31,134 | $7.80 | $242.85K | 4,281,339 |
| Saba Capital Management, L.P. President, 10% owner | Sep 13, 2022 | Sale | −4,226 | $8.24 | $34.82K | 4,312,473 |
| Saba Capital Management, L.P. President, 10% owner | Sep 8, 2022 | Sale | −27,832 | $8.31 | $231.28K | 4,316,699 |
| Boaz Weinstein President, 10% owner | Sep 7, 2022 | Sale | −13,173 | $8.44 | $111.18K | 4,344,531 |
| Boaz Weinstein President, 10% owner | Sep 6, 2022 | Sale | −68,823 | $8.44 | $580.87K | 4,357,704 |
| Boaz Weinstein President, 10% owner | Sep 2, 2022 | Sale | −43,699 | $8.45 | $369.26K | 4,426,527 |
| Boaz Weinstein President, 10% owner | Sep 1, 2022 | Sale | −16,970 | $8.42 | $142.89K | 4,470,226 |
| Boaz Weinstein President, 10% owner | Aug 31, 2022 | Sale | −19,768 | $8.53 | $168.62K | 4,487,196 |
| Boaz Weinstein 10% owner | May 27, 2022 | Sale | −115,496 | $8.22 | $949.38K | 4,506,964 |
| Boaz Weinstein 10% owner | May 26, 2022 | Sale | −13,511 | $8.23 | $111.20K | 4,622,460 |
| Saba Capital Management, L.P. 10% owner | May 24, 2022 | Sale | −8,099 | $8.06 | $65.28K | 4,635,971 |
| Saba Capital Management, L.P. 10% owner | May 23, 2022 | Sale | −40,664 | $8.10 | $329.38K | 4,644,070 |
| Saba Capital Management, L.P. 10% owner | May 20, 2022 | Sale | −35,901 | $8.18 | $293.67K | 4,684,734 |
| Saba Capital Management, L.P. 10% owner | May 19, 2022 | Sale | −3,395 | $4.12 | $13.99K | 9,441,278 |
| Saba Capital Management, L.P. President, 10% owner | May 18, 2022 | Sale | −19,842 | $4.12 | $81.75K | 9,444,673 |
| Saba Capital Management, L.P. President, 10% owner | May 17, 2022 | Sale | −103,516 | $4.10 | $424.42K | 9,464,515 |
| Boaz Weinstein 10% owner | May 9, 2022 | Sale | −33,712 | $4.16 | $140.24K | 9,568,031 |
| Boaz Weinstein 10% owner | May 6, 2022 | Sale | −44,826 | $4.23 | $189.61K | 9,601,743 |
| Boaz Weinstein 10% owner | May 5, 2022 | Sale | −21,251 | $4.27 | $90.74K | 9,646,569 |
| Boaz Weinstein 10% owner | May 4, 2022 | Sale | −100,000 | $4.28 | $428.00K | 9,667,820 |
| Saba Capital Management, L.P. 10% owner | May 3, 2022 | Sale | −109,761 | $4.29 | $470.87K | 9,767,820 |
| Saba Capital Management, L.P. 10% owner | May 2, 2022 | Sale | −5,432 | $4.29 | $23.30K | 9,877,581 |
| Saba Capital Management, L.P. 10% owner | Apr 8, 2022 | Sale | −11,463 | $4.41 | $50.55K | 9,883,013 |
| Saba Capital Management, L.P. 10% owner | Apr 7, 2022 | Sale | −3 | $4.47 | $13 | 9,894,476 |
| Saba Capital Management, L.P. 10% owner | Mar 3, 2022 | Sale | −30,455 | $4.51 | $137.35K | 9,894,479 |
| Boaz Weinstein 10% owner | Feb 2, 2022 | Sale | −247,926 | $4.54 | $1.13M | 9,924,934 |
| Saba Capital Management, L.P. 10% owner | Feb 1, 2022 | Sale | −48,700 | $4.54 | $221.10K | 10,172,860 |
| Saba Capital Management, L.P. 10% owner | Jan 31, 2022 | Sale | −22,331 | $4.54 | $101.38K | 10,221,560 |
| Boaz Weinstein Officer, 10% owner | Jan 28, 2022 | Sale | −14,916 | $4.50 | $67.12K | 10,243,891 |
| Boaz Weinstein Officer, 10% owner | Jan 27, 2022 | Sale | −40,584 | $4.55 | $184.66K | 10,258,807 |
| Saba Capital Management, L.P. 10% owner | Dec 1, 2021 | Sale | −34,720 | $4.54 | $157.63K | 10,327,333 |
| Boaz Weinstein Officer, 10% owner | Nov 30, 2021 | Sale | −10,050 | $4.54 | $45.63K | 10,362,053 |
| Boaz Weinstein Officer, 10% owner | Nov 29, 2021 | Sale | −42,303 | $4.55 | $192.48K | 10,372,103 |
| Boaz Weinstein Officer, 10% owner | Nov 26, 2021 | Sale | −32,205 | $4.56 | $146.85K | 10,414,406 |
| Boaz Weinstein Officer, 10% owner | Nov 24, 2021 | Sale | −60,237 | $4.56 | $274.68K | 10,446,611 |
| Boaz Weinstein Officer, 10% owner | Nov 23, 2021 | Sale | −44,798 | $4.56 | $204.28K | 10,506,848 |
| Saba Capital Management, L.P. 10% owner | Nov 22, 2021 | Sale | −100,000 | $4.59 | $459.00K | 10,551,646 |
| Saba Capital Management, L.P. 10% owner | Nov 19, 2021 | Sale | −14,670 | $4.60 | $67.48K | 10,651,646 |
| Saba Capital Management, L.P. 10% owner | Nov 18, 2021 | Sale | −91,546 | $4.61 | $422.03K | 10,666,316 |
| Saba Capital Management, L.P. 10% owner | Nov 17, 2021 | Sale | −35,092 | $4.62 | $162.13K | 10,757,862 |
| Saba Capital Management, L.P. 10% owner | Nov 10, 2021 | Sale | −74,043 | $4.64 | $343.56K | 10,792,954 |
| Saba Capital Management, L.P. 10% owner | Nov 9, 2021 | Sale | −47,520 | $4.65 | $220.97K | 10,866,997 |
| Saba Capital Management, L.P. 10% owner | Nov 8, 2021 | Sale | −21,443 | $4.69 | $100.57K | 10,914,517 |
| Boaz Weinstein Officer, 10% owner | Nov 5, 2021 | Sale | −30,471 | $4.69 | $142.91K | 10,935,960 |
| Boaz Weinstein Officer, 10% owner | Nov 4, 2021 | Sale | −42,928 | $4.69 | $201.33K | 10,966,431 |
| Boaz Weinstein Officer, 10% owner | Aug 9, 2021 | Other | −1,428,503 | $4.60 | $6.57M | 11,009,359 |
| Boaz Weinstein Officer, 10% owner | Jul 28, 2021 | Sale | −261,415 | $4.56 | $1.19M | 12,437,862 |
| Saba Capital Management, L.P. 10% owner | Jul 27, 2021 | Sale | −81,472 | $4.55 | $370.70K | 12,699,277 |
| Saba Capital Management, L.P. 10% owner | Jul 26, 2021 | Sale | −108,661 | $4.55 | $494.41K | 12,780,749 |
| Saba Capital Management, L.P. 10% owner | Jul 23, 2021 | Returned to company | −12,447,391 | $4.85 | $60.37M | 12,889,410 |
| Saba Capital Management, L.P. 10% owner | Jul 23, 2021 | Sale | −195,398 | $4.54 | $887.11K | 25,336,801 |
| Saba Capital Management, L.P. 10% owner | Jul 22, 2021 | Sale | −89,047 | $4.57 | $406.94K | 25,532,199 |
| Boaz Weinstein Officer, 10% owner | Jul 20, 2021 | Sale | −80,000 | $4.56 | $364.80K | 25,621,246 |
| Boaz Weinstein 10% owner | Jul 15, 2021 | Sale | −53,750 | $4.70 | $252.63K | 25,701,246 |
| Boaz Weinstein 10% owner | Jul 14, 2021 | Sale | −50,000 | $4.72 | $236.00K | 25,754,996 |
| Boaz Weinstein 10% owner | Jul 13, 2021 | Sale | −40,000 | $4.72 | $188.80K | 25,804,996 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. Investment Manager | Jan 24, 2025 | 6,970,656 | $54.16M | Jan 24, 2025 | Shares purchase in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Dec 6, 2024 | 3,427,795 | $27.29M | Dec 6, 2024 | Shares purchase in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Jul 19, 2024 | 2,982,030 | $21.55M | Jul 19, 2024 | Shares purchased in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Apr 16, 2024 | 1,062,520 | $7.49M | Apr 16, 2024 | Shares purchased in the open market at prevailing market price |
| Saba Capital Management, L.P. Board Member | Apr 16, 2024 | 588,210 | $6.26M | Apr 16, 2024 | Shares purchased in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Jan 30, 2024 | 2,288,850 | $17.14M | Jan 30, 2024 | Shares purchased in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Jan 8, 2024 | 1,291,510 | $10.01M | Jan 8, 2024 | Shares purchased in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Dec 14, 2023 | 838,005 | $6.53M | Dec 14, 2023 | Shares purchase in the open market at prevailing market price |
| Saba Capital Management, L.P. Investment Manager | Jul 26, 2023 | 4,107,500 | $32.24M | Jul 25, 2023 | Shares purchase in the open market at prevailing market price |