AUBNNasdaqState Commercial BanksFiscal year ends December 31
AUBURN NATIONAL BANCORPORATION, INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 11, 2026
$26.50+0.03 (+0.11%)
Close on Oct 19, 2026
- Market cap
- $92.54M
- P/E (TTM)
- 12.7
- Dividend yield
- 4.08%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
11.2%
0M of 3M shares
Institutional holders
27
4 new, 1 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
38 buys · 0 sales
Net bought $82.24K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Emil F. Wright, Jr. | 334,164 | 9.56% | 13D (active) | Dec 14, 2023 |
| Anne M. May | 288,885 | 8.30% | 13D (active) | Sep 11, 2025 |
| Sandra J. Spencer | 258,214 | 7.40% | 13D (active) amendment | Sep 11, 2025 |
| Bruce Steven Spencer | 251,238 | 7.20% | 13D (active) | Sep 11, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AUBN | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| LPL Financial LLC | 50,573 | 1.45% | $1.37M | – | 0.00% |
| Truffle Hound Capital, LLC | 50,000 | 1.44% | $1.35M | – | 0.29% |
| Dimensional Fund Advisors LP | 41,973 | 1.20% | $1.13M | +126 | 0.00% |
| Bridgeway Capital Management, LLC | 33,211 | 0.95% | $898.03K | +930 | 0.02% |
| Geode Capital Management, LLC | 25,733 | 0.74% | $696.00K | +504 | 0.00% |
| Vanguard Capital Management LLC | 25,447 | 0.73% | $688.09K | −14,115 | 0.00% |
| Aptus Capital Advisors, LLC | 20,330 | 0.58% | $549.72K | −6,960 | 0.00% |
| Truist Financial Corp | 19,553 | 0.56% | $528.71K | – | 0.00% |
| Captrust Financial Advisors | 18,945 | 0.54% | $512.27K | −243 | 0.00% |
| Fourthstone LLC | 17,806 | 0.51% | $481.47K | New | 0.34% |
| Empowered Funds, LLC | 17,711 | 0.51% | $478.91K | +930 | 0.00% |
| Renaissance Technologies LLC | 16,309 | 0.47% | $441.00K | −200 | 0.00% |
| Jamison Private Wealth Management, Inc. | 12,517 | 0.36% | $338.47K | +3 | 0.03% |
| Vanguard Fiduciary Trust Co | 12,111 | 0.35% | $327.48K | −558 | 0.00% |
| BlackRock, Inc. | 10,344 | 0.30% | $279.70K | +2,424 | 0.00% |
| RBF Capital, LLC | 10,000 | 0.29% | $270.40K | – | 0.01% |
| Morgan Stanley | 3,877 | 0.11% | $104.84K | +1 | 0.00% |
| Osaic Holdings, Inc. | 1,301 | 0.04% | $35.18K | – | 0.00% |
| Vanguard Global Advisers, LLC | 964 | 0.03% | $26.07K | – | 0.00% |
| EverSource Wealth Advisors, LLC | 270 | 0.01% | $7.30K | −270 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 27 | 0M | 11.2% | 4 / 7 | 6 / 1 | 0M | 0M |
| Q1 2026 | 24 | 0M | 11.4% | 6 / 5 | 4 / 4 | 0M | 0M |
| Q4 2025 | 23 | 0M | 12.5% | 2 / 8 | 6 / 2 | 0M | 0M |
| Q3 2025 | 24 | 0M | 12.4% | 1 / 12 | 4 / 2 | 0M | 0M |
| Q2 2025 | 25 | 0M | 10.8% | 5 / 9 | 3 / 3 | 0M | 0M |
| Q1 2025 | 23 | 0M | 9.9% | 2 / 8 | 4 / 4 | 0M | 0M |
| Q4 2024 | 25 | 0M | 10.1% | 4 / 8 | 5 / 0 | 0M | 0M |
| Q3 2024 | 21 | 0M | 8.5% | 4 / 11 | 1 / 2 | 0M | 0M |
| Q2 2024 | 20 | 0M | 7.6% | 3 / 7 | 4 / 3 | 0M | 0M |
| Q1 2024 | 20 | 0M | 8.6% | 1 / 8 | 4 / 3 | 0M | 0M |
| Q4 2023 | 22 | 0M | 8.7% | 1 / 8 | 3 / 3 | 0M | 0M |
| Q3 2023 | 24 | 0M | 8.3% | 4 / 8 | 5 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AUBN | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 25,447 | 0.73% | $688.09K | 0.00% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 17,711 | 0.51% | $478.91K | 0.02% | Jun 30, 2026 |
| Auer Growth | 15,000 | 0.43% | $374.70K | 0.48% | May 31, 2026 |
| U.S. Micro Cap Portfolio | 12,735 | 0.37% | $333.53K | 0.00% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 11,574 | 0.33% | $289.12K | 0.00% | May 31, 2026 |
| Omni Small-Cap Value Fund | 11,500 | 0.33% | $310.96K | 0.02% | Jun 30, 2026 |
| iShares Micro-Cap ETF | 9,369 | 0.27% | $253.34K | 0.02% | Jun 30, 2026 |
| U.S. Core Equity 2 Portfolio | 6,204 | 0.18% | $162.48K | 0.00% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 4,760 | 0.14% | $118.90K | 0.00% | May 31, 2026 |
| Ultra-Small Company Market Fund | 4,000 | 0.11% | $108.16K | 0.07% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 3,304 | 0.09% | $82.53K | 0.00% | May 31, 2026 |
| U.S. Small Cap Portfolio | 3,016 | 0.09% | $78.99K | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 2,938 | 0.08% | $76.95K | 0.00% | Jul 31, 2026 |
| U.S. Vector Equity Portfolio | 2,722 | 0.08% | $71.29K | 0.00% | Jul 31, 2026 |
| U.S. Core Equity 1 Portfolio | 2,633 | 0.08% | $68.96K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| David A. Hedges | President\CEO, Director | 14,401 | 0.41% | Jun 8, 2026 |
| Robert W. Dumas | Chairman, Director | 44,502 | 1.28% | Feb 13, 2026 |
| Shannon O'Donnell | Senior Vice President | 1,902 | 0.05% | Jul 2, 2026 |
| William James Walker IV | SVP/CFO | 749 | 0.02% | Jun 8, 2026 |
| Robert Lawrence Smith | SVP/CLO | 714 | 0.02% | Jun 8, 2026 |
| David E. Housel | Director | 9,301 | 0.27% | Jul 2, 2026 |
| J. Tutt Barrett | Director | 18,017 | 0.52% | Jul 2, 2026 |
| William F. Ham Jr | Director | 5,384 | 0.15% | Jul 2, 2026 |
| Walton T. Conn Jr. | Director | 3,181 | 0.09% | Apr 30, 2026 |
| Jeffrey Johnson Evans | Director | 150 | 0.00% | Apr 3, 2026 |
| Sandra J. Spencer | Director | 258,217 | 7.41% | Feb 13, 2026 |
| Anne M. May | Director | 511,160 | 14.67% | Sep 15, 2025 |
| Michael A. Lawler | Director | 3,000 | 0.09% | Apr 28, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Shannon O'Donnell Senior Vice President | Jul 2, 2026 | Buy | +11 | $26.01 | $286 | 1,902 |
| Shannon O'Donnell Senior Vice President | Jul 2, 2026 | Buy | +16 | $26.90 | $430 | 1,891 |
| William F. Ham Jr Director | Jul 2, 2026 | Buy | +47 | $26.90 | $1.26K | 5,084 |
| William F. Ham Jr Director | Jul 2, 2026 | Buy | +10 | $26.01 | $260 | 5,094 |
| J. Tutt Barrett Director | Jul 2, 2026 | Buy | +23 | $26.01 | $598 | 9,273 |
| J. Tutt Barrett Director | Jul 2, 2026 | Buy | +51 | $26.90 | $1.37K | 9,250 |
| David E. Housel Director | Jul 2, 2026 | Buy | +37 | $26.90 | $995 | 9,301 |
| David E. Housel Director | Jul 2, 2026 | Buy | +16 | $26.01 | $416 | 9,317 |
| David A. Hedges President\CEO, Director | May 6, 2026 | Buy | +1,000 | $23.75 | $23.75K | 14,401 |
| David E. Housel Director | May 5, 2026 | Buy | +150 | $23.96 | $3.59K | 9,264 |
| Walton T. Conn Jr. Director | Apr 30, 2026 | Buy | +150 | $23.90 | $3.59K | 1,718 |
| Walton T. Conn Jr. Director | Apr 30, 2026 | Buy | +200 | $23.90 | $4.78K | 1,463 |
| David E. Housel Director | Apr 14, 2026 | Buy | +17 | $23.25 | $395 | 9,114 |
| David E. Housel Director | Apr 14, 2026 | Buy | +41 | $23.72 | $973 | 9,097 |
| Shannon O'Donnell Senior Vice President | Apr 14, 2026 | Buy | +17 | $23.72 | $403 | 1,862 |
| Shannon O'Donnell Senior Vice President | Apr 14, 2026 | Buy | +13 | $23.46 | $305 | 1,875 |
| J. Tutt Barrett Director | Apr 14, 2026 | Buy | +57 | $23.72 | $1.35K | 9,173 |
| J. Tutt Barrett Director | Apr 14, 2026 | Buy | +26 | $23.46 | $610 | 9,199 |
| William F. Ham Jr Director | Apr 14, 2026 | Buy | +11 | $23.25 | $256 | 5,037 |
| William F. Ham Jr Director | Apr 14, 2026 | Buy | +53 | $23.72 | $1.26K | 5,026 |
| Walton T. Conn Jr. Director | Mar 11, 2026 | Buy | +200 | $24.10 | $4.82K | 1,250 |
| Shannon O'Donnell Senior Vice President | Mar 10, 2026 | Award | +7 | – | – | 1,958 |
| Shannon O'Donnell Senior Vice President | Mar 10, 2026 | Tax withholding | −114 | $23.85 | $2.72K | 1,844 |
| William James Walker IV SVP/CFO | Mar 10, 2026 | Award | +8 | – | – | 870 |
| William James Walker IV SVP/CFO | Mar 10, 2026 | Tax withholding | −121 | $23.85 | $2.89K | 749 |
| David A. Hedges President\CEO, Director | Mar 10, 2026 | Award | +10 | – | – | 13,570 |
| David A. Hedges President\CEO, Director | Mar 10, 2026 | Tax withholding | −169 | $23.85 | $4.03K | 13,401 |
| Robert Lawrence Smith SVP/CLO | Mar 10, 2026 | Tax withholding | −122 | $23.85 | $2.91K | 714 |
| Robert Lawrence Smith SVP/CLO | Mar 10, 2026 | Award | +8 | – | – | 836 |
| Shannon O'Donnell Senior Vice President | Mar 10, 2026 | Award | +7 | – | – | 1,571 |
| Shannon O'Donnell Senior Vice President | Mar 10, 2026 | Tax withholding | −114 | $23.85 | $2.72K | 1,457 |
| Walton T. Conn Jr. Director | Feb 24, 2026 | Buy | +100 | $24.75 | $2.48K | 1,050 |
| Walton T. Conn Jr. Director | Feb 24, 2026 | Buy | +100 | $24.75 | $2.48K | 1,550 |
| Walton T. Conn Jr. Director | Jan 29, 2026 | Buy | +75 | $25.40 | $1.91K | 850 |
| Walton T. Conn Jr. Director | Jan 29, 2026 | Buy | +100 | $25.00 | $2.50K | 775 |
| Walton T. Conn Jr. Director | Jan 29, 2026 | Buy | +100 | $25.00 | $2.50K | 1,450 |
| David E. Housel Director | Jan 14, 2026 | Buy | +15 | $27.14 | $407 | 9,056 |
| David E. Housel Director | Jan 14, 2026 | Buy | +36 | $27.06 | $974 | 9,041 |
| Shannon O'Donnell Senior Vice President | Jan 14, 2026 | Buy | +11 | $27.14 | $299 | 1,564 |
| Shannon O'Donnell Senior Vice President | Jan 14, 2026 | Buy | +16 | $27.06 | $433 | 1,553 |
| J. Tutt Barrett Director | Jan 14, 2026 | Buy | +22 | $27.14 | $597 | 9,116 |
| J. Tutt Barrett Director | Jan 14, 2026 | Buy | +50 | $27.06 | $1.35K | 9,094 |
| William F. Ham Jr Director | Jan 14, 2026 | Buy | +46 | $27.06 | $1.24K | 5,264 |
| William F. Ham Jr Director | Jan 14, 2026 | Buy | +9 | $27.14 | $244 | 5,273 |
| David E. Housel Director | Dec 3, 2025 | Buy | +100 | $24.99 | $2.50K | 9,005 |
| David E. Housel Director | Dec 3, 2025 | Buy | +25 | $24.17 | $604 | 8,905 |
| Walton T. Conn Jr. Director | Dec 1, 2025 | Buy | +200 | $24.75 | $4.95K | 1,337 |
| David E. Housel Director | Nov 18, 2025 | Buy | +200 | $25.39 | $5.08K | 8,880 |
| J. Tutt Barrett Director | Oct 8, 2025 | Buy | +48 | $27.48 | $1.32K | 9,022 |
| J. Tutt Barrett Director | Oct 8, 2025 | Buy | +22 | $27.42 | $603 | 9,044 |
| David E. Housel Director | Oct 8, 2025 | Buy | +34 | $27.48 | $934 | 8,665 |
| David E. Housel Director | Oct 8, 2025 | Buy | +15 | $27.42 | $411 | 8,680 |
| William F. Ham Jr Director | Oct 8, 2025 | Buy | +9 | $27.42 | $247 | 4,918 |
| William F. Ham Jr Director | Oct 8, 2025 | Buy | +45 | $27.48 | $1.24K | 4,909 |
| Shannon O'Donnell Senior Vice President | Oct 8, 2025 | Buy | +14 | $27.48 | $385 | 1,526 |
| Shannon O'Donnell Senior Vice President | Oct 8, 2025 | Buy | +11 | $27.42 | $302 | 1,537 |
| Sandra J. Spencer Director | Sep 11, 2025 | Inheritance | +5,667 | – | – | 227,942 |
| Sandra J. Spencer Director | Sep 11, 2025 | Inheritance | +15,961 | – | – | 15,961 |
| Sandra J. Spencer Director | Sep 11, 2025 | Inheritance | +222,275 | – | – | 222,275 |
| Sandra J. Spencer Director | Sep 11, 2025 | Inheritance | −17,000 | – | – | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.