BGHNYSE
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
$12.87−0.07 (-0.54%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4M
Shares held, 13F filers
Institutional holders
55
11 new, 5 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| First Trust Portfolios L.P. | 4,118,333 | 20.51% | 13G (passive) amendment | Jun 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of BGH | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Wells Fargo & Company/Mn | 577,327 | – | $8.14M | −73,889 | 0.00% |
| TSP Capital Management Group, LLC | 402,228 | – | $5.67M | New | 1.36% |
| Guggenheim Capital LLC | 327,822 | – | $4.62M | +20,193 | 0.03% |
| Invesco Ltd. | 299,826 | – | $4.23M | −36,736 | 0.00% |
| Raymond James Financial Inc | 249,812 | – | $3.52M | +81,521 | 0.00% |
| Cohen & Steers, Inc. | 216,013 | – | $3.05K | +30,000 | 0.00% |
| Shaker Financial Services, LLC | 188,748 | – | $2.68M | −32,510 | 0.84% |
| Capital Investment Advisors, LLC | 154,817 | – | $2.18M | −2,129 | 0.03% |
| Morgan Stanley | 139,841 | – | $1.97M | −49,698 | 0.00% |
| PFG Investments, LLC | 108,068 | – | $1.52M | −600 | 0.06% |
| Wolverine Asset Management LLC | 82,572 | – | $1.16M | +31,588 | 0.01% |
| NewEdge Advisors, LLC | 79,957 | – | $1.13M | +13,227 | 0.00% |
| Advisors Asset Management, Inc. | 68,784 | – | $969.85K | +15,096 | 0.01% |
| Corient Private Wealth LLC | 68,256 | – | $962.41K | +33,821 | 0.00% |
| Secure Asset Management, LLC | 63,488 | – | $895.18K | −22,735 | 0.13% |
| Janney Montgomery Scott LLC | 62,376 | – | $880 | −8,238 | 0.00% |
| Hennion & Walsh Asset Management, Inc. | 61,799 | – | $871.37K | +45,638 | 0.02% |
| Cetera Investment Advisers | 58,245 | – | $821.26K | +20,655 | 0.00% |
| Bank Of America Corp /De/ | 56,018 | – | $789.85K | −6,280 | 0.00% |
| Royal Bank of Canada | 53,874 | – | $759.00K | −9,389 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 55 | 4M | 11 / 20 | 14 / 5 | 1M | 0M |
| Q1 2026 | 50 | 3M | 7 / 19 | 14 / 4 | 0M | 0M |
| Q4 2025 | 49 | 3M | 7 / 18 | 13 / 11 | 0M | 1M |
| Q3 2025 | 54 | 4M | 14 / 14 | 15 / 7 | 1M | 1M |
| Q2 2025 | 47 | 4M | 5 / 17 | 12 / 4 | 1M | 1M |
| Q1 2025 | 46 | 4M | 1 / 16 | 17 / 5 | 0M | 0M |
| Q4 2024 | 50 | 4M | 7 / 16 | 16 / 2 | 1M | 1M |
| Q3 2024 | 47 | 4M | 3 / 15 | 16 / 8 | 0M | 1M |
| Q2 2024 | 53 | 5M | 9 / 17 | 14 / 5 | 0M | 1M |
| Q1 2024 | 49 | 6M | 3 / 16 | 21 / 8 | 0M | 1M |
| Q4 2023 | 55 | 6M | 5 / 21 | 16 / 8 | 1M | 0M |
| Q3 2023 | 58 | 5M | 12 / 20 | 15 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of BGH | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 192,520 | – | $2.73M | 0.33% | May 31, 2026 |
| Thrivent Multisector Bond Fund | 3,133 | – | $43.96K | 0.01% | Jul 31, 2026 |
| Thrivent Multisector Bond Portfolio | 710 | – | $10.01K | 0.01% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 354 | – | $4.99K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 126 | – | $1.78K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Paul LaPiana | – | – | Jan 21, 2025 |
| Mary Jane Fortin | – | – | Jan 13, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael Freno CEO & President | Apr 21, 2023 | Other | −2,209 | $13.28 | $29.34K | 7,529 |
| Michael Freno CEO & President | Apr 21, 2023 | Other | −2,209 | $13.26 | $29.29K | 5,320 |
| Michael Freno CEO & President | Apr 21, 2023 | Other | −5,266 | $13.27 | $69.88K | 54 |
| Michael Freno CEO & President | Apr 21, 2023 | Other | −2,209 | $13.28 | $29.34K | 9,738 |
| Michael Freno CEO & President | Feb 14, 2023 | Sale | −4,531 | $13.73 | $62.21K | 11,760 |
| Roger W. Crandall – | Nov 29, 2021 | Sale | −9,220 | $16.74 | $154.34K | 3,431 |
| Michael Freno Vice President | Dec 16, 2020 | Sale | −14,179 | $14.95 | $211.98K | 9,829 |
| Rodney J. Dillman – | Nov 25, 2020 | Sale | −2,450 | $14.25 | $34.91K | 0 |
| Rodney J. Dillman – | Nov 25, 2020 | Sale | −1,400 | $14.26 | $19.96K | 2,450 |
| Mark Senkpiel – | May 15, 2020 | Sale | −600 | $10.84 | $6.50K | 1,978 |
| Mark Senkpiel – | May 15, 2020 | Sale | −977 | $10.84 | $10.59K | 1,001 |
| Mark Senkpiel – | May 15, 2020 | Sale | −1,000 | $10.83 | $10.83K | 1 |
| Mark Senkpiel – | May 15, 2020 | Sale | −101 | $10.83 | $1.09K | 2,578 |
| Mark Senkpiel – | Mar 11, 2020 | Sale | −1,200 | $14.53 | $17.44K | 2,620 |
| Mark Senkpiel – | Mar 11, 2020 | Sale | −1,000 | $14.55 | $14.55K | 3,820 |
| Mark Senkpiel – | Mar 11, 2020 | Sale | −700 | $14.51 | $10.16K | 4,820 |
| Mark Senkpiel – | Mar 11, 2020 | Sale | −100 | $14.52 | $1.45K | 5,520 |
| Paul John Thompson – | Oct 23, 2019 | Sale | −900 | $17.11 | $15.40K | 18,152 |
| Paul John Thompson – | Oct 23, 2019 | Sale | −2,920 | $17.12 | $49.99K | 15,232 |
| Paul John Thompson – | Oct 23, 2019 | Sale | −853 | $17.11 | $14.59K | 19,052 |
| Mark Senkpiel – | Jul 26, 2019 | Sale | −1,582 | $17.85 | $28.24K | 6,924 |
| Mark Senkpiel – | Jul 26, 2019 | Sale | −1,670 | $17.90 | $29.89K | 5,254 |
| Mark Senkpiel – | Jul 26, 2019 | Sale | −300 | $17.90 | $5.37K | 8,506 |
| Mark Senkpiel – | Jul 26, 2019 | Sale | −300 | $17.90 | $5.37K | 8,806 |
| Mark Senkpiel – | Jul 26, 2019 | Sale | −250 | $17.87 | $4.47K | 9,106 |
| Mark Senkpiel – | Jul 26, 2019 | Sale | −100 | $17.90 | $1.79K | 9,356 |
| Paul John Thompson – | Mar 28, 2018 | Buy | +2,700 | $18.49 | $49.92K | 18,316 |
| Martin A. Sumichrast – | Jan 25, 2017 | Sale | −2,500 | $20.00 | $50.00K | 0 |
| Stuart Mathieson – | Oct 4, 2016 | Sale | −1,000 | $18.58 | $18.58K | 1,000 |
| Stuart Mathieson – | Sep 30, 2016 | Sale | −750 | $18.57 | $13.93K | 2,000 |
| Sean Feeley Vice President | Dec 22, 2015 | Buy | +1,000 | $16.49 | $16.49K | 6,061 |
| Michael Freno Vice President | Dec 21, 2015 | Buy | +500 | $16.41 | $8.21K | 17,700 |
| Michael Freno Vice President | Dec 21, 2015 | Buy | +2,250 | $16.41 | $36.92K | 17,200 |
| Martin A. Sumichrast – | Nov 24, 2015 | Buy | +2,500 | $16.81 | $42.03K | 2,500 |
| Paul John Thompson – | Oct 2, 2015 | Buy | +1,250 | $17.17 | $21.46K | 11,250 |
| Thomas M. Finke – | Sep 30, 2015 | Buy | +2,000 | $17.12 | $34.24K | 42,000 |
| Thomas M. Finke – | Aug 25, 2015 | Buy | +3,000 | $17.78 | $53.34K | 40,000 |
| Russell Morrison President | Aug 21, 2015 | Other | +3,000 | $17.97 | $53.91K | 13,000 |
| Michael Thomas Rollings – | Aug 20, 2015 | Buy | +2,600 | $18.21 | $47.35K | 5,200 |
| Thomas M. Finke – | Aug 11, 2015 | Buy | +600 | $18.85 | $11.31K | 36,600 |
| Thomas M. Finke – | Aug 11, 2015 | Buy | +400 | $18.83 | $7.53K | 37,000 |
| Michael Thomas Rollings – | Jul 29, 2015 | Buy | +2,600 | $19.01 | $49.43K | 2,600 |
| M. Timothy Corbett – | Jul 24, 2015 | Buy | +100 | $19.04 | $1.90K | 800 |
| M. Timothy Corbett – | Jul 24, 2015 | Buy | +800 | $19.03 | $15.22K | 2,900 |
| M. Timothy Corbett – | Jul 24, 2015 | Buy | +100 | $19.03 | $1.90K | 3,000 |
| M. Timothy Corbett – | Jul 24, 2015 | Buy | +600 | $19.03 | $11.42K | 700 |
| M. Timothy Corbett – | Jul 24, 2015 | Buy | +100 | $19.02 | $1.90K | 900 |
| Michael Freno Vice President | Jul 23, 2015 | Buy | +5,000 | $19.61 | $98.05K | 14,331 |
| Thomas M. Finke – | Jun 29, 2015 | Buy | +5,000 | $19.59 | $97.95K | 36,000 |
| Russell Morrison President | Jun 26, 2015 | Buy | +3,000 | $19.66 | $58.98K | 10,000 |
| Paul John Thompson – | Jun 19, 2015 | Buy | +2,500 | $19.91 | $49.78K | 10,000 |
| Stuart Mathieson – | Mar 16, 2015 | Sale | −2,750 | $21.30 | $58.58K | 2,750 |
| Michael Freno Vice President | Jan 6, 2015 | Buy | +1,500 | $20.41 | $30.62K | 8,804 |
| Clifford M. Noreen – | Dec 30, 2014 | Buy | +10,000 | $20.00 | $200.00K | 10,000 |
| Sean Feeley Vice President | Dec 18, 2014 | Buy | +1,000 | $20.25 | $20.25K | 5,061 |
| Sean Feeley Vice President | Dec 18, 2014 | Buy | +2,000 | $20.25 | $40.50K | 6,061 |
| Thomas M. Finke – | Dec 18, 2014 | Buy | +200 | $20.11 | $4.02K | 31,000 |
| Thomas M. Finke – | Dec 18, 2014 | Buy | +1,800 | $20.15 | $36.27K | 30,800 |
| Arthur J. McMahon – | Dec 17, 2014 | Buy | +100 | $20.69 | $2.07K | 500 |
| Michael Freno Vice President | Dec 16, 2014 | Buy | +2,000 | $20.33 | $40.66K | 7,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.