AINYSEServices-Prepackaged SoftwareFiscal year ends April 30
C3.ai, Inc.
Financials through Q1 FY2027, quarter ended Jul 31, 2026Last filing: 10-Q on Sep 9, 2026
$11.28−0.04 (-0.35%)
Close on Oct 19, 2026
- Market cap
- $1.75B
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
60.4%
97M of 161M shares
Institutional holders
318
46 new, 41 sold out
Net institutional buying
12M
In Q2 2026
Insider trades, 12 months
2 buys · 42 sales
Net sold $70.33M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 9,694,153 | 6.80% | 13G (passive) amendment | Mar 31, 2026 |
| Vanguard Portfolio Management | 8,655,944 | 6.10% | 13G (passive) | Mar 31, 2026 |
| Susquehanna Investment Group | 7,128,448 | 5.30% | 13G (passive) | Sep 30, 2025 |
| Thomas M Siebel | 25,556,651 | 15.30% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 14,255,067 | 8.87% | $129.58M | +2,048,624 | 0.00% |
| Vanguard Portfolio Management LLC | 8,967,629 | 5.58% | $81.52M | +423,445 | 0.00% |
| Vanguard Capital Management LLC | 5,991,015 | 3.73% | $54.46M | +150,311 | 0.00% |
| Morgan Stanley | 5,025,836 | 3.13% | $45.68M | −699,860 | 0.00% |
| Bnp Paribas Arbitrage, Snc | 3,543,864 | 2.20% | $32.21M | +1,779,967 | 0.01% |
| State Street Corp | 3,488,324 | 2.17% | $31.71M | +337,741 | 0.00% |
| Geode Capital Management, LLC | 3,431,376 | 2.13% | $31.20M | +505,582 | 0.00% |
| Goldman Sachs Group Inc | 3,221,882 | 2.00% | $29.29M | −620,044 | 0.00% |
| Millennium Management LLC | 3,136,646 | 1.95% | $28.51M | +287,884 | 0.01% |
| Hrt Financial LP | 2,965,568 | 1.84% | $26.96K | +2,409,523 | 0.00% |
| Bank Of America Corp /De/ | 2,872,364 | 1.79% | $26.11M | −409,819 | 0.00% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 2,390,187 | 1.49% | $21.72M | +32,951 | 0.03% |
| Federated Hermes, Inc. | 2,279,734 | 1.42% | $20.72M | +1,520,553 | 0.03% |
| Citadel Advisors LLC | 1,809,037 | 1.13% | $16.44M | +1,088,818 | 0.00% |
| UBS Group AG | 1,534,477 | 0.95% | $13.95M | −222,307 | 0.00% |
| Marshall Wace, Llp | 1,409,186 | 0.88% | $12.81M | −841,050 | 0.01% |
| Capital Fund Management S.A. | 1,279,579 | 0.80% | $11.63M | +585,484 | 0.05% |
| JPMorgan Chase & Co | 1,250,864 | 0.78% | $11.15M | −272,530 | 0.00% |
| Northern Trust Corp | 1,168,464 | 0.73% | $10.62M | +127,695 | 0.00% |
| Charles Schwab Investment Management Inc | 1,103,752 | 0.69% | $10.03M | +63,441 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 318 | 97M | 60.4% | 46 / 130 | 71 / 41 | 20M | 7M |
| Q1 2026 | 319 | 85M | 52.8% | 55 / 94 | 97 / 71 | 32M | 10M |
| Q4 2025 | 343 | 78M | 48.7% | 82 / 110 | 92 / 61 | 17M | 7M |
| Q3 2025 | 329 | 69M | 42.9% | 52 / 113 | 102 / 94 | 14M | 13M |
| Q2 2025 | 376 | 68M | 42.4% | 86 / 122 | 105 / 48 | 12M | 11M |
| Q1 2025 | 342 | 68M | 42.4% | 57 / 141 | 69 / 82 | 13M | 11M |
| Q4 2024 | 374 | 67M | 41.5% | 105 / 102 | 105 / 39 | 16M | 7M |
| Q3 2024 | 316 | 60M | 37.2% | 40 / 102 | 103 / 55 | 17M | 6M |
| Q2 2024 | 338 | 56M | 34.9% | 72 / 108 | 97 / 39 | 11M | 9M |
| Q1 2024 | 307 | 54M | 33.5% | 43 / 112 | 90 / 46 | 5M | 9M |
| Q4 2023 | 314 | 58M | 35.9% | 55 / 126 | 77 / 36 | 16M | 6M |
| Q3 2023 | 297 | 47M | 29.4% | 48 / 123 | 69 / 65 | 10M | 8M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 4,254,833 | 2.65% | $38.68M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 3,529,753 | 2.20% | $32.09M | 0.04% | Jun 30, 2026 |
| Vanguard Information Technology Index Fund | 3,126,273 | 1.94% | $33.67M | 0.02% | May 31, 2026 |
| Vanguard Small-Cap Index Fund | 3,091,797 | 1.92% | $28.10M | 0.01% | Jun 30, 2026 |
| Global X Artificial Intelligence & Technology ETF | 1,967,782 | 1.22% | $21.19M | 0.20% | May 31, 2026 |
| Vanguard Small-Cap Growth Index Fund | 1,795,222 | 1.12% | $16.32M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 1,501,452 | 0.93% | $13.78M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 1,490,095 | 0.93% | $13.54M | 0.01% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 1,316,606 | 0.82% | $11.97M | 0.08% | Jun 30, 2026 |
| Federated Hermes MDT Small Cap Core Fund | 1,241,592 | 0.77% | $11.40M | 0.51% | Jul 31, 2026 |
| First Trust Nasdaq Artificial Intelligence and Robotics ETF | 1,013,749 | 0.63% | $9.21M | 1.26% | Jun 30, 2026 |
| Defiance Drone and Modern Warfare ETF | 810,280 | 0.50% | $7.37M | 4.82% | Jun 30, 2026 |
| Vanguard Russell 2000 Index Fund | 660,982 | 0.41% | $7.12M | 0.04% | May 31, 2026 |
| iShares Expanded Tech-Software Sector ETF | 658,972 | 0.41% | $5.99M | 0.04% | Jun 30, 2026 |
| BlackRock Advantage Small Cap Core Fund | 656,909 | 0.41% | $7.07M | 0.13% | May 29, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Thomas M. Siebel | CEO and Chairman of the Board, Director, 10% owner | 3,030,124 | 1.88% | Sep 17, 2026 |
| Hitesh Lath | CHIEF FINANCIAL OFFICER | 371,036 | 0.23% | Sep 17, 2026 |
| Stephen Bradley Ehikian | Chief Executive Officer | 880,934 | 0.55% | Jul 2, 2026 |
| Robert David Schilling | EVP & Chief Commercial Officer | 1,011,327 | 0.63% | Oct 2, 2025 |
| Merel Witteveen | Senior VP, Operations | 13,740 | 0.01% | Jun 17, 2025 |
| John E. Hyten | Director | 211,044 | 0.13% | Sep 17, 2026 |
| John Charles Dwyer | Director | 1,700 | 0.00% | Aug 27, 2026 |
| Jim H. Snabe | Director | 413,000 | 0.26% | Mar 31, 2026 |
| Michael Wayne Clayville | Director | 300,000 | 0.19% | Dec 15, 2025 |
| Jr Stephen M. Ward | Director | 588,877 | 0.37% | Oct 7, 2025 |
| Richard C. Levin | Director | 165,619 | 0.10% | Oct 7, 2025 |
| Condoleezza Rice | Director | 75,286 | 0.05% | Oct 7, 2025 |
| D. Bruce Sewell | Director | 79 | 0.00% | Oct 7, 2025 |
| Michael G. McCaffery | Director | 987,628 | 0.61% | Oct 7, 2025 |
| Alan S. Murray | Director | – | – | Oct 7, 2025 |
| KR Sridhar | Director | 0 | – | Oct 7, 2025 |
| Kenneth A. Goldman | Director | 22,689 | 0.01% | Jun 30, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 17, 2026 | Gift | −15,930 | – | – | 325,250 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 17, 2026 | Gift | +15,930 | – | – | 45,786 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 16, 2026 | Option exercise | +162,247 | $3.90 | $632.76K | 884,609 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 16, 2026 | Sale(10b5-1 plan) | −162,247 | $10.54 | $1.71M | 722,362 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 16, 2026 | Sale | −21,077 | $10.48 | $220.89K | 371,036 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 16, 2026 | Gift | +29,856 | – | – | 29,856 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 16, 2026 | Gift | −29,856 | – | – | 341,180 |
| John E. Hyten Director | Sep 15, 2026 | Returned to company | −2,500 | $10.79 | $26.97K | 64,214 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 15, 2026 | Sale(10b5-1 plan) | −282,001 | $10.90 | $3.07M | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 15, 2026 | Option exercise | +282,001 | $3.90 | $1.10M | 1,004,363 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 15, 2026 | Option exercise | +20,000 | – | – | 392,113 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 15, 2026 | Option exercise | +1,000 | – | – | 372,113 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Sep 15, 2026 | Option exercise | +8,007 | – | – | 371,113 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 14, 2026 | Gift | +21,986 | – | – | 7,105,019 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 14, 2026 | Sale | −22,780 | $10.56 | $240.56K | 744,348 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 14, 2026 | Gift | −21,986 | – | – | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 11, 2026 | Option exercise | +44,766 | – | – | 767,128 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 3, 2026 | Gift | −15,846 | – | – | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 3, 2026 | Gift | +15,846 | – | – | 7,083,033 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 2, 2026 | Sale | −16,890 | $10.30 | $173.97K | 738,208 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Sep 1, 2026 | Option exercise | +32,736 | – | – | 755,098 |
| John E. Hyten Director | Aug 14, 2026 | Returned to company | −2,500 | $9.93 | $24.83K | 66,714 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Aug 11, 2026 | Option exercise | +453,314 | $3.90 | $1.77M | 1,175,676 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Aug 11, 2026 | Sale(10b5-1 plan) | −453,314 | $10.51 | $4.76M | 722,362 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Aug 4, 2026 | Sale(10b5-1 plan) | −20,000 | $10.00 | $200.00K | 363,106 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Aug 4, 2026 | Gift | −143,834 | – | – | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Aug 4, 2026 | Gift | +143,834 | – | – | 7,067,187 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Aug 3, 2026 | Sale | −139,500 | $9.61 | $1.34M | 866,196 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Aug 2, 2026 | Option exercise | +283,334 | – | – | 1,005,696 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jul 15, 2026 | Option exercise | +64,975 | $2.04 | $132.55K | 787,337 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jul 15, 2026 | Option exercise | +133,490 | $3.90 | $520.61K | 855,852 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jul 15, 2026 | Sale(10b5-1 plan) | −133,490 | $9.32 | $1.24M | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jul 15, 2026 | Sale(10b5-1 plan) | −64,975 | $9.31 | $604.92K | 722,362 |
| John E. Hyten Director | Jul 15, 2026 | Returned to company | −2,500 | $9.14 | $22.85K | 69,214 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jul 14, 2026 | Sale(10b5-1 plan) | −264,100 | $9.07 | $2.40M | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jul 14, 2026 | Option exercise | +264,100 | $2.04 | $538.76K | 986,462 |
| Stephen Bradley Ehikian Chief Executive Officer | Jul 2, 2026 | Gift | −44,378 | – | – | 606,752 |
| Stephen Bradley Ehikian Chief Executive Officer | Jul 2, 2026 | Gift | +44,378 | – | – | 274,182 |
| Stephen Bradley Ehikian Chief Executive Officer | Jul 1, 2026 | Sale | −50,542 | $9.45 | $477.62K | 651,130 |
| Stephen Bradley Ehikian Chief Executive Officer | Jun 30, 2026 | Award | +27,503 | – | – | 701,672 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 30, 2026 | Sale(10b5-1 plan) | −21,315 | $8.77 | $186.93K | 383,106 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 30, 2026 | Sale(10b5-1 plan) | −27,304 | $8.77 | $239.46K | 404,421 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 29, 2026 | Award | +150,000 | – | – | 383,106 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 29, 2026 | Award | +48,619 | – | – | 431,725 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 16, 2026 | Sale | −34,210 | $10.95 | $374.60K | 233,106 |
| John E. Hyten Director | Jun 15, 2026 | Returned to company | −2,500 | $11.03 | $27.58K | 71,714 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 15, 2026 | Option exercise | +20,000 | – | – | 267,316 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 15, 2026 | Option exercise | +8,008 | – | – | 246,316 |
| Hitesh Lath CHIEF FINANCIAL OFFICER | Jun 15, 2026 | Option exercise | +1,000 | – | – | 247,316 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 15, 2026 | Gift | −21,197 | – | – | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 15, 2026 | Option exercise | +472,005 | $2.04 | $962.89K | 1,194,367 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 15, 2026 | Gift | +21,197 | – | – | 6,923,353 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 15, 2026 | Sale(10b5-1 plan) | −472,005 | $11.11 | $5.24M | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 12, 2026 | Sale(10b5-1 plan) | −23,570 | $10.92 | $257.38K | 743,559 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 11, 2026 | Option exercise | +44,767 | – | – | 767,129 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 3, 2026 | Gift | +6,182,053 | – | – | 6,902,156 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 3, 2026 | Gift | −6,182,053 | – | – | 722,362 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 2, 2026 | Sale | −17,350 | $11.32 | $196.40K | 6,904,415 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 1, 2026 | Option exercise | +32,736 | – | – | 755,098 |
| Thomas M. Siebel CEO and Chairman of the Board, Director, 10% owner | Jun 1, 2026 | Option exercise | +6,166,667 | $11.16 | $68.82M | 6,921,765 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Lath Hitesh OFFICER | Oct 13, 2026 | 20,000 | $247.40K | Oct 12, 2026 | RESTRICTED STOCK UNIT VEST |
| Ehikian Stephen Former Officer, Employee | Oct 1, 2026 | 50,271 | $548.09K | Oct 1, 2026 | Restricted Stock Unit Vesting |
| Lath Hitesh OFFICER | Sep 16, 2026 | 21,077 | $220.96K | Sep 16, 2026 | RESTRICTED STOCK UNIT VEST |
| Lath Hitesh OFFICER | Aug 4, 2026 | 20,000 | $200.09K | Aug 4, 2026 | RESTRICTED STOCK UNIT VEST |
| M. Siebel Thomas Officer and Director | Aug 3, 2026 | 203,000 | $1.84M | Aug 3, 2026 | RSU Vest |
| M. Siebel Thomas Officer and Director | Jul 14, 2026 | 1,795,490 | $16.09M | Jul 14, 2026 | Stock Option Exercise |
| Ehikian Stephen Officer | Jul 1, 2026 | 50,542 | $477.39K | Jul 1, 2026 | Restricted Stock Unit Vesting |
| Lath Hitesh OFFICER | Jun 30, 2026 | 48,619 | $426.43K | Jun 30, 2026 | RESTRICTED STOCK UNIT VEST |
| Lath Hitesh OFFICER | Jun 16, 2026 | 34,210 | $374.63K | Jun 16, 2026 | RESTRICTED STOCK UNIT VEST |
| M. Siebel Thomas Officer and Director | May 4, 2026 | 74,000 | $677.84K | May 4, 2026 | RSU Vest |
| Ehikian Stephen Officer | Mar 31, 2026 | 52,194 | $429.10K | Mar 31, 2026 | Restricted Stock Unit Vesting |
| H. Snabe Jim Director | Mar 27, 2026 | 10,000 | $80.00K | Mar 27, 2026 | Long Shares |
| M. Siebel Thomas Officer and Director | Mar 17, 2026 | 1,946,607 | $17.13M | Mar 17, 2026 | NQ Option |
| Lath Hitesh OFFICER | Mar 16, 2026 | 15,248 | $136.90K | Mar 16, 2026 | RESTRICTED STOCK UNIT VEST |
| M. Siebel Thomas Officer and Director | Feb 2, 2026 | 73,500 | $809.97K | Feb 2, 2026 | RSU Vest |