BANXNasdaq
ArrowMark Financial Corp.
$19.66−0.23 (-1.18%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
2M
Shares held, 13F filers
Institutional holders
36
9 new, 6 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $28.16K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| ArrowMark Colorado Holdings, LLC | 884,834 | 9.14% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of BANX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | 884,834 | – | $17.30M | – | 0.72% |
| Stifel Financial Corp | 139,071 | – | $2.72M | +108 | 0.00% |
| Osaic Holdings, Inc. | 131,069 | – | $2.56M | +17,232 | 0.00% |
| Noble Wealth Management PBC | 107,197 | – | $2.10M | +884 | 0.94% |
| Everstar Asset Management, LLC | 59,632 | – | $1.17M | +12,287 | 0.56% |
| Closed-End Fund Advisors, Inc. | 54,650 | – | $1.07M | −15,123 | 1.04% |
| Almitas Capital LLC | 50,843 | – | $993.98K | −22,409 | 0.24% |
| AlphaCore Capital LLC | 40,258 | – | $787.04K | New | 0.01% |
| Morgan Stanley | 33,696 | – | $658.76K | −22 | 0.00% |
| Marshall Wace, Llp | 32,626 | – | $637.84K | New | 0.00% |
| Raymond James Financial Inc | 31,473 | – | $615.30K | −163,380 | 0.00% |
| Css LLC/Il | 26,821 | – | $524.35K | −4,821 | 0.02% |
| Oppenheimer & Co Inc | 24,037 | – | $469.92K | +337 | 0.01% |
| Capital Investment Advisors, LLC | 22,846 | – | $446.64K | −1,400 | 0.01% |
| Hudson Bay Capital Management LP | 18,222 | – | $356.24K | −38,444 | 0.00% |
| Falcon Wealth Planning | 16,179 | – | $316.30K | – | 0.02% |
| Mariner, LLC | 14,974 | – | $292.75K | New | 0.00% |
| Rockefeller Capital Management L.P. | 14,762 | – | $288.60K | – | 0.00% |
| UBS Group AG | 13,941 | – | $272.55K | +10,395 | 0.00% |
| Accurate Wealth Management, LLC | 11,388 | – | $227.76K | −1,917 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 36 | 2M | 9 / 6 | 14 / 6 | 0M | 0M |
| Q1 2026 | 34 | 2M | 7 / 15 | 6 / 5 | 0M | 0M |
| Q4 2025 | 33 | 2M | 4 / 14 | 5 / 6 | 1M | 0M |
| Q3 2025 | 36 | 1M | 8 / 8 | 8 / 4 | 0M | 0M |
| Q2 2025 | 32 | 1M | 5 / 8 | 11 / 3 | 0M | 0M |
| Q1 2025 | 31 | 1M | 1 / 7 | 10 / 1 | 0M | 0M |
| Q4 2024 | 31 | 1M | 9 / 7 | 6 / 4 | 0M | 0M |
| Q3 2024 | 27 | 1M | 5 / 6 | 8 / 2 | 0M | 0M |
| Q2 2024 | 25 | 1M | 1 / 5 | 10 / 0 | 0M | 1M |
| Q1 2024 | 25 | 2M | 1 / 10 | 7 / 4 | 0M | 0M |
| Q4 2023 | 28 | 2M | 3 / 8 | 8 / 1 | 0M | 0M |
| Q3 2023 | 26 | 2M | 4 / 6 | 8 / 4 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Dana Staggs | President | 5,750 | Apr 10, 2025 |
| Patrick Joseph Farrell | Chief Financial Officer | 7,209 | Mar 17, 2025 |
| Thompson Melissa Marano | Director | 1,500 | Mar 31, 2026 |
| John Scott Emrich | Director | 4,725 | Apr 2, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Thompson Melissa Marano Director | Mar 27, 2026 | Buy | +1,500 | $18.77 | $28.16K | 1,500 |
| Dana Staggs President | Apr 9, 2025 | Buy | +149 | $18.37 | $2.74K | 5,750 |
| John Scott Emrich Director | Mar 31, 2025 | Sale | −1,000 | $21.01 | $21.01K | 4,725 |
| Patrick Joseph Farrell Chief Financial Officer | Mar 14, 2025 | Buy | +1,150 | $21.04 | $24.20K | 7,209 |
| Patrick Joseph Farrell Chief Financial Officer | Mar 7, 2025 | Buy | +1,000 | $21.20 | $21.20K | 6,059 |
| John Scott Emrich Director | Feb 19, 2025 | Sale | −500 | $21.20 | $10.60K | 5,725 |
| John Scott Emrich Director | Jan 24, 2025 | Sale | −2,500 | $21.28 | $53.20K | 6,225 |
| Patrick Joseph Farrell Chief Financial Officer | Jul 11, 2024 | Buy | +650 | $18.81 | $12.23K | 5,059 |
| Dana Staggs President | Feb 26, 2024 | Buy | +100 | $18.50 | $1.85K | 5,601 |
| John Scott Emrich Director | Oct 6, 2023 | Buy | +7,500 | $17.34 | $130.05K | 8,725 |
| Dana Staggs President | May 5, 2023 | Buy | +2,000 | $15.03 | $30.06K | 5,501 |
| Guy M. Arnold Director | May 5, 2023 | Buy | +3,000 | $14.99 | $44.97K | 10,000 |
| Patrick Joseph Farrell Chief Financial Officer | May 5, 2023 | Buy | +700 | $15.79 | $11.05K | 4,409 |
| Sanjai Bhonsle CEO, Director | May 4, 2023 | Buy | +2,000 | $14.28 | $28.56K | 10,200 |
| Michael Stolper Director | May 4, 2023 | Buy | +1,000 | $14.46 | $14.46K | 6,300 |
| Richard Allen Grove Chief Compliance Officer | May 4, 2023 | Buy | +1,000 | $14.58 | $14.58K | 1,500 |
| Patrick Joseph Farrell Chief Financial Officer | Mar 16, 2023 | Buy | +200 | $17.45 | $3.49K | 3,709 |
| Dana Staggs President | Mar 13, 2023 | Buy | +1,000 | $17.43 | $17.43K | 3,501 |
| Sanjai Bhonsle CEO, Director | Mar 13, 2023 | Buy | +1,000 | $17.75 | $17.75K | 8,200 |
| Dana Staggs President | Nov 17, 2022 | Buy | +500 | $17.40 | $8.70K | 2,501 |
| Dana Staggs President | Nov 16, 2022 | Buy | +1,000 | $17.46 | $17.46K | 2,001 |
| John Scott Emrich Director | Aug 12, 2022 | Sale | −475.08 | $19.07 | $9.06K | 1,225 |
| Patrick Joseph Farrell Chief Financial Officer | Aug 10, 2022 | Buy | +1,000 | $18.49 | $18.49K | 3,509 |
| Richard Allen Grove Chief Compliance Officer | Aug 8, 2022 | Buy | +500 | $18.26 | $9.13K | 500 |
| Sanjai Bhonsle CEO, Director | Aug 5, 2022 | Buy | +2,000 | $18.24 | $36.48K | 7,200 |
| Michael Stolper Director | Jun 21, 2022 | Buy | +500 | $18.38 | $9.19K | 5,300 |
| Sanjai Bhonsle CEO, Director | Jun 13, 2022 | Buy | +500 | $19.14 | $9.57K | 5,200 |
| Sanjai Bhonsle CEO, Director | May 27, 2022 | Buy | +500 | $19.50 | $9.75K | 4,700 |
| Patrick Joseph Farrell Chief Financial Officer | Mar 30, 2022 | Buy | +500 | $21.75 | $10.88K | 2,509 |
| Michael Stolper Director | Mar 29, 2022 | Buy | +300 | $21.75 | $6.53K | 4,800 |
| Sanjai Bhonsle CEO, Director | Nov 19, 2021 | Buy | +1,000 | $21.62 | $21.62K | 4,200 |
| Michael Stolper Director | Nov 11, 2021 | Buy | +800 | $22.17 | $17.74K | 4,500 |
| Guy M. Arnold Director | Sep 28, 2021 | Buy | +2,000 | $21.73 | $43.46K | 7,000 |
| Patrick Joseph Farrell Chief Financial Officer | Sep 27, 2021 | Buy | +500 | $21.50 | $10.75K | 2,009 |
| Karen Reidy Director | Aug 6, 2021 | Buy | +11,467 | $21.73 | $249.18K | 11,467 |
| Sanjai Bhonsle CEO, Director | Aug 6, 2021 | Buy | +1,000 | $21.64 | $21.64K | 3,200 |
| Michael Stolper Director | Jun 22, 2021 | Buy | +800 | $21.50 | $17.20K | 3,700 |
| Praag Michael Van Director | Mar 29, 2021 | Buy | +5,000 | $19.85 | $99.25K | 10,000 |
| Praag Michael Van Director | Mar 26, 2021 | Buy | +5,000 | $19.85 | $99.25K | 5,000 |
| Michael Stolper Director | Mar 22, 2021 | Buy | +900 | $19.81 | $17.83K | 2,900 |
| Sanjai Bhonsle Director | Mar 18, 2021 | Buy | +200 | $19.91 | $3.98K | 2,200 |
| John Scott Emrich Director | Mar 3, 2021 | Sale | −1,100 | $20.96 | $23.06K | 1,700 |
| S. David Lentinello Controller | Mar 26, 2020 | Buy | +1,000 | $16.24 | $16.24K | 1,000 |
| Sanjai Bhonsle Director | Mar 19, 2020 | Buy | +500 | $12.35 | $6.18K | 2,000 |
| Guy M. Arnold Director | Mar 18, 2020 | Buy | +1,500 | $11.43 | $17.15K | 5,000 |
| Patrick Joseph Farrell Chief Financial Officer | Mar 17, 2020 | Buy | +500 | $13.10 | $6.55K | 1,500 |
| Guy M. Arnold Director | Mar 13, 2020 | Buy | +1,000 | $16.54 | $16.54K | 3,500 |
| Sanjai Bhonsle Director | Mar 13, 2020 | Buy | +500 | $16.71 | $8.36K | 1,500 |
| Patrick Joseph Farrell Chief Financial Officer | Mar 11, 2020 | Buy | +500 | $19.00 | $9.50K | 1,000 |
| John Scott Emrich Director | Mar 5, 2020 | Buy | +2,800 | $21.02 | $58.86K | 2,800 |
| Guy M. Arnold Director | Feb 28, 2020 | Buy | +2,500 | $20.29 | $50.73K | 2,500 |
| Sanjai Bhonsle Director | Feb 28, 2020 | Buy | +1,000 | $20.00 | $20.00K | 1,000 |
| Michael Stolper Director | Feb 28, 2020 | Buy | +2,000 | $20.02 | $40.04K | 2,000 |
| Joshua S. Siegel CEO, Director | Sep 22, 2017 | Buy | +200 | $20.33 | $4.07K | 6,507 |
| Clara Miller Director | Mar 8, 2017 | Buy | +62 | $20.10 | $1.25K | 2,000 |
| Clara Miller Director | Mar 8, 2017 | Buy | +1,938 | $20.07 | $38.90K | 1,938 |
| George Shilowitz President, Director | Dec 1, 2016 | Buy | +250 | $18.60 | $4.65K | 13,300 |
| George Shilowitz President, Director | Dec 1, 2016 | Buy | +250 | $18.75 | $4.69K | 13,550 |
| George Shilowitz President, Director | Dec 1, 2016 | Buy | +300 | $18.68 | $5.60K | 13,050 |
| George Shilowitz President, Director | May 26, 2016 | Buy | +750 | $16.93 | $12.70K | 12,500 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.