ASGNYSEFiscal year ends December 31
LIBERTY ALL STAR GROWTH FUND INC.
$4.99+0.03 (+0.60%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
15M
Shares held, 13F filers
Institutional holders
81
17 new, 9 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
6 buys · 0 sales
Net bought $34.94K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| First Trust Advisors L.P. | 9,174,488 | 14.59% | 13G (passive) amendment | Dec 31, 2025 |
| Karpus Management, Inc. | 4,220,488 | 6.67% | 13G (passive) amendment | Mar 31, 2026 |
| First Trust Portfolios L.P. | 10,125,503 | 16.00% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ASG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Karpus Management, Inc. | 4,548,670 | – | $24.88M | +328,182 | 0.72% |
| Shaker Financial Services, LLC | 1,527,646 | – | $8.36M | −306,161 | 2.62% |
| 1607 Capital Partners, LLC | 1,338,233 | – | $7.32M | −146,506 | 0.64% |
| LPL Financial LLC | 880,532 | – | $4.82M | −17,194 | 0.00% |
| Wolverine Asset Management LLC | 619,677 | – | $3.39M | +78,089 | 0.03% |
| Rpo LLC | 571,839 | – | $3.13M | +200,185 | 10.29% |
| Almitas Capital LLC | 466,560 | – | $2.55M | +328,575 | 0.61% |
| Saba Capital Management, L.P. | 443,199 | – | $2.42M | New | 0.06% |
| Blue Bell Private Wealth Management, LLC | 433,579 | – | $2.37M | +103,635 | 0.30% |
| Wells Fargo & Company/Mn | 322,622 | – | $1.76M | −8,894 | 0.00% |
| Boothbay Fund Management, LLC | 285,920 | – | $1.56M | +100,093 | 0.02% |
| PMG Family Office LLC | 197,854 | – | $1.08M | +166 | 1.00% |
| Calamos Advisors LLC | 184,608 | – | $1.01M | −44,096 | 0.00% |
| Two Sigma Investments, LP | 162,452 | – | $888.61K | – | 0.00% |
| Integrated Wealth Concepts LLC | 143,382 | – | $784.30K | −428 | 0.00% |
| Morgan Stanley | 138,804 | – | $759.26K | +9,576 | 0.00% |
| Logan Stone Capital, LLC | 137,932 | – | $754.49K | New | 0.16% |
| Advisors Asset Management, Inc. | 132,384 | – | $724.14K | −430 | 0.01% |
| XTX Topco Ltd | 124,008 | – | $678.32K | +63,812 | 0.01% |
| EP Wealth Advisors, LLC | 120,743 | – | $660.46K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 81 | 15M | 17 / 28 | 19 / 9 | 2M | 1M |
| Q1 2026 | 74 | 13M | 7 / 30 | 20 / 15 | 2M | 1M |
| Q4 2025 | 83 | 12M | 16 / 18 | 25 / 7 | 2M | 1M |
| Q3 2025 | 74 | 11M | 10 / 36 | 16 / 7 | 2M | 0M |
| Q2 2025 | 72 | 10M | 12 / 30 | 14 / 9 | 1M | 1M |
| Q1 2025 | 71 | 10M | 8 / 26 | 21 / 13 | 1M | 2M |
| Q4 2024 | 77 | 11M | 19 / 15 | 22 / 6 | 1M | 2M |
| Q3 2024 | 69 | 11M | 7 / 24 | 22 / 8 | 2M | 1M |
| Q2 2024 | 70 | 11M | 11 / 26 | 19 / 15 | 2M | 1M |
| Q1 2024 | 74 | 10M | 14 / 32 | 17 / 11 | 3M | 1M |
| Q4 2023 | 71 | 7M | 12 / 17 | 19 / 6 | 2M | 1M |
| Q3 2023 | 66 | 5M | 11 / 21 | 20 / 11 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ASG | Value | % of fund | As of |
|---|---|---|---|---|---|
| Calamos CEF Income & Arbitrage ETF | 85,953 | – | $441.80K | 1.30% | Jul 31, 2026 |
| Absolute Cef Opportunities | 8,201 | – | $44.86K | 0.92% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 5,818 | – | $31.82K | 0.12% | Jun 30, 2026 |
| Saba Closed-End Funds ETF | 4,294 | – | $22.89K | 0.01% | May 31, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 2,078 | – | $11.37K | 0.12% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Mark T. Haley | President | 154,322 | Jun 3, 2026 |
| Erich Rettinger | Treasurer | 250 | Feb 6, 2026 |
| Sareena Khwaja-Dixon | Assistant Secretary | 500 | Nov 21, 2025 |
| Jennifer Hoopes | Director | – | Feb 21, 2025 |
| Robert Milas | – | 6,826 | May 8, 2026 |
| Milton M. Irvin | – | 9,891 | Feb 12, 2026 |
| John J. Neuhauser | – | 3,230 | Feb 13, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Mark T. Haley President | Jun 3, 2026 | Buy | +1,500 | $5.34 | $8.01K | 154,322 |
| Mark T. Haley President | Jun 2, 2026 | Buy | +450 | $5.39 | $2.43K | 152,822 |
| Robert Milas – | May 8, 2026 | Buy | +1,900 | $5.26 | $9.99K | 6,826 |
| Erich Rettinger Treasurer | Feb 6, 2026 | Buy | +250 | $5.12 | $1.28K | 250 |
| Mark T. Haley President | Dec 30, 2025 | Buy | +2,000 | $5.35 | $10.70K | 142,642 |
| Sareena Khwaja-Dixon Assistant Secretary | Nov 21, 2025 | Buy | +500 | $5.06 | $2.53K | 500 |
| Mark T. Haley President | Oct 1, 2025 | Buy | +1,000 | $5.55 | $5.55K | 140,642 |
| Mark T. Haley President | Sep 9, 2025 | Buy | +1,500 | $5.65 | $8.48K | 139,642 |
| Robert Milas – | May 19, 2025 | Buy | +2,000 | $5.27 | $10.54K | 4,558 |
| Edmund J. Burke – | Mar 26, 2024 | Buy | +3,500 | $5.45 | $19.08K | 6,300 |
| Mark T. Haley President | Mar 20, 2024 | Buy | +1,000 | $5.40 | $5.40K | 121,595 |
| Robert Milas – | Mar 11, 2024 | Buy | +1,825 | $5.43 | $9.91K | 2,345 |
| Maureen K. Usifer – | Mar 11, 2024 | Buy | +2,800 | $5.43 | $15.20K | 7,600 |
| Mark T. Haley President | Mar 5, 2024 | Buy | +1,000 | $5.35 | $5.35K | 120,595 |
| Mark T. Haley President | Jan 26, 2024 | Buy | +1,000 | $5.20 | $5.20K | 117,219 |
| John J. Neuhauser Director | Jan 24, 2024 | Buy | +2,575 | $5.21 | $13.42K | 3,057 |
| Mark T. Haley President | Dec 8, 2023 | Buy | +2,000 | $4.98 | $9.96K | 114,060 |
| Mark T. Haley Senior Vice President | Nov 3, 2023 | Buy | +750 | $4.88 | $3.66K | 112,060 |
| Robert Milas – | Sep 18, 2023 | Buy | +500 | $5.02 | $2.51K | 500 |
| Milton M. Irvin Director | Aug 29, 2023 | Buy | +1,000 | $5.27 | $5.27K | 8,223 |
| Edmund J. Burke Director | Jun 7, 2023 | Buy | +2,800 | $5.26 | $14.73K | 2,800 |
| Maureen K. Usifer Director | Jul 8, 2021 | Buy | +800 | $8.21 | $6.57K | 4,800 |
| Mark T. Haley Senior Vice President | Jul 8, 2021 | Buy | +1,550 | $8.21 | $12.73K | 88,535 |
| William R. Parmentier Jr President | Nov 12, 2020 | Sale | −26,682 | $8.09 | $215.86K | 36,535 |
| William R. Parmentier Jr President | Nov 11, 2020 | Sale | −26,682 | $8.09 | $215.86K | 36,535 |
| Milton M. Irvin Director | Apr 28, 2020 | Buy | +500 | $5.31 | $2.66K | 4,412 |
| Mark T. Haley Senior Vice President | Apr 2, 2020 | Buy | +7,256 | $4.34 | $31.49K | 77,954 |
| Milton M. Irvin Director | Apr 1, 2020 | Buy | +642 | $4.34 | $2.79K | 3,912 |
| Thomas W. Brock Director | Mar 31, 2020 | Buy | +10,024 | $4.34 | $43.50K | 60,124 |
| Milton M. Irvin – | Apr 30, 2019 | Buy | +1,000 | $5.75 | $5.75K | 3,038 |
| Mark T. Haley Senior Vice President | Mar 12, 2019 | Buy | +1,000 | $5.30 | $5.30K | 65,182 |
| Milton M. Irvin – | Dec 10, 2018 | Buy | +2,000 | $4.68 | $9.36K | 2,000 |
| Maureen K. Usifer – | Nov 15, 2018 | Buy | +4,000 | $4.86 | $19.44K | 4,000 |
| John J. Neuhauser – | Nov 6, 2018 | Buy | +188 | $5.01 | $942 | 482 |
| Richard Carl Rantzow – | Nov 5, 2018 | Buy | +1,710 | $4.81 | $8.23K | 6,452 |
| John A. Benning – | Nov 5, 2018 | Buy | +1,651 | $4.81 | $7.94K | 6,606 |
| Mark T. Haley Senior Vice President | Nov 1, 2018 | Buy | +9,515 | $4.81 | $45.77K | 61,538 |
| Systems Inc Dst – | Dec 18, 2017 | Gift | −93,809 | – | – | 2,120,540 |
| Systems Inc Dst – | Sep 25, 2017 | Gift | −97,847 | – | – | 2,214,839 |
| Systems Inc Dst – | Jun 21, 2017 | Gift | −103,306 | – | – | 2,312,196 |
| Systems Inc Dst – | Mar 8, 2017 | Gift | +110,865 | – | – | 2,415,502 |
| Systems Inc Dst – | Dec 22, 2016 | Gift | −117,371 | – | – | 2,526,367 |
| Systems Inc Dst – | Sep 9, 2016 | Gift | −116,550 | – | – | 2,643,739 |
| Systems Inc Dst – | Jun 8, 2016 | Gift | −119,048 | – | – | 2,760,289 |
| Systems Inc Dst – | Mar 14, 2016 | Gift | −125,000 | – | – | 2,879,337 |
| Richard Carl Rantzow Director | May 4, 2015 | Sale | −3,425 | $5.16 | $17.67K | 3,428 |
| Richard Carl Rantzow Director | Apr 2, 2015 | Buy | +4,082 | $5.20 | $21.23K | 6,853 |
| Systems Inc Dst – | Dec 23, 2014 | Gift | −96,900 | – | – | 2,959,073 |
| George R. Gaspari Director | Mar 26, 2012 | Buy | +1,000 | $4.33 | $4.33K | 1,000 |
| Systems Inc Dst – | Dec 28, 2011 | Buy | +421,494 | $4.32 | $1.82M | 2,775,555 |
| Systems Inc Dst – | Dec 16, 2011 | Buy | +62,942 | $4.32 | $271.91K | 2,354,061 |
| Systems Inc Dst – | Dec 14, 2011 | Buy | +21,553 | $4.32 | $93.11K | 2,291,119 |
| Systems Inc Dst – | Dec 13, 2011 | Buy | +81,625 | $4.32 | $352.62K | 2,269,566 |
| Systems Inc Dst – | Dec 6, 2011 | Buy | +7,783 | $4.32 | $33.62K | 2,187,941 |
| Systems Inc Dst – | Nov 28, 2011 | Buy | +242,732 | $4.32 | $1.05M | 2,180,158 |
| Systems Inc Dst – | Nov 22, 2011 | Buy | +9,040 | $4.32 | $39.05K | 1,937,426 |
| Systems Inc Dst – | Nov 21, 2011 | Buy | +65,960 | $4.32 | $284.95K | 1,928,386 |
| Mark T. Haley Senior Vice President | May 6, 2010 | Buy | +3,300 | $3.67 | $12.11K | 25,783 |
| Mark T. Haley Senior Vice President | Mar 11, 2010 | Buy | +10,000 | $3.73 | $37.30K | 22,288 |
| Mark T. Haley Senior Vice President | Mar 4, 2010 | Buy | +3,000 | $3.57 | $10.71K | 4,500 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.