AFCGNasdaqFiscal year ends December 31
Advanced Flower Capital Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 13, 2026
$3.03−0.06 (-1.94%)
Close on Oct 19, 2026
- Market cap
- $70.29M
- P/E (TTM)
- 15.9
- Dividend yield
- 17.49%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
19.2%
4M of 23M shares
Institutional holders
44
9 new, 15 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
51 buys · 0 sales
Net bought $4.34M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Leonard M. Tannenbaum | 7,104,897 | 31.60% | 13D (active) amendment | Sep 11, 2026 |
| CDC Financial, Inc. | 2,033,801 | 8.60% | 13G (passive) amendment | Jun 30, 2026 |
| Coghill Clint D | 1,673,092 | 7.10% | 13G (passive) amendment | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AFCG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| CDC Financial, Inc. | 1,797,359 | 7.93% | $5.57M | +324,181 | 2.33% |
| Jane Street Group, LLC | 418,479 | 1.85% | $1.30M | +189,412 | 0.00% |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 220,387 | 0.97% | $683.20K | +27,841 | 0.00% |
| Susquehanna International Group, Llp | 199,911 | 0.88% | $619.72K | +55,441 | 0.00% |
| Gsa Capital Partners Llp | 193,323 | 0.85% | $599 | −47,685 | 0.04% |
| Squarepoint Ops LLC | 191,798 | 0.85% | $594.57K | +130,652 | 0.00% |
| Arrowstreet Capital, Limited Partnership | 173,233 | 0.76% | $537.02K | New | 0.00% |
| Morgan Stanley | 121,543 | 0.54% | $376.78K | +399 | 0.00% |
| D. E. Shaw & Co., Inc. | 116,471 | 0.51% | $361.06K | +18,847 | 0.00% |
| Citadel Advisors LLC | 114,407 | 0.50% | $354.66K | −86,443 | 0.00% |
| Acadian Asset Management LLC | 108,441 | 0.48% | $335 | New | 0.00% |
| Black Maple Capital Management LP | 92,131 | 0.41% | $285.61K | −18,781 | 0.16% |
| Renaissance Technologies LLC | 67,100 | 0.30% | $208.01K | −9,700 | 0.00% |
| BlackRock, Inc. | 59,944 | 0.26% | $185.83K | – | 0.00% |
| Osaic Holdings, Inc. | 57,548 | 0.25% | $178.40K | +1,071 | 0.00% |
| Vident Advisory, LLC | 53,225 | 0.23% | $165.00K | −20,197 | 0.00% |
| Focus Partners Wealth | 52,351 | 0.23% | $162.29K | New | 0.00% |
| Millennium Management LLC | 43,479 | 0.19% | $134.79K | −84,560 | 0.00% |
| HighTower Advisors, LLC | 38,310 | 0.17% | $118.76K | +190 | 0.00% |
| Bridgeway Capital Management, LLC | 34,096 | 0.15% | $105.70K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 44 | 4M | 19.2% | 9 / 13 | 13 / 15 | 1M | 1M |
| Q1 2026 | 51 | 4M | 17.8% | 16 / 10 | 17 / 33 | 2M | 3M |
| Q4 2025 | 69 | 6M | 25.2% | 9 / 15 | 28 / 12 | 1M | 1M |
| Q3 2025 | 72 | 5M | 23.1% | 6 / 30 | 21 / 12 | 0M | 1M |
| Q2 2025 | 78 | 6M | 25.3% | 10 / 28 | 23 / 15 | 1M | 1M |
| Q1 2025 | 84 | 6M | 26.0% | 12 / 24 | 33 / 13 | 0M | 1M |
| Q4 2024 | 86 | 7M | 29.5% | 15 / 36 | 16 / 15 | 1M | 0M |
| Q3 2024 | 86 | 6M | 27.0% | 19 / 31 | 16 / 7 | 3M | 1M |
| Q2 2024 | 75 | 6M | 25.0% | 8 / 28 | 21 / 17 | 0M | 1M |
| Q1 2024 | 84 | 6M | 27.0% | 11 / 25 | 26 / 14 | 1M | 1M |
| Q4 2023 | 87 | 6M | 24.7% | 15 / 40 | 16 / 12 | 1M | 0M |
| Q3 2023 | 84 | 5M | 22.4% | 10 / 30 | 25 / 8 | 0M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AFCG | Value | % of fund | As of |
|---|---|---|---|---|---|
| SIMT Tax-Managed Small/Mid Cap Fund | 114,858 | 0.51% | $356.06K | 0.05% | Jun 30, 2026 |
| Ultra-Small Company Market Fund | 30,796 | 0.14% | $95.47K | 0.06% | Jun 30, 2026 |
| Catalyst/SMH Total Return Income Fund | 26,000 | 0.11% | $80.60K | 0.39% | Jun 30, 2026 |
| Vanguard Growth And Income Fund | 23,970 | 0.11% | $74.31K | 0.00% | Jun 30, 2026 |
| Blackstone Alternative Multi-Strategy Fund | -1,200 | -0.01% | -$3.72K | -0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robyn Tannenbaum | President and CIO | 6,969,911 | 30.74% | Aug 18, 2026 |
| Brandon Hetzel | CFO and Treasurer | 42,000 | 0.19% | Aug 17, 2026 |
| Peter Sattelmair | PFO | – | – | Mar 16, 2026 |
| Daniel Neville | Chief Executive Officer | 317,889 | 1.40% | Nov 21, 2025 |
| Leonard M. Tannenbaum | Director, 10% owner | 7,516,921 | 33.16% | Sep 30, 2026 |
| Thomas L. Harrison | Director | 24,539 | 0.11% | Nov 24, 2025 |
| Robert L. Levy | Director | 9,511 | 0.04% | Nov 21, 2025 |
| Alexander C. Frank | Director | 16,196 | 0.07% | Nov 21, 2025 |
| Marnie Migatz Sudnow | Director | 9,511 | 0.04% | Nov 21, 2025 |
| AFC Management, LLC | – | – | – | Jan 9, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Leonard M. Tannenbaum Director, 10% owner | Sep 30, 2026 | Buy | +44,643 | $3.63 | $162.05K | 7,109,614 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 29, 2026 | Buy | +40,081 | $3.59 | $143.89K | 7,064,971 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 28, 2026 | Buy | +10,673 | $3.57 | $38.10K | 7,024,890 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 25, 2026 | Buy | +5,228 | $3.52 | $18.40K | 7,014,217 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 24, 2026 | Buy | +20,000 | $3.49 | $69.80K | 7,008,989 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 23, 2026 | Buy | +3,471 | $3.49 | $12.11K | 6,988,989 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 22, 2026 | Buy | +23,072 | $3.49 | $80.52K | 6,985,518 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 18, 2026 | Buy | +10,000 | $3.49 | $34.90K | 6,962,446 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 17, 2026 | Buy | +25,000 | $3.50 | $87.50K | 6,952,446 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 16, 2026 | Buy | +2,341 | $3.43 | $8.03K | 6,927,446 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 15, 2026 | Buy | +608 | $3.50 | $2.13K | 6,925,105 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 14, 2026 | Buy | +25,198 | $3.50 | $88.19K | 6,924,497 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 11, 2026 | Buy | +15,000 | $3.55 | $53.25K | 6,899,299 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 10, 2026 | Buy | +35,000 | $3.46 | $121.10K | 6,884,299 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 2, 2026 | Buy | +15,223 | $3.59 | $54.65K | 6,849,299 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 31, 2026 | Buy | +53,273 | $3.60 | $191.78K | 6,834,076 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 28, 2026 | Buy | +65,752 | $3.53 | $232.10K | 6,780,803 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 27, 2026 | Buy | +15,202 | $3.46 | $52.60K | 6,715,051 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 26, 2026 | Buy | +19,404 | $3.41 | $66.17K | 6,699,849 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 25, 2026 | Buy | +30,000 | $3.40 | $102.00K | 6,680,445 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 24, 2026 | Buy | +30,000 | $3.41 | $102.30K | 6,650,445 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 21, 2026 | Buy | +25,000 | $3.28 | $82.00K | 6,620,445 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 20, 2026 | Buy | +20,000 | $3.29 | $65.80K | 6,595,445 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 19, 2026 | Buy | +12,841 | $3.48 | $44.69K | 6,575,445 |
| Robyn Tannenbaum President and CIO | Aug 14, 2026 | Buy | +1,000 | $3.15 | $3.15K | 226,907 |
| Leonard M. Tannenbaum Director, 10% owner | Aug 14, 2026 | Buy | +45,829 | $3.06 | $140.24K | 6,562,604 |
| Brandon Hetzel CFO and Treasurer | Aug 14, 2026 | Buy | +1,463 | $3.00 | $4.39K | 42,000 |
| Leonard M. Tannenbaum Director, 10% owner | May 14, 2026 | Buy | +90,600 | $2.84 | $257.30K | 6,516,775 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 31, 2026 | Buy | +29,040 | $2.76 | $80.15K | 6,426,175 |
| Robyn Tannenbaum President and CIO | Mar 31, 2026 | Buy | +7,000 | $2.80 | $19.60K | 225,907 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 27, 2026 | Buy | +4,300 | $2.60 | $11.18K | 6,397,135 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 26, 2026 | Buy | +19,729 | $2.60 | $51.30K | 6,392,835 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 24, 2026 | Buy | +44,914 | $2.59 | $116.33K | 6,373,106 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 23, 2026 | Buy | +14,366 | $2.59 | $37.21K | 6,328,192 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 20, 2026 | Buy | +115,237 | $2.55 | $293.85K | 6,313,826 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 19, 2026 | Buy | +60,600 | $2.59 | $156.95K | 6,198,589 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 18, 2026 | Buy | +90,600 | $2.59 | $234.65K | 6,137,989 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 16, 2026 | Buy | +34,288 | $2.59 | $88.81K | 6,047,389 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 13, 2026 | Buy | +15,018 | $2.60 | $39.05K | 6,013,101 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 12, 2026 | Buy | +2,502 | $2.59 | $6.48K | 5,998,083 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 10, 2026 | Buy | +2,000 | $2.57 | $5.14K | 5,995,581 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 9, 2026 | Buy | +102,213 | $2.54 | $259.62K | 5,993,581 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 6, 2026 | Buy | +1,270 | $2.47 | $3.14K | 5,891,368 |
| Leonard M. Tannenbaum Director, 10% owner | Mar 5, 2026 | Buy | +29,000 | $2.44 | $70.76K | 5,890,098 |
| Leonard M. Tannenbaum Director, 10% owner | Dec 11, 2025 | Buy | +25,000 | $3.05 | $76.25K | 5,861,098 |
| Leonard M. Tannenbaum Director, 10% owner | Dec 10, 2025 | Buy | +20,000 | $3.03 | $60.60K | 5,836,098 |
| Leonard M. Tannenbaum Director, 10% owner | Dec 9, 2025 | Buy | +24,000 | $2.83 | $67.92K | 5,816,098 |
| Leonard M. Tannenbaum Director, 10% owner | Dec 3, 2025 | Buy | +46,000 | $2.94 | $135.24K | 5,792,098 |
| Leonard M. Tannenbaum Director, 10% owner | Dec 2, 2025 | Buy | +39,000 | $2.87 | $111.93K | 5,746,098 |
| Leonard M. Tannenbaum Director, 10% owner | Dec 1, 2025 | Buy | +15,000 | $2.88 | $43.20K | 5,707,098 |
| Thomas L. Harrison Director | Nov 20, 2025 | Award | +5,474 | $2.74 | $15.00K | 24,539 |
| Leonard M. Tannenbaum Director, 10% owner | Nov 20, 2025 | Award | +729,927 | $2.74 | $2.00M | 5,692,098 |
| Robyn Tannenbaum President and CIO | Nov 20, 2025 | Award | +91,240 | $2.74 | $250.00K | 218,907 |
| Daniel Neville Chief Executive Officer | Nov 20, 2025 | Award | +91,240 | $2.74 | $250.00K | 317,889 |
| Robert L. Levy Director | Nov 20, 2025 | Award | +5,474 | $2.74 | $15.00K | 9,511 |
| Alexander C. Frank Director | Nov 20, 2025 | Award | +5,474 | $2.74 | $15.00K | 16,196 |
| Marnie Migatz Sudnow Director | Nov 20, 2025 | Award | +5,474 | $2.74 | $15.00K | 9,511 |
| Daniel Neville Chief Executive Officer | Nov 18, 2025 | Buy | +17,000 | $2.81 | $47.77K | 226,649 |
| Daniel Neville Chief Executive Officer | Sep 8, 2025 | Buy | +12,388 | $4.44 | $55.00K | 209,649 |
| Leonard M. Tannenbaum Director, 10% owner | Sep 5, 2025 | Buy | +79,665 | $4.56 | $363.27K | 4,962,171 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.