AVKNYSEFiscal year ends October 31
ADVENT CONVERTIBLE & INCOME FUND
$10.86−0.01 (-0.09%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12M
Shares held, 13F filers
Institutional holders
107
10 new, 10 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AVK | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Raymond James Financial Inc | 1,780,142 | – | $23.32M | +181,443 | 0.01% |
| Sit Investment Associates Inc | 1,421,316 | – | $18.62K | −712,460 | 0.35% |
| Wells Fargo & Company/Mn | 881,999 | – | $11.55M | +21,935 | 0.00% |
| Guggenheim Capital LLC | 801,115 | – | $10.49M | +58,052 | 0.07% |
| Advisors Asset Management, Inc. | 777,357 | – | $10.18M | +86,808 | 0.16% |
| Penserra Capital Management LLC | 684,338 | – | $8.96K | +26,123 | 0.07% |
| LPL Financial LLC | 528,821 | – | $6.93M | −7,484 | 0.00% |
| Morgan Stanley | 516,337 | – | $6.76M | −26,774 | 0.00% |
| Koshinski Asset Management, Inc. | 481,591 | – | $6.31M | +8,774 | 0.34% |
| Wolverine Asset Management LLC | 361,758 | – | $4.74M | +208,760 | 0.04% |
| Arete Wealth Advisors, LLC | 319,601 | – | $4.19M | +1,913 | 0.28% |
| Baird Financial Group, Inc. | 285,983 | – | $3.75M | −794 | 0.01% |
| Fca Corp /Tx | 254,832 | – | $3.34M | +15,752 | 0.82% |
| Steward Partners Investment Advisory, LLC | 248,369 | – | $3.25M | +21,557 | 0.02% |
| Rockefeller Capital Management L.P. | 190,980 | – | $2.50M | +183,096 | 0.00% |
| Commonwealth Equity Services, LLC | 159,498 | – | $2.09M | −4,626 | 0.00% |
| Cyndeo Wealth Partners, LLC | 153,126 | – | $2.01M | – | 0.09% |
| Creative Planning | 140,156 | – | $1.84M | −808 | 0.00% |
| Osaic Holdings, Inc. | 117,641 | – | $1.54M | +17,549 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 112,154 | – | $1.47K | +46,826 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 107 | 12M | 10 / 45 | 20 / 10 | 1M | 1M |
| Q1 2026 | 109 | 12M | 17 / 33 | 32 / 3 | 1M | 1M |
| Q4 2025 | 98 | 13M | 12 / 33 | 28 / 9 | 1M | 2M |
| Q3 2025 | 95 | 14M | 11 / 38 | 23 / 7 | 1M | 1M |
| Q2 2025 | 91 | 14M | 9 / 33 | 27 / 5 | 1M | 1M |
| Q1 2025 | 87 | 15M | 12 / 27 | 29 / 15 | 1M | 1M |
| Q4 2024 | 92 | 15M | 19 / 30 | 25 / 13 | 8M | 2M |
| Q3 2024 | 91 | 11M | 13 / 32 | 28 / 9 | 3M | 1M |
| Q2 2024 | 87 | 8M | 13 / 30 | 23 / 12 | 1M | 5M |
| Q1 2024 | 87 | 12M | 10 / 31 | 29 / 9 | 2M | 1M |
| Q4 2023 | 89 | 11M | 8 / 33 | 27 / 9 | 3M | 1M |
| Q3 2023 | 91 | 9M | 12 / 29 | 32 / 7 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AVK | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 681,080 | – | $8.92M | 1.24% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 39,038 | – | $483.29K | 1.43% | Jul 31, 2026 |
| Absolute Cef Opportunities | 853 | – | $11.17K | 0.23% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 388 | – | $5.08K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 137 | – | $1.79K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Nancy E. Stuebe | Director | 7,906 | May 1, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Nancy E. Stuebe Director | May 1, 2025 | Buy | +600 | $11.21 | $6.73K | 7,906 |
| Nancy E. Stuebe Director | Feb 14, 2025 | Buy | +500 | $12.28 | $6.14K | 7,093 |
| Randall C. Barnes Director | Oct 17, 2024 | Buy | +3,785 | $11.28 | $42.69K | 15,140 |
| Nancy E. Stuebe Director | Oct 17, 2024 | Buy | +1,576 | $11.28 | $17.78K | 6,353 |
| Ronald Nyberg Trustee, Director | Oct 17, 2024 | Buy | +3,671 | $11.28 | $41.41K | 14,657 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Oct 17, 2024 | Buy | +1,817 | $11.28 | $20.50K | 7,268 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Oct 17, 2024 | Buy | +11,362 | $11.28 | $128.16K | 45,449 |
| Gerald L. Seizert Director | Oct 17, 2024 | Buy | +1 | $11.28 | $11 | 6,739 |
| Gerald L. Seizert Director | Oct 17, 2024 | Buy | +1 | $11.28 | $11 | 1,001 |
| Gerald L. Seizert Director | Oct 17, 2024 | Buy | +1 | $11.28 | $11 | 4,024 |
| Gerald L. Seizert Director | Oct 17, 2024 | Buy | +1 | $11.28 | $11 | 6,116 |
| Gerald L. Seizert Director | Oct 17, 2024 | Buy | +1,221 | $11.28 | $13.77K | 1,221 |
| Gerald L. Seizert Director | Oct 17, 2024 | Buy | +2 | $11.28 | $23 | 3,757 |
| Tony Huang V.P. & Assistant Secretary | Oct 17, 2024 | Buy | +2,300 | $11.28 | $25.94K | 9,400 |
| Daniel Black Director | Oct 17, 2024 | Buy | +1,000 | $11.28 | $11.28K | 21,999 |
| Nancy E. Stuebe Director | May 2, 2024 | Buy | +500 | $11.71 | $5.86K | 4,552 |
| Nancy E. Stuebe Director | Feb 2, 2024 | Buy | +400 | $11.86 | $4.74K | 3,933 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Dec 20, 2023 | Sale | −7,163 | $11.17 | $80.01K | 34,087 |
| Nancy E. Stuebe Director | Nov 8, 2023 | Buy | +400 | $10.25 | $4.10K | 3,423 |
| Nancy E. Stuebe Director | Aug 2, 2023 | Buy | +375 | $11.84 | $4.44K | 2,922 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Jul 18, 2023 | Sale | −19,048 | $11.72 | $223.24K | 41,250 |
| Capital Management /De/ Advent – | Jul 18, 2023 | Sale | −19,048 | $11.72 | $223.24K | 0 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Jul 17, 2023 | Sale | −10,000 | $11.68 | $116.80K | 60,298 |
| Capital Management /De/ Advent – | Jul 17, 2023 | Sale | −10,000 | $11.68 | $116.80K | 19,048 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Jul 14, 2023 | Sale | −30,000 | $11.68 | $350.40K | 70,298 |
| Capital Management /De/ Advent – | Jul 14, 2023 | Sale | −30,000 | $11.68 | $350.40K | 29,048 |
| Nancy E. Stuebe Director | May 16, 2023 | Buy | +345 | $11.59 | $4.00K | 2,473 |
| Nancy E. Stuebe Director | May 16, 2023 | Buy | +0.27 | $11.55 | $3 | 2,474 |
| Nancy E. Stuebe Director | May 16, 2023 | Buy | +0.27 | $11.55 | $3 | 2,819 |
| Nancy E. Stuebe Director | May 16, 2023 | Buy | +345 | $11.59 | $4.00K | 2,819 |
| Nancy E. Stuebe Director | Jan 26, 2023 | Buy | +400 | $12.36 | $4.94K | 2,050 |
| Nancy E. Stuebe Director | Oct 24, 2022 | Buy | +450 | $10.71 | $4.82K | 1,605 |
| Nancy E. Stuebe Director | May 13, 2022 | Buy | +275 | $12.84 | $3.53K | 1,104 |
| Nancy E. Stuebe Director | Mar 11, 2022 | Buy | +258 | $14.68 | $3.79K | 816 |
| Nancy E. Stuebe Director | Mar 11, 2022 | Buy | +0.88 | $14.67 | $13 | 558 |
| Randall C. Barnes Director | Jan 13, 2022 | Buy | +1,370 | $17.87 | $24.48K | 11,355 |
| Randall C. Barnes Director | Jan 10, 2022 | Buy | +1,000 | $18.20 | $18.20K | 9,985 |
| Gerald L. Seizert Director | Jan 5, 2022 | Other | +1,500 | – | – | 1,500 |
| Randall C. Barnes Director | Jan 4, 2022 | Buy | +1,000 | $18.25 | $18.25K | 8,985 |
| Nancy E. Stuebe Director | Dec 30, 2021 | Buy | +195 | $17.96 | $3.50K | 549 |
| Randall C. Barnes Director | Dec 30, 2021 | Buy | +1,000 | $17.75 | $17.75K | 7,985 |
| Capital Management /De/ Advent – | Dec 29, 2021 | Sale | −19,000 | $17.77 | $337.63K | 59,048 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Dec 29, 2021 | Sale | −19,000 | $17.77 | $337.63K | 100,298 |
| Capital Management /De/ Advent – | Dec 28, 2021 | Sale | −25,000 | $17.70 | $442.50K | 78,048 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Dec 28, 2021 | Sale | −25,000 | $17.70 | $442.50K | 119,298 |
| Capital Management /De/ Advent – | Dec 27, 2021 | Sale | −50,000 | $17.89 | $894.50K | 103,048 |
| Tracy V. Maitland CHAIRMAN, PRESIDENT & CEO, Director | Dec 27, 2021 | Sale | −50,000 | $17.89 | $894.50K | 144,298 |
| Gerald L. Seizert Director | Nov 22, 2021 | Sale | −13,190 | $18.52 | $244.28K | 10,763 |
| Gerald L. Seizert Director | Nov 22, 2021 | Sale | −5,000 | $18.52 | $92.60K | 6,816 |
| Gerald L. Seizert Director | Nov 22, 2021 | Sale | −5,000 | $18.52 | $92.60K | 6,115 |
| Gerald L. Seizert Director | Nov 22, 2021 | Sale | −700 | $18.52 | $12.96K | 1,000 |
| Nancy E. Stuebe Director | Sep 20, 2021 | Buy | +185.18 | $18.90 | $3.50K | 354 |
| Randall C. Barnes Director | Jul 19, 2021 | Buy | +640 | $18.17 | $11.63K | 6,986 |
| Nancy E. Stuebe Director | Jun 7, 2021 | Buy | +169 | $19.46 | $3.29K | 169 |
| Gerald L. Seizert Director | Jan 31, 2020 | Sale | −13,124 | $15.47 | $203.03K | 11,816 |
| Gerald L. Seizert Director | Jan 31, 2020 | Sale | −15,395 | $15.48 | $238.31K | 7,739 |
| Gerald L. Seizert Director | Jan 30, 2020 | Sale | −27,072 | $15.49 | $419.35K | 7,024 |
| Gerald L. Seizert Director | Jan 30, 2020 | Sale | −0.68 | $15.52 | $11 | 14,290 |
| Gerald L. Seizert Director | Jan 30, 2020 | Sale | −14,289 | $15.53 | $221.91K | 0 |
| Gerald L. Seizert Director | Jan 29, 2020 | Sale | −18,249 | $15.64 | $285.41K | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Capital Management /De/ Advent See Note | Jul 14, 2023 | 59,048 | $699.72K | Jul 14, 2023 | Purchase |