ALZNNasdaqPharmaceutical PreparationsFiscal year ends April 30
Alzamend Neuro, Inc.
Financials through Q1 FY2027, quarter ended Jul 31, 2026Last filing: 10-Q on Sep 10, 2026
$1.33+0.03 (+2.31%)
Close on Oct 19, 2026
- Market cap
- $5.96M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
56.4%
3M of 5M shares
Institutional holders
12
2 new, 3 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
5 buys · 3 sales
Net bought $315.27K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ALZN | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Kingsbury Capital Investment Advisors LLC | 1,329,100 | 27.54% | $1.59M | +762,367 | 1.35% |
| Kmt Wealth Management, LLC | 1,329,100 | 27.54% | $1.59M | New | 1.35% |
| Geode Capital Management, LLC | 26,371 | 0.55% | $31.64K | −19,309 | 0.00% |
| Vanguard Fiduciary Trust Co | 21,020 | 0.44% | $25.22K | – | 0.00% |
| Vanguard Capital Management LLC | 7,556 | 0.16% | $9.07K | +3,156 | 0.00% |
| Tower Research Capital LLC (TRC) | 3,517 | 0.07% | $4.22K | −2,667 | 0.00% |
| UBS Group AG | 2,352 | 0.05% | $2.82K | −2,152 | 0.00% |
| BlackRock, Inc. | 437 | 0.01% | $524 | – | 0.00% |
| IFG Advisory, LLC | 22 | 0.00% | $26 | New | 0.00% |
| SBI Securities Co., Ltd. | 22 | 0.00% | $26 | – | 0.00% |
| Caitong International Asset Management Co., Ltd | 3 | 0.00% | $4 | −1 | 0.00% |
| Harbor Investment Advisory, LLC | 1 | 0.00% | $1 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 12 | 3M | 56.4% | 2 / 2 | 4 / 3 | 2M | 0M |
| Q1 2026 | 13 | 1M | 14.1% | 5 / 2 | 1 / 4 | 1M | 0M |
| Q4 2025 | 13 | 0M | 5.1% | 3 / 5 | 0 / 1 | 0M | 0M |
| Q3 2025 | 11 | 0M | 3.1% | 5 / 3 | 1 / 1 | 0M | 0M |
| Q2 2025 | 7 | 0M | 0.0% | 7 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of ALZN | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Extended Market Index Fund | 33,502 | 0.69% | $39.87K | 0.00% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 7,556 | 0.16% | $9.07K | 0.00% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 4,644 | 0.10% | $5.53K | 0.00% | May 31, 2026 |
| Blackstone Alternative Multi-Strategy Fund | -100 | -0.00% | -$120 | -0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Henry Carl Nisser | EVP and General Counsel, Director | – | – | Aug 4, 2026 |
| Stephan Jackman | Chief Executive Officer, Director | 45,500 | 0.94% | Aug 4, 2026 |
| David J. Katzoff | Chief Financial Officer | 5,540 | 0.11% | Aug 4, 2026 |
| Milton C. Ault Iii | Director | 129,777 | 2.69% | Aug 31, 2026 |
| Ault Capital Group, Inc. | Director | – | – | Aug 20, 2026 |
| Ault Lending, LLC | Director | – | – | Aug 20, 2026 |
| Hyperscale Data, Inc. | Director | – | – | Aug 20, 2026 |
| William B. Horne | Director | 0 | – | Aug 4, 2026 |
| Jeffrey Oram | Director | 100,000 | 2.07% | Aug 4, 2026 |
| Mark Gustafson | Director | 60,000 | 1.24% | Aug 4, 2026 |
| Lynne Fahey McGrath | Director | 25 | 0.00% | Oct 24, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Milton C. Ault Iii Director | Aug 26, 2026 | Sale | −2,000 | $1.56 | $3.12K | 0 |
| Milton C. Ault Iii Director | Apr 14, 2026 | Buy | +108,388 | $1.00 | $108.39K | 116,648 |
| Milton C. Ault Iii Director | Apr 14, 2026 | Buy | +2,000 | $1.03 | $2.06K | 2,000 |
| Milton C. Ault Iii Director | Apr 14, 2026 | Buy | +108,388 | $1.00 | $108.39K | 116,648 |
| Milton C. Ault Iii Director | Apr 14, 2026 | Buy | +2,000 | $1.03 | $2.06K | 2,000 |
| Milton C. Ault Iii Director | Apr 14, 2026 | Buy | +108,388 | $1.00 | $108.39K | 116,648 |
| Milton C. Ault Iii Director | Dec 23, 2025 | Sale | −1,851 | $2.07 | $3.83K | 0 |
| William B. Horne Director | Dec 19, 2025 | Sale | −3,333 | $2.12 | $7.07K | 0 |
| Lynne Fahey McGrath Director | Oct 23, 2025 | Sale | −30 | $2.29 | $69 | 25 |
| Milton C. Ault Iii Director | Oct 9, 2025 | Sale | −20,397 | $2.32 | $47.32K | 8,260 |
| Milton C. Ault Iii Director | Oct 8, 2025 | Conversion | +61,743 | $2.32 | $143.24K | 130,591 |
| Milton C. Ault Iii Director | Oct 8, 2025 | Sale | −101,394 | $2.44 | $247.40K | 28,657 |
| Milton C. Ault Iii Director | Oct 7, 2025 | Sale | −57,379 | $2.49 | $142.87K | 68,848 |
| Milton C. Ault Iii Director | Oct 7, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 126,227 |
| Milton C. Ault Iii Director | Oct 6, 2025 | Sale | −82,033 | $2.45 | $200.98K | 26,227 |
| Milton C. Ault Iii Director | Oct 3, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 108,260 |
| Milton C. Ault Iii Director | Oct 3, 2025 | Sale | −65,903 | $2.44 | $160.80K | 8,260 |
| Milton C. Ault Iii Director | Oct 2, 2025 | Sale | −20,686 | $2.39 | $49.44K | 74,163 |
| Milton C. Ault Iii Director | Oct 1, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 131,626 |
| Milton C. Ault Iii Director | Oct 1, 2025 | Sale | −36,777 | $2.35 | $86.43K | 94,849 |
| Milton C. Ault Iii Director, 10% owner | Sep 30, 2025 | Sale | −3,566 | $2.33 | $8.31K | 31,626 |
| Milton C. Ault Iii Director, 10% owner | Sep 29, 2025 | Sale | −38,324 | $2.31 | $88.53K | 35,192 |
| Milton C. Ault Iii Director, 10% owner | Sep 26, 2025 | Sale | −37,738 | $2.31 | $87.17K | 73,516 |
| Milton C. Ault Iii Director, 10% owner | Sep 25, 2025 | Sale | −14,628 | $2.31 | $33.79K | 11,254 |
| Milton C. Ault Iii Director, 10% owner | Sep 25, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 111,254 |
| Milton C. Ault Iii Director, 10% owner | Sep 24, 2025 | Sale | −39,140 | $2.31 | $90.41K | 25,882 |
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2025 | Sale | −43,238 | $2.38 | $102.91K | 65,022 |
| Milton C. Ault Iii Director, 10% owner | Sep 22, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 108,260 |
| Milton C. Ault Iii Director, 10% owner | Sep 19, 2025 | Sale | −77,009 | $2.35 | $180.97K | 8,260 |
| Milton C. Ault Iii Director, 10% owner | Sep 18, 2025 | Sale | −20,870 | $2.47 | $51.55K | 85,269 |
| Milton C. Ault Iii Director, 10% owner | Sep 17, 2025 | Sale | −2,121 | $2.45 | $5.20K | 106,139 |
| Milton C. Ault Iii Director, 10% owner | Sep 17, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 108,260 |
| Milton C. Ault Iii Director, 10% owner | Jul 31, 2025 | Sale | −100,000 | $2.22 | $222.00K | 8,260 |
| Milton C. Ault Iii Director, 10% owner | Jul 30, 2025 | Sale | −29,449 | $2.51 | $73.92K | 108,260 |
| Milton C. Ault Iii Director, 10% owner | Jul 30, 2025 | Conversion | +100,000 | $2.32 | $232.00K | 137,709 |
| Milton C. Ault Iii Director, 10% owner | Jul 28, 2025 | Sale | −8,311 | $2.68 | $22.27K | 37,709 |
| Milton C. Ault Iii Director, 10% owner | Jul 25, 2025 | Sale | −36,532 | $2.90 | $105.94K | 46,020 |
| Milton C. Ault Iii Director, 10% owner | Jul 24, 2025 | Sale | −9,621 | $2.93 | $28.19K | 82,552 |
| Milton C. Ault Iii Director, 10% owner | Jul 23, 2025 | Conversion | +143,429 | $2.32 | $332.76K | 151,689 |
| Milton C. Ault Iii Director, 10% owner | Jul 23, 2025 | Sale | −59,516 | $2.95 | $175.57K | 92,173 |
| Milton C. Ault Iii Director, 10% owner | May 12, 2025 | Sale | −1,213 | $5.06 | $6.14K | 8,260 |
| Milton C. Ault Iii Director, 10% owner | May 12, 2025 | Sale | −11 | $5.28 | $58 | 1,843 |
| William B. Horne Director | Mar 26, 2025 | Buy | +3,334 | $0.99 | $3.30K | 30,000 |
| Milton C. Ault Iii Director, 10% owner | Mar 21, 2025 | Buy | +2,905 | $1.02 | $2.96K | 85,273 |
| David J. Katzoff Chief Financial Officer | Mar 21, 2025 | Buy | +5,000 | $1.01 | $5.05K | 5,540 |
| William B. Horne Director | Mar 20, 2025 | Buy | +5,000 | $0.98 | $4.90K | 26,666 |
| William B. Horne Director | Mar 18, 2025 | Buy | +5,000 | $0.97 | $4.85K | 21,666 |
| William B. Horne Director | Mar 18, 2025 | Option exercise | +10,000 | $0.06 | $600 | 16,666 |
| Milton C. Ault Iii Director, 10% owner | Mar 18, 2025 | Buy | +5,000 | $0.96 | $4.80K | 82,368 |
| Milton C. Ault Iii Director, 10% owner | Mar 12, 2025 | Buy | +100 | $0.68 | $68 | 77,368 |
| Milton C. Ault Iii Director, 10% owner | Aug 6, 2024 | Buy | +75 | $2.75 | $206 | 77,268 |
| Milton C. Ault Iii Director, 10% owner | Jul 31, 2024 | Buy | +25 | $3.74 | $94 | 77,193 |
| Milton C. Ault Iii Director, 10% owner | Apr 19, 2024 | Buy | +1,000 | $0.69 | $690 | 771,699 |
| Milton C. Ault Iii Director, 10% owner | Apr 1, 2024 | Buy | +334 | $0.91 | $304 | 770,699 |
| Milton C. Ault Iii Director, 10% owner | Jan 23, 2024 | Other | −661,168 | – | – | 5,498 |
| Milton C. Ault Iii Director, 10% owner | Jan 5, 2024 | Buy | +2,000 | $1.06 | $2.12K | 770,365 |
| Milton C. Ault Iii Director, 10% owner | Jan 5, 2024 | Buy | +5,000 | $1.02 | $5.10K | 768,365 |
| Lynne Fahey McGrath Director | Dec 26, 2023 | Sale | −666 | $0.88 | $586 | 0 |
| Milton C. Ault Iii 10% owner | Dec 26, 2023 | Buy | +500 | $0.90 | $450 | 26,032 |
| Milton C. Ault Iii 10% owner | Dec 22, 2023 | Buy | +200 | $0.92 | $184 | 166,866 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Hyperscale Data, Inc. 10% stockholder | Jul 11, 2025 | 939,281 | $3.01M | Jul 14, 2025 | Private purchase |
| Hyperscale Data, Inc. 10% stockholder | May 9, 2025 | 516,090 | $278.69K | May 12, 2025 | Private purchase |