ANIXNasdaqPharmaceutical PreparationsFiscal year ends October 31
Anixa Biosciences Inc
Financials through Q3 FY2026, quarter ended Jul 31, 2026Last filing: 10-Q on Sep 9, 2026
$2.61−0.06 (-2.25%)
Close on Oct 19, 2026
- Market cap
- $89.22M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
15.4%
5M of 35M shares
Institutional holders
62
10 new, 7 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
18 buys · 0 sales
Net bought $460.32K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Amit Kumar | 6,173,097 | 16.30% | 13D (active) amendment | Jun 4, 2025 |
| Michael Catelani | 2,468,103 | 7.00% | 13D (active) amendment | Jan 5, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ANIX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 1,329,852 | 3.83% | $3.72M | +14,870 | 0.00% |
| UBS Group AG | 585,430 | 1.68% | $1.64M | +33,793 | 0.00% |
| Laird Norton Trust Company, LLC | 578,727 | 1.66% | $1.62M | +12,400 | 0.03% |
| D.A. Davidson & Co. | 539,272 | 1.55% | $1.51M | – | 0.01% |
| Geode Capital Management, LLC | 359,194 | 1.03% | $1.01M | −5,537 | 0.00% |
| Marshall Wace, Llp | 328,332 | 0.94% | $919.33K | +155,153 | 0.00% |
| BlackRock, Inc. | 199,755 | 0.57% | $559.31K | +29,652 | 0.00% |
| Vanguard Fiduciary Trust Co | 192,356 | 0.55% | $538.60K | +1,282 | 0.00% |
| State Street Corp | 159,040 | 0.46% | $445.31K | – | 0.00% |
| Gsa Capital Partners Llp | 117,465 | 0.34% | $329 | +18,623 | 0.02% |
| LPL Financial LLC | 111,535 | 0.32% | $312.30K | +30,559 | 0.00% |
| Northern Trust Corp | 69,235 | 0.20% | $193.86K | +2,410 | 0.00% |
| Renaissance Technologies LLC | 59,373 | 0.17% | $166.24K | −1,800 | 0.00% |
| CoreCap Advisors, LLC | 52,020 | 0.15% | $145.66K | – | 0.00% |
| Bank of New York Mellon Corp | 47,442 | 0.14% | $132.84K | – | 0.00% |
| Westside Investment Management, Inc. | 43,000 | 0.12% | $120.40K | −4,000 | 0.02% |
| HighTower Advisors, LLC | 41,150 | 0.12% | $115.22K | −400 | 0.00% |
| Kestra Advisory Services, LLC | 38,000 | 0.11% | $106.40K | −13,000 | 0.00% |
| Corient Private Wealth LLC | 37,400 | 0.11% | $104.72K | +17,400 | 0.00% |
| Gemmer Asset Management LLC | 35,000 | 0.10% | $98.00K | – | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 62 | 5M | 15.4% | 10 / 16 | 7 / 7 | 0M | 0M |
| Q1 2026 | 60 | 5M | 14.6% | 9 / 15 | 10 / 17 | 2M | 1M |
| Q4 2025 | 71 | 6M | 16.4% | 13 / 19 | 13 / 8 | 1M | 1M |
| Q3 2025 | 66 | 5M | 15.6% | 8 / 17 | 8 / 7 | 0M | 0M |
| Q2 2025 | 66 | 5M | 15.4% | 12 / 12 | 12 / 3 | 0M | 0M |
| Q1 2025 | 58 | 6M | 16.1% | 8 / 10 | 8 / 7 | 0M | 0M |
| Q4 2024 | 57 | 6M | 17.0% | 10 / 11 | 9 / 9 | 1M | 0M |
| Q3 2024 | 58 | 6M | 16.2% | 10 / 9 | 13 / 4 | 0M | 0M |
| Q2 2024 | 53 | 6M | 16.0% | 5 / 12 | 10 / 10 | 1M | 1M |
| Q1 2024 | 58 | 5M | 15.4% | 10 / 20 | 7 / 6 | 1M | 0M |
| Q4 2023 | 55 | 4M | 12.8% | 11 / 12 | 11 / 5 | 1M | 0M |
| Q3 2023 | 49 | 4M | 11.3% | 7 / 6 | 15 / 3 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ANIX | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 936,927 | 2.70% | $2.62M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 353,878 | 1.02% | $990.86K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 167,262 | 0.48% | $451.61K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 107,494 | 0.31% | $300.98K | 0.02% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 52,694 | 0.15% | $142.27K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 46,645 | 0.13% | $125.94K | 0.00% | May 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 24,102 | 0.07% | $65.08K | 0.00% | May 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 21,079 | 0.06% | $59.02K | 0.00% | Jun 30, 2026 |
| Vanguard Balanced Index Fund | 17,968 | 0.05% | $50.31K | 0.00% | Jun 30, 2026 |
| Schwab Total Stock Market Index Fund | 12,785 | 0.04% | $43.72K | 0.00% | Jul 31, 2026 |
| 1290 VT Micro Cap Portfolio | 7,205 | 0.02% | $20.17K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Amit Kumar | Chief Executive Officer, Director | 672,000 | 1.93% | Sep 28, 2026 |
| Michael Catelani | President, COO, & CFO | 50,000 | 0.14% | Sep 30, 2026 |
| Arnold M. Baskies | Director | 140,572 | 0.40% | Sep 28, 2026 |
| Lewis H. Titterton jr | Director | 1,046,003 | 3.01% | Sep 25, 2026 |
| Emily Gottschalk | Director | 45,665 | 0.13% | Jan 6, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael Catelani President, COO, & CFO | Sep 30, 2026 | Buy | +5,500 | $2.84 | $15.62K | 50,000 |
| Arnold M. Baskies Director | Sep 24, 2026 | Buy | +5,000 | $2.76 | $13.80K | 140,572 |
| Amit Kumar Chief Executive Officer, Director | Sep 24, 2026 | Buy | +7,000 | $2.78 | $19.46K | 672,000 |
| Lewis H. Titterton jr Director | Sep 23, 2026 | Buy | +49,036 | $2.69 | $131.91K | 1,046,003 |
| Lewis H. Titterton jr Director | Sep 10, 2026 | Buy | +10,000 | $2.73 | $27.30K | 996,967 |
| Amit Kumar Chief Executive Officer, Director | Sep 10, 2026 | Buy | +3,000 | $2.75 | $8.25K | 665,000 |
| Amit Kumar Chief Executive Officer, Director | Sep 10, 2026 | Buy | +5,000 | $2.76 | $13.80K | 662,000 |
| Amit Kumar Chief Executive Officer, Director | Jul 31, 2026 | Buy | +5,000 | $3.47 | $17.35K | 657,000 |
| Arnold M. Baskies Director | Jul 27, 2026 | Tax withholding | −5,428 | $3.46 | $18.78K | 135,572 |
| Arnold M. Baskies Director | Jul 27, 2026 | Option exercise | +6,000 | $3.13 | $18.78K | 141,000 |
| Amit Kumar Chief Executive Officer, Director | Jul 27, 2026 | Buy | +5,000 | $3.44 | $17.20K | 652,000 |
| Amit Kumar Chief Executive Officer, Director | Jul 27, 2026 | Buy | +3,188 | $3.37 | $10.74K | 647,000 |
| Amit Kumar Chief Executive Officer, Director | Jul 24, 2026 | Buy | +3,000 | $3.73 | $11.19K | 643,812 |
| Amit Kumar Chief Executive Officer, Director | Jul 20, 2026 | Buy | +5,000 | $3.46 | $17.30K | 640,812 |
| Lewis H. Titterton jr Director | Jul 20, 2026 | Buy | +12,000 | $3.47 | $41.64K | 986,967 |
| Lewis H. Titterton jr Director | Jul 15, 2026 | Buy | +2,797 | $3.28 | $9.17K | 974,967 |
| Amit Kumar Chief Executive Officer, Director | Jul 10, 2026 | Buy | +5,000 | $3.04 | $15.20K | 635,812 |
| Lewis H. Titterton jr Director | Jun 16, 2026 | Buy | +2,836 | $2.64 | $7.49K | 972,170 |
| Amit Kumar Chief Executive Officer, Director | Jun 12, 2026 | Buy | +21,000 | $2.50 | $52.50K | 630,812 |
| Arnold M. Baskies Director | Jan 28, 2026 | Buy | +10,000 | $3.04 | $30.40K | 135,000 |
| Lewis H. Titterton jr Director | Dec 15, 2025 | Option exercise | +16,000 | $2.92 | $46.72K | 969,334 |
| Amit Kumar Chief Executive Officer | Oct 30, 2025 | Option exercise | +200,000 | $2.92 | $584.00K | 779,925 |
| Amit Kumar Chief Executive Officer | Oct 30, 2025 | Tax withholding | −169,439 | $4.06 | $687.92K | 610,486 |
| Lewis H. Titterton jr Director | Jul 31, 2025 | Buy | +10,000 | $3.08 | $30.80K | 953,334 |
| Amit Kumar Chief Executive Officer | Jul 30, 2025 | Buy | +5,000 | $3.16 | $15.80K | 579,925 |
| Arnold M. Baskies Director | Jul 18, 2025 | Buy | +5,000 | $3.39 | $16.95K | 125,000 |
| Lewis H. Titterton jr Director | Jul 11, 2025 | Buy | +10,000 | $3.14 | $31.40K | 943,334 |
| Amit Kumar Chief Executive Officer | Jul 11, 2025 | Buy | +5,000 | $3.15 | $15.75K | 574,925 |
| Amit Kumar Chief Executive Officer | Jun 4, 2025 | Buy | +10,000 | $2.85 | $28.50K | 569,925 |
| Arnold M. Baskies Director | Jan 28, 2025 | Buy | +5,000 | $2.82 | $14.10K | 120,000 |
| Lewis H. Titterton jr Director | Jan 24, 2025 | Buy | +1,000 | $3.00 | $3.00K | 933,334 |
| Lewis H. Titterton jr Director | Jan 23, 2025 | Buy | +2,000 | $2.91 | $5.82K | 932,334 |
| Lewis H. Titterton jr Director | Jan 22, 2025 | Buy | +2,000 | $3.01 | $6.02K | 930,334 |
| Lewis H. Titterton jr Director | Jan 21, 2025 | Buy | +6,000 | $2.59 | $15.54K | 928,334 |
| Lewis H. Titterton jr Director | Jan 17, 2025 | Buy | +10,000 | $2.57 | $25.70K | 922,334 |
| Michael Catelani President, COO, & CFO | Jan 15, 2025 | Buy | +9,289 | $2.15 | $19.97K | 44,500 |
| Amit Kumar Chief Executive Officer | Jan 15, 2025 | Buy | +43,000 | $2.23 | $95.89K | 559,925 |
| Lewis H. Titterton jr Director | Oct 22, 2024 | Option exercise | +16,000 | $2.58 | $41.28K | 912,334 |
| Lewis H. Titterton jr Director | Jul 31, 2024 | Buy | +5,580 | $3.23 | $18.02K | 896,334 |
| Lewis H. Titterton jr Director | Jul 30, 2024 | Buy | +21,646 | $3.06 | $66.24K | 890,754 |
| Lewis H. Titterton jr Director | Jul 26, 2024 | Buy | +7,700 | $3.03 | $23.33K | 869,108 |
| Arnold M. Baskies Director | Jul 26, 2024 | Buy | +5,000 | $3.09 | $15.45K | 115,000 |
| Lewis H. Titterton jr Director | Jul 25, 2024 | Buy | +796 | $2.81 | $2.24K | 861,408 |
| Lewis H. Titterton jr Director | Jun 14, 2024 | Buy | +4,000 | $2.68 | $10.72K | 860,612 |
| Lewis H. Titterton jr Director | Jun 13, 2024 | Buy | +405 | $2.70 | $1.09K | 856,612 |
| Lewis H. Titterton jr Director | Jun 11, 2024 | Buy | +7,102 | $2.66 | $18.89K | 856,207 |
| Lewis H. Titterton jr Director | Jun 10, 2024 | Buy | +330 | $2.60 | $858 | 849,105 |
| Lewis H. Titterton jr Director | Jun 7, 2024 | Buy | +10,738 | $2.52 | $27.06K | 848,775 |
| Michael Catelani President, COO, & CFO | Jun 7, 2024 | Buy | +6,250 | $2.40 | $15.00K | 35,211 |
| Amit Kumar Chief Executive Officer | Jun 7, 2024 | Buy | +25,000 | $2.41 | $60.25K | 516,925 |
| Michael Catelani President, COO, & CFO | Apr 30, 2024 | Award | +1,189 | $2.52 | $3.00K | 28,961 |
| Lewis H. Titterton jr Director | Apr 9, 2024 | Buy | +15,009 | $3.28 | $49.23K | 838,037 |
| Amit Kumar Chief Executive Officer | Mar 15, 2024 | Buy | +30,000 | $3.22 | $96.60K | 491,925 |
| Arnold M. Baskies Director | Mar 15, 2024 | Buy | +10,000 | $3.63 | $36.30K | 110,000 |
| Michael Catelani President, COO & CFO | Oct 31, 2023 | Award | +1,117 | $2.69 | $3.00K | 27,772 |
| Lewis H. Titterton jr Director | Oct 10, 2023 | Option exercise | +16,000 | $2.58 | $41.28K | 823,028 |
| Amit Kumar Chief Executive Officer, Director | Jul 31, 2023 | Sale | −11,800 | $3.57 | $42.13K | 461,925 |
| Amit Kumar Chief Executive Officer, Director | Jul 28, 2023 | Tax withholding | −28,375 | $3.63 | $103.00K | 473,725 |
| Amit Kumar Chief Executive Officer, Director | Jul 28, 2023 | Option exercise | +40,000 | $2.58 | $103.20K | 502,100 |
| Lewis H. Titterton jr Director | Jul 27, 2023 | Tax withholding | −87,042 | $3.55 | $309.00K | 807,028 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.