AXTINasdaqSemiconductors & Related DevicesFiscal year ends December 31
AXT INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 13, 2026
$56.79+5.32 (+10.34%)
Close on Oct 19, 2026
- Market cap
- $3.60B
- P/E (TTM)
- 2839.5
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
71.6%
47M of 66M shares
Institutional holders
257
132 new, 66 sold out
Net institutional buying
14M
In Q2 2026
Insider trades, 12 months
0 buys · 50 sales
Net sold $78.77M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 9,359,639 | 14.30% | 13G (passive) amendment | Sep 30, 2026 |
| Jane Street Group, LLC | 4,382,115 | 6.70% | 13G (passive) amendment | Jun 30, 2026 |
| Marex Securities Products Inc. | 4,005,709 | 7.20% | 13G (passive) | May 1, 2026 |
| First Wilshire Securities Management, Inc. (b) | 3,306,715 | 7.60% | 13G (passive) | Dec 31, 2023 |
| E20 Capital Ltd | 2,586,756 | 5.50% | 13G (passive) | Nov 21, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AXTI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 5,072,242 | 7.74% | $365.61M | +3,952,774 | 0.01% |
| Marex Group plc | 3,563,896 | 5.43% | $256.89M | +3,555,887 | 1.09% |
| Jane Street Group, LLC | 3,527,115 | 5.38% | $254.23M | +1,100,883 | 0.02% |
| Vanguard Capital Management LLC | 2,722,914 | 4.15% | $196.27M | +444,511 | 0.00% |
| D. E. Shaw & Co., Inc. | 2,250,085 | 3.43% | $162.19M | +1,473,829 | 0.08% |
| Assenagon Asset Management S.A. | 2,045,976 | 3.12% | $147.47M | +540,622 | 0.09% |
| Vanguard Portfolio Management LLC | 1,758,421 | 2.68% | $126.75M | New | 0.01% |
| Geode Capital Management, LLC | 1,736,210 | 2.65% | $125.17M | +1,148,531 | 0.01% |
| State Street Corp | 1,482,498 | 2.26% | $106.86M | +1,144,581 | 0.00% |
| Citadel Advisors LLC | 1,481,332 | 2.26% | $106.77M | +911,661 | 0.01% |
| Price T Rowe Associates Inc /Md/ | 1,320,508 | 2.01% | $95.18K | +410,755 | 0.01% |
| Clear Street Group Inc. | 1,308,921 | 2.00% | $94.35M | New | 0.24% |
| Invesco Ltd. | 1,143,577 | 1.74% | $82.43M | +1,136,390 | 0.01% |
| Citigroup Inc | 1,055,074 | 1.61% | $76.05M | +102,374 | 0.03% |
| SG Americas Securities, LLC | 1,002,151 | 1.53% | $72.24K | +1,000,253 | 0.04% |
| Millennium Management LLC | 854,322 | 1.30% | $61.58M | +115,128 | 0.02% |
| Goldman Sachs Group Inc | 819,556 | 1.25% | $59.07M | −113,939 | 0.01% |
| UBS Group AG | 654,117 | 1.00% | $47.15M | −442,519 | 0.01% |
| Bank Of America Corp /De/ | 639,037 | 0.97% | $46.06M | −137,263 | 0.00% |
| Healthcare Of Ontario Pension Plan Trust Fund | 615,377 | 0.94% | $44.36M | New | 0.06% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 257 | 47M | 71.6% | 132 / 71 | 48 / 66 | 29M | 14M |
| Q1 2026 | 193 | 33M | 50.0% | 108 / 37 | 42 / 26 | 20M | 15M |
| Q4 2025 | 112 | 29M | 44.9% | 58 / 31 | 14 / 12 | 22M | 5M |
| Q3 2025 | 66 | 12M | 18.1% | 14 / 17 | 18 / 10 | 2M | 1M |
| Q2 2025 | 62 | 11M | 17.4% | 9 / 9 | 23 / 15 | 2M | 2M |
| Q1 2025 | 70 | 11M | 17.5% | 10 / 17 | 23 / 21 | 1M | 7M |
| Q4 2024 | 81 | 17M | 26.2% | 12 / 28 | 23 / 14 | 2M | 5M |
| Q3 2024 | 84 | 20M | 29.8% | 10 / 25 | 29 / 18 | 2M | 4M |
| Q2 2024 | 93 | 22M | 33.7% | 16 / 25 | 38 / 20 | 4M | 8M |
| Q1 2024 | 97 | 27M | 40.7% | 25 / 34 | 23 / 17 | 8M | 4M |
| Q4 2023 | 89 | 22M | 33.8% | 13 / 26 | 36 / 11 | 3M | 3M |
| Q3 2023 | 87 | 22M | 33.7% | 6 / 31 | 37 / 16 | 2M | 3M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AXTI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 1,973,485 | 3.01% | $142.25M | 0.01% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,603,337 | 2.45% | $115.57M | 0.14% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 713,698 | 1.09% | $51.44M | 0.03% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 686,226 | 1.05% | $49.46M | 0.05% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 683,011 | 1.04% | $41.27M | 0.12% | Jul 31, 2026 |
| iShares Russell 2000 Growth ETF | 574,501 | 0.88% | $41.41M | 0.27% | Jun 30, 2026 |
| Invesco Semiconductors ETF | 573,235 | 0.87% | $34.64M | 1.46% | Jul 31, 2026 |
| Invesco Dorsey Wright Technology Momentum ETF | 453,595 | 0.69% | $27.41M | 4.71% | Jul 31, 2026 |
| T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund | 427,000 | 0.65% | $30.78M | 0.31% | Jun 30, 2026 |
| Vanguard Small-Cap Growth Index Fund | 411,127 | 0.63% | $29.63M | 0.06% | Jun 30, 2026 |
| SMALLCAP World Fund Inc | 333,667 | 0.51% | $24.05M | 0.03% | Jun 30, 2026 |
| T. Rowe Price New Horizons Fund, Inc. | 314,415 | 0.48% | $22.66M | 0.15% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 300,168 | 0.46% | $30.97M | 0.07% | May 31, 2026 |
| Vanguard Explorer Fund | 191,473 | 0.29% | $11.57M | 0.05% | Jul 31, 2026 |
| T. Rowe Price Small-Cap Stock Fund, Inc. | 180,427 | 0.28% | $13.01M | 0.14% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Morris S. Young | CEO, Director | 4,421,467 | 6.74% | Jun 16, 2026 |
| Gary L. Fischer | CFO | 191,278 | 0.29% | Mar 16, 2026 |
| Leonard J. Leblanc | Director | 113,129 | 0.17% | Aug 19, 2026 |
| Jia-bin Duh | Director | 667 | 0.00% | Jul 27, 2026 |
| Tracy Liu | Director | 726 | 0.00% | Jun 24, 2026 |
| David C. Chang | Director | 197,909 | 0.30% | Jun 17, 2026 |
| Jesse Chen | Director | 50,275 | 0.08% | Jun 17, 2026 |
| Russell Christine | Director | 133,370 | 0.20% | May 16, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Leonard J. Leblanc Director | Aug 17, 2026 | Sale | −4,000 | $96.07 | $384.28K | 113,129 |
| Leonard J. Leblanc Director | Aug 7, 2026 | Sale | −2,000 | $88.32 | $176.64K | 117,129 |
| Jesse Chen Director | Jun 15, 2026 | Sale | −6,172 | $115.24 | $711.26K | 50,275 |
| David C. Chang Director | Jun 15, 2026 | Sale | −8,333 | $111.17 | $926.38K | 65,165 |
| Morris S. Young CEO, Director | Jun 12, 2026 | Gift | −1,200 | – | – | 2,148,333 |
| Jesse Chen Director | Jun 12, 2026 | Sale | −13,000 | $95.77 | $1.25M | 56,447 |
| Jesse Chen Director | Jun 11, 2026 | Sale | −9,000 | $88.55 | $796.95K | 69,447 |
| Leonard J. Leblanc Director | Jun 10, 2026 | Sale | −500 | $89.59 | $44.80K | 119,129 |
| Jesse Chen Director | Jun 10, 2026 | Sale | −9,000 | $86.73 | $780.57K | 78,447 |
| Jesse Chen Director | Jun 9, 2026 | Sale | −1,500 | $93.30 | $139.95K | 87,447 |
| Jesse Chen Director | Jun 8, 2026 | Sale | −6,000 | $94.00 | $564.00K | 88,947 |
| David C. Chang Director | Jun 4, 2026 | Award | +754 | – | – | 73,498 |
| Leonard J. Leblanc Director | Jun 4, 2026 | Award | +754 | – | – | 119,629 |
| Jesse Chen Director | Jun 4, 2026 | Award | +754 | – | – | 94,947 |
| Jesse Chen Director | Jun 4, 2026 | Sale | −6,133 | $108.28 | $664.08K | 94,193 |
| Jesse Chen Director | Jun 3, 2026 | Sale | −4,000 | $111.36 | $445.44K | 100,326 |
| Jesse Chen Director | Jun 2, 2026 | Sale | −2,000 | $111.03 | $222.06K | 104,326 |
| Morris S. Young CEO, Director | Jun 2, 2026 | Option exercise | +11,806 | $5.21 | $61.51K | 2,273,134 |
| Morris S. Young CEO, Director | Jun 2, 2026 | Sale | −123,601 | $113.33 | $14.01M | 2,149,533 |
| Jesse Chen Director | Jun 1, 2026 | Sale | −3,200 | $111.56 | $356.99K | 106,326 |
| Morris S. Young CEO, Director | Jun 1, 2026 | Sale | −73,897 | $112.39 | $8.31M | 2,261,328 |
| Morris S. Young CEO, Director | Jun 1, 2026 | Option exercise | +73,897 | $5.21 | $385.00K | 2,335,225 |
| Morris S. Young CEO, Director | May 1, 2026 | Gift | −7,500 | – | – | 2,261,328 |
| Morris S. Young CEO, Director | May 1, 2026 | Gift | −6,500 | – | – | 2,268,828 |
| Jesse Chen Director | Mar 13, 2026 | Sale | −8,083 | $50.25 | $406.17K | 109,526 |
| Gary L. Fischer CFO | Mar 13, 2026 | Sale | −80,776 | $50.64 | $4.09M | 191,278 |
| Morris S. Young CEO, Director | Mar 13, 2026 | Sale | −37,905 | $51.13 | $1.94M | 2,275,328 |
| Jesse Chen Director | Mar 12, 2026 | Sale | −6,003 | $48.95 | $293.85K | 117,609 |
| Gary L. Fischer CFO | Mar 12, 2026 | Sale | −8,256 | $50.20 | $414.45K | 272,054 |
| Jesse Chen Director | Mar 11, 2026 | Sale | −15,000 | $47.13 | $706.95K | 123,612 |
| Morris S. Young CEO, Director | Mar 10, 2026 | Sale | −30,832 | $45.60 | $1.41M | 2,313,233 |
| Jesse Chen Director | Mar 10, 2026 | Sale | −14,000 | $46.15 | $646.10K | 138,612 |
| David C. Chang Director | Mar 10, 2026 | Sale | −20,000 | $46.00 | $920.00K | 72,744 |
| Morris S. Young CEO, Director | Mar 9, 2026 | Sale | −125,893 | $36.51 | $4.60M | 2,344,065 |
| Jesse Chen Director | Mar 9, 2026 | Sale | −12,452 | $37.69 | $469.32K | 152,612 |
| Morris S. Young CEO, Director | Mar 6, 2026 | Sale | −8,300 | $39.65 | $329.10K | 2,469,958 |
| Jesse Chen Director | Mar 6, 2026 | Sale | −2,000 | $36.63 | $73.26K | 165,064 |
| Jesse Chen Director | Mar 5, 2026 | Sale | −11,147 | $38.26 | $426.48K | 167,064 |
| David C. Chang Director | Mar 5, 2026 | Sale | −20,000 | $38.42 | $768.40K | 92,744 |
| Jesse Chen Director | Mar 4, 2026 | Sale | −8,800 | $38.83 | $341.70K | 178,211 |
| David C. Chang Director | Mar 4, 2026 | Sale | −20,000 | $38.53 | $770.60K | 112,744 |
| Morris S. Young CEO, Director | Mar 3, 2026 | Gift | −3,780 | – | – | 2,478,258 |
| Jesse Chen Director | Mar 3, 2026 | Sale | −11,007 | $40.49 | $445.67K | 187,011 |
| Morris S. Young CEO, Director | Mar 2, 2026 | Gift | −10,000 | – | – | 2,641,574 |
| Morris S. Young CEO, Director | Mar 2, 2026 | Gift | −17,200 | – | – | 2,651,574 |
| Gary L. Fischer CFO | Mar 2, 2026 | Sale | −405,233 | $41.46 | $16.80M | 280,310 |
| Morris S. Young CEO, Director | Mar 2, 2026 | Sale | −159,536 | $43.32 | $6.91M | 2,482,038 |
| Jesse Chen Director | Mar 2, 2026 | Sale | −11,320 | $45.59 | $516.08K | 198,018 |
| Gary L. Fischer CFO | Feb 26, 2026 | Option exercise | +92,440 | $3.06 | $282.87K | 685,543 |
| Gary L. Fischer CFO | Feb 26, 2026 | Option exercise | +55,500 | $5.77 | $320.24K | 593,103 |
| Gary L. Fischer CFO | Feb 26, 2026 | Option exercise | +34,203 | $9.50 | $324.93K | 537,603 |
| Gary L. Fischer CFO | Feb 26, 2026 | Option exercise | +65,685 | $5.21 | $342.22K | 503,400 |
| Gary L. Fischer CFO | Feb 18, 2026 | Award | +75,718 | – | – | 437,715 |
| Morris S. Young CEO, Director | Feb 18, 2026 | Award | +218,170 | – | – | 2,668,774 |
| David C. Chang Director | Dec 9, 2025 | Sale | −25,000 | $14.84 | $371.00K | 132,744 |
| Morris S. Young CEO | Dec 9, 2025 | Gift | −7,800 | – | – | 2,450,604 |
| Morris S. Young CEO | Dec 8, 2025 | Sale | −37,160 | $12.46 | $463.01K | 2,458,404 |
| Morris S. Young CEO | Dec 4, 2025 | Option exercise | +32,680 | $3.06 | $100.00K | 2,494,040 |
| Morris S. Young CEO | Dec 4, 2025 | Option exercise | +17,331 | $5.77 | $100.00K | 2,511,371 |
| Morris S. Young CEO | Dec 4, 2025 | Option exercise | +19,193 | $5.21 | $100.00K | 2,530,564 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Leonard J. Leblanc Director | Aug 17, 2026 | 4,000 | $371.72K | Aug 17, 2026 | Stock Award |
| Leonard J. Leblanc Director | Aug 7, 2026 | 2,000 | $175.02K | Aug 7, 2026 | Stock Award |
| David C. Chang Director | Jun 8, 2026 | 8,333 | $797.05K | Jun 8, 2026 | RSA |
| Leonard J. Leblanc Director | Jun 5, 2026 | 500 | $55.43K | Jun 5, 2026 | Stock Award |
| Morris S. Young Officer | Jun 2, 2026 | 111,795 | $12.66M | Jun 2, 2026 | Performance Stock Award |
| Jesse Chen Director | Jun 1, 2026 | 109,526 | $11.59M | Jun 1, 2026 | Equity Compensation |
| Morris S. Young Officer | Jun 1, 2026 | 85,703 | $9.66M | Jun 1, 2026 | Cashless Option Exercise |
| Morris S. Young Officer | Mar 13, 2026 | 37,905 | $1.94M | Mar 13, 2026 | Performance Stock Award |
| Morris S. Young Officer | Mar 10, 2026 | 30,832 | $1.41M | Mar 10, 2026 | Performance Stock Award |
| Morris S. Young Officer | Mar 9, 2026 | 125,893 | $4.60M | Mar 9, 2026 | Performance Stock Award |
| Morris S. Young Officer | Mar 6, 2026 | 8,300 | $329.06K | Mar 6, 2026 | Performance Stock Award |
| David C. Chang Director | Mar 3, 2026 | 60,000 | $2.78M | Mar 3, 2026 | Restricted Stock Grants |
| Fischer Gary Officer | Mar 2, 2026 | 494,265 | $18.78M | Mar 2, 2026 | Stock Option Exercise |
| Jesse Chen Director | Mar 2, 2026 | 100,000 | $4.48M | Mar 2, 2026 | Equity Compensation |
| Morris S. Young Officer | Mar 2, 2026 | 159,536 | $6.91M | Mar 2, 2026 | Performance Stock Award |